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Against the backdrop of a week
in which America saw its 50th person executed this year alone and issues
relating to the politics of death consume the headlines, the Supreme Court
has again stopped an execution, this time in Virginia. The high court issued
the stay but did not give its reasons. Five justices agreed to it.
Claims raised include newly discovered exculpatory evidence, conflict of
interest as trial counsel was counsel for an alternate suspect, and
competency to plead guilty to capital murder.
Three capital decisions are from
the federal courts of appeal are likewise reported. Adopting a consistent
reading to the recently announced standards Williams v. Angeleone,
the Tenth Circuit in Beavers
v. Saffle, remands for a federal evidentiary hearing("If the facts
alleged by Mr. Beavers are true, he would be entitled to relief under 28
U.S.C. § 2254(d)(1). . . . having pursued but been denied a hearing
on this claim in state court, Mr. Beavers is entitled to a hearing.").
In Tucker v. Catoe
a Fourth Circuit panel denies relief on claims relating to the apparent
jury deadlock and the subsequently given Allen Charge. The
Tenth Circuit in Tilman
v. Cook, denies relief on claims relating the jury charge on the prosecutions
burden of proof, prosecutorial statements in closing, and an interesting
due process claim relating to a majority of state supreme court justices
holding either the death sentence OR underlying conviction were reversible
error, and yet the death sentence not being vacated.
The Supreme Court in Miller
v. French upheld, 5-4, upheld key provisions of the Prison Litigation
Reform Act's constitutionality. Holding the automatic stay
provision relating to injunctions does not violate the separation of powers,
the majority reverses the Seventh Circuit. Where this decision leaves
legally all prisoner's rights class action at the federal level remains
unclear.
This week's edition concludes
with information about two executions. Jessy Carlos San Miguel is
scheduled to be executed next week after a trial that highlights
the continued interplay of race, the death penalty and the Lone Star state.
And finally a quick reflection on the execution of Shaka Sankofa, Gary
Graham.
Supreme
Court
Miller
v. French, No. 99-224 (U.S. 06/19/2000) Supreme Court [5-4] upholds
the constitutionality of key provisions of the PLRA.
In 1975, prison inmates
at the Pendleton Correctional Facility brought a class action, and the
District Court issued an injunction, which remains in effect, to remedy
violations of the Eighth
Amendment regarding conditions of confinement. Congress subsequently
enacted the Prison Litigation Reform Act of 1995 (PLRA), which, as relevant
here, sets a standard for the entry and termination of prospective relief
in civil actions challenging prison conditions. Specifically, 18
U.S.C. § 3626(b)(2) provides that a defendant or intervenor may
move to terminate prospective relief under an existing injunction that
does not meet that standard; §3626(b)(3) provides that a court may
not terminate such relief if it makes certain findings; and §3626(e)(2)
dictates that a motion to terminate such relief “shall operate as a stay”
of that relief beginning 30 days after the motion is filed and ending when
the court rules on the motion. In 1997, petitioner prison officials (hereinafter
State) filed a motion to terminate the remedial order under §3626(b).
Respondent prisoners moved to enjoin the operation of the automatic stay,
arguing that §3626(e)(2) violates due process and separation of powers
principles. The District Court enjoined the stay, the State appealed, and
the United States intervened to defend §3626(e)(2)’s constitutionality.
In affirming, the Seventh Circuit concluded that §3626(e)(2) precluded
courts from exercising their equitable powers to enjoin the stay, but that
the statute, so construed, was unconstitutional on separation of powers
grounds.
