This issue is dominated, as many issues are, by developments in the
Lone Star state. The first, a cryptic two sentence Supreme Court
order which struck down a race based death sentence in Saldano
v. Texas. In Hernandez
v. Johnson a Fifth Circuit panel finds false testimony by the infamous
Dr. Grigson, as well as other false testimony, is immaterial
under Johnson v. Mississippi, 108 S. Ct. 1981 (1988). The In
Re McGinn panel holds that even though DNA testing which might clear
petitioner, is readily available, and may be quickly done, the federal
constitution will not block execution in this case; G. W. Bush, in the
middle of his presidential campaign, did, however, stop the execution so
that testing could be done. (This was Bush's first 30 day reprieve in his
six years as governor).
In the only other capital case covered this week, Foster
v. Schomig, the Seventh Circuit examines the need for experts to prove
statutory mittigators, in this case extreme emotional disturbance.
Following on the heels of several recent competency to be executed
cases in the recent months, this edition's "in depth" focuses on
competency to be executed.
Supreme
Court
Saldano
v. Texas, No. 99-8119 (U.S. 6/4/2000) In a brief and cryptic
two sentence order the Court reaffirms what most already knew, race still
infects the implementation of the death penalty. (Reuters
story)
The motion of petitioner for leave to proceed in forma pauperis
and the petition for a writ of certiorari are granted. The judgment is
vacated and the case is remanded to the Court of Criminal Appeals of Texas
for further consideration in light of theconfession of error by the Solicitor
General of Texas.
Capital
Cases
In
Re McGinn, No. 00-10367 (5th Cir. 06/01/2000) Fifth Circuit, in denying
relief, holds that a strong showing that DNA evidence might clear a person
under an active warrant of death on a successive petition is not enough
to get either a stay or the appropriate testing under § 2244. [Note:
the issue of whether such a petition would have been approriate under §
2241or § 1651 was not discussed by the panel, dicta from other
Circuits suggest that in circumstances such as these that §1651/§2241
may be an appropriate vehicle.]
The State argues that this court should deny leave to file
a subsequent writ on two grounds. First, the ruling by the Texas Court
of Criminal Appeals that Petitioner had abused the process is an adequate
and independent state ground. Second, this court lacks jurisdiction to
grant the requested relief under 28 U.S.C. § 2244.
We are persuaded that we cannot grant leave to file a successive
writ because the petitioner cannot meet the requirements of 28 U.S.C. §
2244(b)(2)(B)(i). Specifically, petitioner cannot show that "the factual
predicate for the claim[s] could not have been discovered previously through
the exercise of due diligence." It is clear that at the original trial
there was extensive testing of blood samples, including reverse paternity
DNA tests. The claim is that while better tests could have been performed
then, developing science enhances the possibility of a better test today.
Yet no submission has been made to this court that any testing methods
developed in the five years following the testing done for trial were not
available to allow timely submission to the federal district court by February
23, 1999, when it denied habeas relief in the first petition. We do not
reach the issue of whether the petitioner could meet the statute's innocence
requirement.
We do not suggest that in striving to both convict the guilty and free
the innocent, criminal process can look away from exculpatory evidence
with such potential explanatory power. Rather, we remind that this is a
court of limited jurisdiction, only part of an entire system. We are persuaded
that Congress has withheld jurisdiction from this court to grant the requested
relief here. On the facts of this case, Petitioner must obtain his relief
from other parts of this process, a process in which each player does his
job. We express no opinion whether DNA evidence may, in other circumstances,
allow a prisoner to escape the strictures of the subsequent writ.
The application for leave to file a subsequent writ and for stay of
execution is DENIED.
Hernandez
v. Johnson, No. 99-10446 (5th Cir. 05/30/2000) "In his application,
Hernandez presents two issues for which he seeks a COA: 1) whether he was
denied the effective assistance of counsel when his court-appointed trial
attorneys failed to recognize the validity and importance of an alcoholic
blackout defense, and 2) whether he was denied a fair trial when the State
allegedly utilized and relied upon materially inaccurate evidence."