Held:
1. Congress
clearly intended to make operation of the PLRA’s automatic stay provision
mandatory, precluding courts from exercising their equitable power to enjoin
the stay. The Government contends that (1) the Court should not interpret
a statute as displacing courts’ traditional equitable authority to preserve
the status quo pending resolution on the merits absent the clearest command
to the contrary and (2) reading §3626(e)(2) to remove that equitable
power would raise serious separation of powers questions, and therefore
should be avoided under the canon of constitutional doubt. But where, as
here, Congress has made its intent clear, this Court must give effect to
that intent. Sinclair Refining Co. v. Atkinson, 370
U.S. 195, 215. Under §3626(e)(2), a stay is automatic once a state
defendant has filed a §3626(b) motion, and the command that it “shall
operate as a stay during” the specified time period indicates that it is
mandatory throughout that period. The statute’s plain meaning would be
subverted were §3626(e)(2) interpreted merely as a burden-shifting
mechanism that does not prevent courts from suspending the stay. Viewing
the automatic stay provision in the context of §3626 as a whole confirms
the Court’s conclusion. Section 3626(e)(4) provides for an appeal from
an order preventing the automatic stay’s operation, not from the
denial
of a motion to enjoin a stay. This provision’s one-way nature only makes
sense if the stay is required to operate during a specific time period,
such that any attempt by a district court to circumvent the mandatory stay
is immediately reviewable. Mandamus is not a more appropriate remedy because
it is granted only in the exercise of sound discretion. Given that curbing
the courts’ equitable discretion was a principal objective of the PLRA,
it would have been odd for Congress to have left §3626(e)(2)’s enforcement
to that discretion. Section 3626(e)(3) also does not support the Government’s
view, for it only permits the stay’s starting point to be delayed for up
to 90 days; it does not affect the stay’s operation once it begins. While
construing §3626(e)(2) to remove courts’ equitable discretion raises
constitutional questions, the canon of constitutional doubt permits the
Court to avoid such questions only where the saving construction is not
plainly contrary to Congress’ intent. Pp. 6—12.
2. Section
3626(e) does not violate separation of powers principles. The Constitution
prohibits one branch of the Government from encroaching on the central
prerogatives of another. Article III gives the Federal Judiciary the power,
not merely to rule on cases, but to decide them, subject to review
only by superior Article III courts. Plaut v. Spendthrift Farm,
Inc., 514
U.S. 211, 218—219. Respondents contend that §3626(e)(2) violates
the separation of powers principle by legislatively suspending a final
judgment of an Article III court in violation of Plaut and Hayburn’s
Case, 2 Dall. 409. Unlike the situation in Hayburn’s Case, §3626(e)(2)
does not involve direct review of a judicial decision by the Legislative
or Executive Branch. Nor does it involve the reopening of a final judgment,
as was addressed in Plaut. Plaut was careful to distinguish
legislation that attempted to reopen the dismissal of a money damages suit
from that altering the prospective effect of injunctions entered by Article
III courts. Prospective relief under a continuing, executory decree remains
subject to alteration due to changes in the underlying law. Cf. Landgraf
v. USI Film Products, 511
U.S. 244, 273. This conclusion follows from the Court’s decision in
Pennsylvania
v. Wheeling & Belmont Bridge Co., 18 How. 421, 432 (Wheeling
Bridge II), that prospective relief it issued in Pennsylvania
v. Wheeling & Belmont Bridge Co., 13 How. 518 (Wheeling Bridge
I), became unenforceable after Congress altered the law underlying
the ongoing relief. Applied here, the Wheeling Bridge II principles
demonstrate that §3626(e)(2)’s automatic stay does not unconstitutionally
suspend or reopen an Article III court’s judgment. It does not tell judges
when, how, or what to do, but reflects the change implemented by §3626(b),
which establishes new standards for prospective relief. As Plaut
and Wheeling Bridge II instruct, when Congress changes the law underlying
the judgment awarding such relief, that relief is no longer enforceable
to the extent it is inconsistent with the new law. Although the remedial
injunction here is a final judgment for purposes of appeal, it is not the
last word of the judicial department, for it is subject to the court’s
continuing supervisory jurisdiction, and therefore may be altered according
to subsequent changes in the law. For the same reasons, §3626(e)(2)
does not violate the separation of powers principle articulated in United
States v. Klein, 13 Wall. 128, where the Court found unconstitutional
a statute purporting to prescribe rules of decision to the Federal Judiciary
in cases pending before it. That §3626(e)(2) does not itself amend
the legal standard does not help respondents; when read in the context
of §3626 as a whole, the provision does not prescribe a rule of decision
but imposes the consequences of the court’s application of the new legal
standard. Finally, Congress’ imposition of the time limit in §3626(e)(2)
does not offend the structural concerns underlying the separation of powers.
Whether that time is so short that it deprives litigants of an opportunity
to be heard is a due process question not before this Court. Nor does the
Court have occasion to decide here whether there could be a time constraint
on judicial action that was so severe that it implicated structural separation
of powers concerns. Pp. 12—21.
178 F.3d 437, reversed and remanded.
O’Connor, J.,
delivered the opinion of the Court, in which Rehnquist, C. J., and Scalia,
Kennedy, and Thomas, JJ., joined, and in which Souter and Ginsburg, JJ.,
joined as to Parts I and II. Souter, J., filed an opinion concurring in
part and dissenting in part, in which Ginsburg, J., joined. Breyer, J.,
filed a dissenting opinion, in which Stevens, J., joined.
Capital
Cases
Beavers
v. Saffle, No, 99-6154 (10th Cir. 6/16/200) "We granted a COA on four
issues: (1) whether Mr. Beavers procedurally defaulted certain claims because
of advice given by the Oklahoma Court of Criminal Appeals (OCCA); (2) the
voluntariness of his plea; (3) ineffective assistance of counsel; and (4)
the applicability of Miller v. Champion, 161 F.3d 1249 (10th Cir.
1998)." REM AND for evidentiary hearing.
Here, the state endorses
the district court's conclusion that Mr. Beavers' ineffectiveness claim
is procedurally barred because it was not raised in his first application
for post-conviction relief. See Aplee. Br. at 13-14. We held in
Moore
v. Reynolds, 153 F.3d 1086, 1096-97 (10th Cir. 1999), that raising
the ineffective assistance claim for the first time in a second application
for post-conviction relief was insufficient to preserve a claim for federal
review and constitutes independent and adequate state procedural bar. SeeMedlock
v. Ward, 200 F.3d 1314, 1323 (10th Cir. 2000). Thus, a defendant not
procedurally barred by the failure to raise an ineffectiveness claim on
direct appeal, must ordinarily raise the claim in his first application
for post-conviction relief.
Mr. Beavers did raise an ineffective
assistance claim in his February 5 (refiled March 4) application but failed
to do so in his April 26 application. Thus, the critical question is whether
the February/March application was an application for post-conviction relief.
If so, it was the first application and Mr. Beavers' ineffective assistance
claim is not procedurally barred.
State procedural rules that bar habeas
review of ineffective assistance claims are viewed "with a healthy degree
of skepticism." Smallwood v. Gibson, 191 F.3d 1257, 1268 (10th Cir.
1999). Oklahoma Rules specify that a petition for an appeal out of time
is an application for post-conviction relief. See Okla. Crim. Rules
2.1E(1). Although not determinative, Mr. Beavers specifically characterized
the February/March application as an "Application To Appeal Out Of Time."
The critical factor in this inquiry, however, is the manner in which the
Oklahoma courts treated the application. In dealing with the 1997 application
for post-conviction relief, the Oklahoma district court specifically noted
that Mr. Beavers' first application (i.e. the February/March application)
was treated "as an application for post-conviction relief and apparently
denied by Judge Jackson . . . ." Aplt. App. at 118. This treatment is determinative.
Thus, Mr. Beavers' ineffective assistance claim was raised in his first
application for post-conviction relief and is not procedurally barred.
The federal district court, however,
refused to address the ineffective assistance claim because Mr. Beavers
had not alleged the facts underlying his claim in the first application.
"Although petitioner raised a generic claim of ineffective assistance of
counsel in his first application for post-conviction relief, he provided
no factual basis for the trial court to review the effectiveness of counsel.
. . . [Therefore] petitioner failed to raise his claims of ineffective
assistance of counsel in his first application for post-conviction relief."
Aplt. App. at 189-90.
This determination fails to take
into consideration the context of the application and how it was handled
by the OCCA. Mr. Beavers was seeking an appeal out of time, which would
only be granted upon proof that he was denied an appeal through no fault
of his own. If the motion were granted, Mr. Beavers would then be required
to pursue his direct appeal in the normal course (i.e. by filing a notice
of intent to appeal and then briefing his arguments). See Okla.