The second issue presented in Hernandez' application for a
COA is whether Hernandez was denied a fair trial because the State utilized
and relied upon allegedly materially inaccurate evidence in violation of
the Eighth Amendment's protections from cruel and unusual punishment as
pronounced in Johnson v. Mississippi, 108 S. Ct. 1981 (1988). That issue
was before the state habeas court, which denied relief, finding that it
was not supported by any credible evidence in the record. Germane to the
issue are the testimonies of Drs. James Grigson and Ralph Erdmann. Hernandez
maintains that Grigson testified falsely as to the number of defendants
that he had interviewed to determine their propensity for future dangerousness
and that this testimony greatly influenced the jury's answer as to whether
Hernandez posed a future danger. In addition, Hernandez asserts Erdmann
falsely testified as to examining the victim's heart, and therefore, Erdmann
could not have honestly stated that Alvarado's cause of death was not a
heart attack. Due to Erdmann's supposedly false testimony, Hernandez contends
that the jury was convinced of the baseball attack as having caused Alvarado's
death, and this belief persuaded the jury that he was a future danger.
Johnson involved a death sentence under Mississippi law. Before imposing
the death penalty, a Mississippi jury had to determine whether aggravating
circumstances outweighed mitigating circumstances. See id. at 1984. In
that case, the jury found three aggravating circumstances: 1) the defendant
had previously been convicted of a violent felony; 2) the defendant had
committed the capital murder for the purpose of avoiding arrest or effecting
an escape from custody; and 3) the capital murder was especially heinous,
atrocious, and cruel. See id. The sole basis for the first aggravating
circumstance was a document showing that the defendant had been convicted
in New York of second-degree assault with intent to commit first-degree
rape. See id. After weighing the aggravating and mitigating circumstances,
the jury concluded that the three aggravating circumstances outweighed
the mitigating ones, and the death penalty was imposed. See id.
Thereafter, the New York felony conviction was reversed, and the defendant
sought post-conviction relief on the ground that the New York conviction
was invalid and could not be used as an aggravating circumstance. See id.
at 1985. The Supreme Court ultimately reversed the death sentence, noting
that the Eighth Amendment's prohibition against cruel and unusual punishment
gives rise to a special need for reliability in the determination that
death is the appropriate punishment. See id. at 1986. The Court remarked
that to allow the jury to consider evidence that was materially inaccurate
was error. See id. at 1989.
The present case does not parallel the situation addressed in Johnson
nor the vast majority of cases that have relied upon Johnson to determine
whether evidence of a criminal conviction or conduct may be properly admitted
at sentencing. Instead of a materially inaccurate criminal conviction,
we confront purportedly materially inaccurate testimony. Notwithstanding
the difference, Hernandez must still establish that Grigson's and Erdmann's
testimonies were false and material. See Fuller v. Johnson, 114 F.3d 491,
497 (5th Cir. 1997) (holding that habeas prisoner's Eighth Amendment claim
failed because he had not adequately shown that Erdmann's testimony was
false or material).
Although neither the Supreme Court nor this circuit has defined "materially"
in the context of an Eighth Amendment violation under Johnson, the Supreme
Court has had occasion to elaborate on materiality in the analogous context
of the government's suppression of material evidence under Brady v. Maryland,
83 S. Ct. 1194 (1963). See Kyles v. Whitley, 115 S. Ct. 1555 (1995). In
Kyles, it noted that the touchstone of materiality is a "reasonable probability"
of a different result. See id. at 1566; United States v. O'Keefe, 128 F.3d
885, 894 (5th Cir. 1997). Under such a standard, Hernandez must show that
Grigson's and Erdmann's testimonies undermined confidence in the outcome
of the trial. See Kyles, 115 S. Ct. at 1566; see also O'Keefe, 128 F.3d
at 894 ("Materiality, stated another way, occurs when the falsehood results
in a 'corruption of the truth-seeking function of the trial process.'")
(quoting United States v. Agurs, 96 S. Ct. 2392, 2397 (1976)).
With those pronouncements in mind, we address the allegations about
Grigson and Erdmann in turn. Again, we reiterate that we must give due
deference to the state habeas court's findings and presume them to be correct.
Although the state habeas court termed some of its findings regarding Grigson's
and Erdmann's testimonies as conclusions of law, it did clearly state that
there was no credible evidence to support Hernandez' Eighth Amendment claim.