Crim. Rules 2.1E(2). If the motion were denied, he could appeal the denial
but must still show that he was without fault. Neither the district court
nor the OCCA would rule on the merits of Mr. Beavers' ineffective assistance
claim based upon his appeal out of time motion. See Young v.
State, 902 P.2d 1089, 1090 n.1 (Okla. Crim. App. 1994); Buchanan
v. Page, 451 P.2d 17, 18 (Okla. Crim. App. 1969).
Indeed, that is what happened. In
denying Mr. Beavers' "application for post-conviction relief/request for
appeal out of time," the OCCA affirmed the district court's denial solely
on the basis that "he has not established that his failure to appeal was
through no fault of his own, the critical issue to appeal out of time."
Aplt. App. at 82. In view of the OCCA's advice to Mr. Beavers' on how to
proceed, and its subsequent denial of Mr. Beavers' first postconviction
application on the sole and express basis that an appeal out of time was
not warranted, it is not outcome determinative that the factual basis for
the claim was not specified in the first application. We have not hesitated
to allow federal court consideration of an ineffectiveness claim on habeas
where a petitioner has been afforded no opportunity to develop the claim.
SeeStouffer
v. Reynolds, No. 99-6327, 2000 WL 728826, * 1, 4 n.2 (10th Cir. June
7, 2000) (rejecting State's exhaustion defense where OCCA declined to accept
petitioner's filings). Given our resolution, we need not address whether
procedural bar in these circumstances would constitute an independent and
adequate state law ground precluding review of Mr. Beavers' ineffectiveness
claims. We now turn to the merits of the claim.
"[G]ross misadvice concerning parole
eligibility can amount to ineffective assistance of counsel." Sparks
v. Sowders, 852 F.2d 882, 885 (6th Cir. 1988).
See also Lucero
v. Attorney General, No. 99-1070, 1999 WL 1206658, at *2 (10th Cir.
Dec. 16, 1999) (unpublished); Meyers v. Gillis, 93 F.3d 1147, 1153-54
(3d Cir. 1996); James v. Cain, 56 F.3d 662, 667-69 (5th Cir. 1995);
United
States v. Keller, 902 F.2d 1391, 1394 (9th Cir. 1990); Holmes v.
United States, 876 F.2d 1545, 1552 (11th Cir. 1989); O'Tuel v. Osborne,
706 F.2d 498 (4th Cir. 1983); Cepulonis v. Ponte, 699 F.2d 573,
577 (1st Cir. 1983);
cf. Worthen v. Meachum, 842 F.2d 1179,
1184 (10th Cir. 1988),
overruled on other grounds,
Coleman v.
Thompson, 501 U.S. 722 (1991) (noting that "a bad guess by his attorney
does not render a plea involuntary" but is only involuntary "when the attorney
is held to have been constitutionally ineffective."). In order to succeed
on a claim of ineffective assistance, Mr. Beavers must establish that his
counsel's performance: (1) fell below an objective standard of reasonableness
and (2) that he was prejudiced by this performance. See Scoggin
v. Kaiser, 186 F.3d 1203, 1206 (10th Cir. 1999).
First, attorney advice which misrepresents
the date of parole eligibility by several years can be objectively unreasonable.
SeeO'Tuel,
706 F.2d at 501 (holding that ten year difference in parole dates deprived
defendant of effective assistance). Second, Mr. Beavers alleges that he
"would not have waived my rights to a jury trial and entered a plea of
guilty . . . had I known that it would take twenty-two and one-half (22
½) years to make parole." Aplt. App. at 90. This may be sufficient
to meet the prejudice requirement. See Hill v. Lockhart,
474 U.S. 52, 59 (1985) (defendant must "show that there is a reasonable
probability that, but for counsel's errors, he would not have pleaded guilty
and would have insisted on going to trial.").
If the facts alleged by Mr. Beavers
are true, he would be entitled to relief under 28 U.S.C. § 2254(d)(1).
SeeMiller,
161 F.3d at 1253. Trial counsel admits that he gave incorrect advice and
that parole eligibility was an important part of the plea. See Affidavit
of Counsel, Aplt. App. at 94-95 ("One of Mr. Beavers' major concerns was
the amount of time it would take to make parole on a life sentence. I advised
him that it would take ten (10) to twelve (12) years to make parole . .
. . I have since learned . . . that my statement to Mr. Beavers was wrong
and that it was wrong at the time given."). The crime of first degree malice
murder was punishable by either life imprisonment without parole or life
imprisonment, thus further highlighting the importance of parole eligibility.
As noted, Mr. Beavers contends that he would have insisted on going to
trial.
Thus, having pursued but been denied
a hearing on this claim in state court, Mr. Beavers is entitled to a hearing.
SeeMiller,
161 F.3d at 1253. Accordingly, we remand this issue to the district court
to conduct an evidentiary hearing. SeeYordan v. Dugger, 909 F.2d
474, 478-79 (11th Cir. 1990) (remanding for evidentiary hearing);
Holmes,
876 F.2d at 1553 (same); Sparks, 852 F.2d at 884 (same); see
also United States v. Leonard, No. 91-5021, 1992 WL 232468 (10th
Cir. Aug. 28, 1992). If the court determines that Mr. Beavers' factual
allegations are uncontested or true and he was denied the effective assistance
of counsel, then it must order an appropriate remedy. Oklahoma can either
retry Mr. Beavers within a reasonable period of time, or reduce his sentence
so as to provide parole eligibility within ten to twelve years.
SeeO'Tuel,
706 F.2d at 501; see alsoStrader v. Garrison, 611 F.2d 61, 65 (4th
Cir. 1979).
Our resolution of Mr. Beavers' ineffective
assistance claim as not procedurally barred makes it unnecessary for us
to further discuss the import of
Miller v. Champion, 161 F.3d 1249
(10th Cir. 1998), on this case.
Tucker
v. Catoe, No. 99-14 (4th Cir. 06/13/2000) "Tucker raises two separate
Sixth Amendment claims of ineffective assistance of counsel arising out
of the South Carolina trial court's Allen charge and the facts surrounding
the administration of that charge during the penalty phase of his trial.
First, Tucker claims that his trial counsel was constitutionally ineffective
in failing to object to the Allen charge on the basis of a South
Carolina statute, S.C. Code § 14-7-1330, which prohibits an Allen
charge under certain circum- stances. Second, Tucker asserts that his counsel
on direct appeal was ineffective in failing to challenge the Allen charge
on the same bases raised in the trial court, because appellate counsel's
failure to do so resulted in the procedural default of his Allen charge
arguments. We consider these Sixth Amendment claims in turn."
A defendant is constitutionally
entitled to effective assistance of counsel on direct appeal, see Evitts
v. Lucey , 469
U.S. 387, 396 (1985), and the standards governing effectiveness at
trial are equally applicable to representation on direct appeal. See
Smith v. South Car- olina, 882 F.2d 895, 898 (4th Cir. 1989)
(citing Strickland, supra).
At trial, Tucker's counsel raised
several objections to the Allen charge. First, before the charge
was administered, trial counsel requested: (1) that the jury should be
asked whether"they are hope- lessly deadlocked" before an Allen
charge was to be given; and (2) that the jury be instructed that Tucker
would receive life imprison- ment if a unanimous recommendation of death
were not returned. These requests were rejected, and following the charge,
trial counsel made several other objections: (3) "I object to the entire
charge, per se. It's the very nature of an Allen charge outside of public
policy, that it helps avoid the cost of another trial which would not be
appli- cable here"; (4) "It is our position particularly at paragraph number
-- the third paragraph referred to by the Court is, in effect -- it could
be interpreted as singling out either one or two jurors and could lead
to some coerciveness inside the deliberations. It could be interpreted
by a juror that juror has to switch over because of a particular charge.
So we would object to the charge in toto as being coercive"; and (5) I
"renew again our request that they be given further instruction as to the
consequences of not being able to reach a unanimous verdict." J.A. 167.
All of these objections were overruled.
On direct appeal, Tucker was represented
by a different lawyer, who challenged the Allen charge on several
grounds. The Supreme Court of South Carolina rejected each argument on
the grounds of procedural default:
The trial judge then gave
the jury an Allen charge. [Tucker's trial counsel] objected generally
on the ground an Allen charge is coercive in nature and requested
an instruction as to the consequences of not being able to reach a unanimous
decision for the death penalty (i.e. the defendant would be sentenced
to life).