A review of Grigson's testimony and Hernandez' proffered evidence does
not dissuade us from the state habeas court's view. At most, Grigson may
have falsely testified to the number of defendants whom he interviewed
and determined not to be dangerous,(2) but any discrepancy in that testimony
does not arise to the level of materiality required for an Eighth Amendment
violation. "It is axiomatic that not every lie is material." O'Keefe, 128
F.3d at 894. Hernandez essentially quibbles over the number of cases Grigson
may have examined to argue that Grigson has no credibility and that Grigson's
future dangerousness prediction has no foundation. During the trial, however,
Hernandez had the opportunity to do just that. He offered five experts
who testified that future dangerousness predictions are inaccurate, and
one of them testified that Grigson had been wrong on at least 15 occasions.
Thus, Grigson's credibility was severely tested, and whether he may have
falsely stated the number of defendants whom he examined and concluded
to be not dangerous was immaterial to the result. Indeed, the future dangerousness
of Hernandez was, in many ways, more adeptly established by evidence indicating
that Hernandez had: 1) five prior felony convictions; 2) assaulted his
wife and daughter; 3) disciplinary problems during prior prison terms;
4) encouraged his son to kill the son's maternal grandfather; 5) assaulted
his four- and five-year-old relatives; 6) repeatedly stabbed a person with
a knife; 7) assaulted a fellow inmate while in county jail awaiting trial
in this case; and 8) made threats of killing a trial judge in this case.
In light of all those facts, we conclude that, even if Grigson had testified
falsely, his testimony was not material and that, therefore, Hernandez
has failed to substantially show the denial of a constitutional right.
Similarly, Hernandez' contention regarding Erdmann must also fail. Hernandez
argues that Erdmann did not actually inspect Alvarado's heart and, thus,
could not have truthfully testified that Alvarado did not die of a heart
attack. He bases that claim on a statement by Erdmann that Alvarado's "new
implants were in good shape" and on the fact that no Y-incision to the
thoracic area appears to have been made despite Erdmann's testimony to
the contrary. Although the portions of Erdmann's testimony referred to
by Hernandez suggest that Erdmann testified to examining the heart, there
is no affirmative declaration by Erdmann that he did do such an examination.
Even if we did conclude that Erdmann had testified as such and that other
evidence, such as the autopsy photo of the body without a Y-incision, corroborates
Erdmann's lack of truthfulness as to inspecting Alvarado's heart, those
conclusions do not establish the falsity of Erdmann's analysis that Alvarado
did not die from a heart attack. His determination that a heart attack
did not cause Alvarado's death was not necessarily dependent on an examination
of the heart. The failure to inspect the heart does not negate Erdmann's
belief that blows from a blunt object caused Alvarado's death.
At best, Hernandez has demonstrated that Erdmann lied about inspecting
Alvarado's heart. We do not believe that such an inaccuracy is material,
considering that Hernandez has neither asserted nor shown that Erdmann's
testimony about the cause of death was actually false. See Fuller, 114
F.3d at 496. Take out any testimony remotely discussing an examination
of Alvarado's heart, and we are still left with testimony stating that
blows by a blunt object, like a baseball bat, killed Alvarado and that
a heart attack did not cause her death.(3)
Finally, even assuming all of Hernandez' argument about Erdmann's testimony
is true, we must still defer to the state habeas court's finding that the
State presented credible evidence from two additional pathologists that
Erdmann had been correct in his assessment of the manner and cause of death.
Hernandez has not rebutted that finding, and we must presume that it is
correct.
Consequently, we conclude that Erdmann's testimony about Alvarado's
heart was not material and that, therefore, Hernandez has failed to substantially
show the denial of a constitutional right.
Foster
v. Schomig, No. 99-1398 (7th Cir. 05/31/2000) Petitioner "asserts that
had such an expert been called, he would have informed the court
that Foster suffered from an extreme emotional disturbance, which is a
mitigating factor under Illinois law. The district court accepted this
argument and granted Foster's petition. The State appeals, arguing that
the district court erred in finding that Foster's attorneys were ineffective.
Foster cross-appeals, arguing that the district court erred in holding
that the Antiterrorism and Effective Death Penalty Act (AEDPA) was applicable
to this case and in finding that one of his attorneys was not ineffective
for telling the jury that Foster "killed the woman he loved." Because the
Illinois Supreme Court's decision was not contrary to clearly established
law, we reverse the district court in part and affirm in part."
At the sentencing hearing, the state put on extensive evidence
of Foster's prior criminal activity. In mitigation, the defense presented
witnesses who disputed some of the facts regarding the criminal activity
referred to by the state. But the bulk of the mitigating evidence involved
testimony of family and friends regarding Foster's good works, his helpfulness