On appeal, appellant argues the
trial judge should have told the jury not to reveal their vote pursuant
to State v. Middle- ton, 218 S.C. 452, 63 S.E.2d 163 (1951)
(it is improper for trial judge to make the jury publicly reveal their
standing). Further, on appeal appellant contends the trial judge, know-
ing only one juror prevented the jury from a unanimous decision, erred
in giving an Allen charge. These arguments are procedurally barred.
State
v. Bailey, 298 S.C. 1, 377 S.E.2d 581 (1989) (a party cannot argue
one ground below and then argue another ground on appeal); State v.
Crowley, 226 S.C. 472, 85 S.E.2d 714 (1955) (objection must be on specific
ground).
Tucker, 462 S.E.2d at 264-65.
Put simply, we are unable to discern
how the Supreme Court of South Carolina could have concluded that Tucker's
direct appeal counsel procedurally defaulted these arguments. Indeed, when
trial counsel's objections are compared to the arguments summarized in
the Supreme Court's opinion, the trial objections and arguments on appeal
appear to be virtually identical. Tucker's argument on direct appeal that
"the trial judge, knowing only one juror prevented the jury from a unanimous
decision, erred in giving an Allen charge" is con- sistent with his trial
counsel's objection that the Allen charge "could be interpreted
as singling out either one or two jurors and could lead to some coerciveness
inside the deliberations. It could be interpreted by a juror that juror
has to switch over because of a particular charge." This is especially
so because Tucker's trial counsel
did not know that the trial
court knew the jury's vote at that point. In this regard, Tucker's
appellate counsel's argument that"the trial judge should have told the
jury not to reveal their vote pursuant to State v. Middleton"
could not have been preserved at trial for this reason. In context, it
is unclear what more could have been done -- either by trial counsel or
direct appeal counsel -- to preserve these arguments.
Faced with these facts, the state
PCR court was similarly unable to find any deficiency in the performance
of Tucker's direct appeal counsel: "This Court must find that [Tucker's
direct appeal counsel] met the standards required of appellate counsel
in criminal cases." J.A. 323. We agree; in fact, if there was any error
in this regard, it was the conclusion of the Supreme Court of South Carolina
that Tucker's arguments were procedurally defaulted. We thus agree with
Chief Justice Finney, who dissented from the decision of the Supreme Court
of South Carolina:
I am also concerned with
the majority's disposition of the claim that the trial judge should have
instructed the jury not to reveal its vote and that the judge erred in
giving an Allen charge knowing only one juror opposed the death
sentence. While I agree that these issues were not raised below, it is
apparent from this record that the trial judge never revealed to trial
counsel that the notes reflected the jury's division.
462 S.E.2d at 266.
For Tucker, however, our analysis
means that the performance of his counsel on direct appeal was not deficient.
Tucker's counsel apparently did all that effective counsel could have been
expected to do under the circumstances. In sum, we find no error in the
conclu- sion of the state PCR court that the performance of Tucker's direct
appeal counsel was effective, and we certainly do not believe that the
State's conclusion is "unreasonable" in the Williams sense.
b.
Further, even if the conduct of
Tucker's counsel had been deficient, we could not conclude that the state
PCR court unreasonably rejected Tucker's claim. While we have concluded
that the state PCR court was incorrect in finding that the Allen
charge was not coercive, we believe this to be a close issue. See supra
at 20. In other words, an objectively reasonable review could have concluded
that there was no reasonable probability of success on the Allen charge
arguments. Therefore, we cannot conclude that the state PCR court's dismissal
of this claim was unreasonable. See Barnabei v. Angelone, No. 99-16,
at 10 (4th Cir. Jun. 5, 2000) (To justify federal habeas corpus relief
under section 2254(d), "the state court's application of federal law .
. . must have been more than merely `incorrect' in the estimation of the
federal habeas court.") (quoting Williams, 120 S. Ct. at 1521-22).
For these reasons, we affirm the
dismissal of Tucker's claim of ineffective assistance of counsel on direct
appeal.
Tilman
v. Cook, No. 98-4160 (10th Cir. 6/15/2000) "Mr. Tillman
presents six grounds on which habeas relief may be predicated: (1) the
reasonable doubt instruction given at his trial lowered the government's
burden of proof; (2) the prosecutor made statements that rendered the sentencing
procedure fundamentally unfair; (3) the jury convicted him on the basis
of elements for which there was insufficient evidence; (4) his indictment
was insufficient; (5) his sentence of death was arbitrary, and thus unconstitutional,
because the distinction between first-degree and second-degree murder was
entirely unclear to a jury, and; (6) his sentence of death was arbitrary
and unconstitutional, because three of five Justices of the Utah Supreme
Court have, in different decisions and on different grounds, dissented
in some way from the affirmance of his conviction and sentence."
On the second (prosecutorial statements) and sixth issues (state supreme
court issue):
We note at the outset that
not every improper or unfair remark made by a prosecutor will amount to
a federal constitutional deprivation.
See Caldwell v. Mississippi,
472 U.S. 320, 338 (1985) (plurality). A prosecutor's improper comment or
argument warrants habeas corpus relief only where the remark "so infected
the trial with unfairness as to make the resulting conviction a denial
of due process." Donnelly v. DeChristoforo, 416 U.S. 637, 643, 645
(1974). We apply this standard to sentencing proceedings as well. SeeMoore
v. Reynolds, 153 F.3d 1086, 1113 (10th Cir. 1998), cert. denied,
526 U.S. 1025 (1999).
To view the prosecutor's statements
in context, we look first at the strength of the evidence against the defendant
and decide whether the prosecutor's statements plausibly could have tipped
the scales in favor of the prosecution. . . . We also ascertain whether
curative instructions by the trial judge, if given, might have mitigated
the effect on the jury of the improper statements. . . . When a prosecutor
responds to an attack made by defense counsel, we evaluate that response
in light of the defense argument. . . . Ultimately, we must consider the
probable effect the prosecutor's [statements] would have on the jury's
ability to judge the evidence fairly.
Id. (quoting Fero v. Kerby,
39 F.3d 1462, 1474 (10th Cir. 1994)) (internal quotations omitted); see
also United States v. Young, 470 U.S. 1, 11-12 (1985) (criminal
conviction not readily overturned on basis of prosecutor's comments alone;
statements must be viewed in context of entire proceeding to determine
whether conduct affected fairness of trial).
A prosecutor may permissibly comment
only upon subjects that the jury may properly consider in determining a
defendant's sentence. SeeColeman v. Brown, 802 F.2d 1227, 1239 (10th
Cir. 1986). We agree with the Utah Supreme Court that because the prosecutor's
remark made a representation of fact not supported by the evidence (the
average length of a life sentence in Utah) and misstated the law, it was
improper.(6)
However, we also agree that "when placed within the context of his and
defense counsel's entire arguments," the statements do not rise to the
level of a Due Process violation. Id.; see also Darden
v. Wainwright, 477 U.S. 168, 181 (1986) (noting it is "not enough that
. . . remarks were undesirable or even universally condemned").
The prosecutor was legally permitted
to ask the jury to consider Mr. Tillman's future dangerousness and to urge
its members to impose the death penalty based on "specific deterrence."
SeeDavis
v. Maynard, 869 F.2d 1401, 1410 (10th Cir. 1989),
vacated on other
grounds sub nom.Saffle v. Davis, 494 U.S. 1050 (1990); Coleman,
802 F.2d at 1239. The defense counsel responded to that argument, speculating
as to the probable length of a life sentence, and the prosecutor replied
in kind. We do not believe the statement affected the jury's ability to
judge the evidence fairly or rendered the sentencing proceeding fundamentally
unfair. Cf. Brecheen v. Reynolds, 41 F.3d 1343, 1356 (10th
Cir. 1994) (holding "improper appeals to societal alarm" and requests for
"vengeance for the community" do not amount to a denial of Due Process);
United
States v. McMurray, 20 F.3d 831, 834 (8th Cir. 1994) (holding prosecutor's
repeated use of words "lie" and "lying" in reference to defendant's testimony
not reversible error where not inflammatory); Talamante v. Romero,
620 F.2d 784, 791 (10th Cir. 1980) (holding prosecutor's improper comment
that if there were no evidence of guilt, jurors would not be present, because
case would have been dismissed as a matter of law, did not require federal
habeas relief).
D. Sufficiency of the Evidence
to Justify Instructions on Killing During Arson or Aggravated Arson
The information in this case charged
Mr. Tillman with first-degree murder in violation of Utah Code Ann. §
76-5-202 by "intentionally or knowingly caus[ing] the death of Mark Allen
Schoenfeld, while [Mr. Tillman] was engaged in the commission of, or attempting
to commit, Burglary or Aggravated Burglary; arson or aggrivated arson [sic]."(7)
Not merely matters for consideration during sentencing and for capital
punishment purposes, "aggravating factors" are elements of murder in the
first degree (now aggravated murder) and must be proven beyond a reasonable
doubt. See Utah Code Ann. § 76-5-202; State v. Thurman,
911 P.2d 371, 373 (Utah 1996) ("The statute's structure demonstrates that
an intentional or knowing mental state is the threshold element of the
offense of capital homicide and that this threshold element must be combined
with proof of one or more of the statute's seventeen aggravating factors.");
State
v. Tuttle, 780 P.2d 1203, 1215-16 (Utah 1989).
The jury returned a general verdict
of guilty, rather than a specific statement of which aggravating factor
was found beyond a reasonable doubt. Mr. Tillman contends the rule of Stromberg
v. California, 283 U.S. 359 (1931),(8)
requires a grant of habeas corpus relief, because the state violated his
fundamental right to Due Process. Mr. Tillman alleges that because a general
verdict was returned, the state must prove each and every aggravating factor,
yet failed to prove felony arson. Mr. Tillman does not, however, contest
the sufficiency of the evidence to support the burglary and aggravated
burglary aggravators.
The state counters that the evidence
was sufficient to support the aggravated arson aggravator,(9)
or at least, attempted aggravated arson. It also suggests misdemeanor arson
was sufficient under Utah Code Ann. § 76-5-202(1)(d).
On direct appeal, the Utah Supreme
Court held that "the record contains ample evidence, both eyewitness testimony
and physical evidence, to support a jury verdict that at the time of the
commission of the homicide, defendant intentionally and knowingly caused
the death of the victim under any one of the several objective aggravating
circumstances at issue." Tillman I, 750 P.2d at 566 (Howe, J., concurring
in the result). On habeas corpus review, the same court held either felony
or misdemeanor arson satisfies the statute. See Tillman II,
855 P.2d at 219 n.33.
As the district court noted, "[s]tate
law determines the parameters of the offense and its elements and a federal
court may not reinterpret state law." Tillman IV, 25 F. Supp.2d
at 1283 (citing Mullaney v. Wilbur, 421 U.S. 684, 691 (1975); Estelle,
502 U.S. at 67-68;
Richmond v. Embry, 122 F.3d 866, 870 (10th Cir.
1997)). We, thus, accept the state court's interpretation of Utah Code
Ann. § 76-5-202(1)(d), holding misdemeanor arson satisfies the statute.
Given the state supreme court's interpretation of the statute and our own
review of the record, we agree that the evidence is sufficient to support
the arson or aggravated arson elements.(10)
* * * *
*
Finally, Mr. Tillman claims that his
execution is barred by the Eighth Amendment, because "[t]hree of the five
members of the Utah Supreme Court have voted to either reverse Tillman's
conviction for capital murder (Justices Durham and Zimmerman in Tillman
I, 755 P.2d at 590-91), or to vacate Tillman's sentence of death (Justice
Stewart in Tillman II, 855 P.2d at 231)." Aplt. Br. at 55-56. The
district court determined Mr. Tillman's argument to state a new rule, barred
by Teague. Although we certainly agree with the district court regarding
the novelty of Mr. Tillman's argument, we reject it as meritless, but do
not believe it to be Teague-barred.
Mr. Tillman's focuses on the identity
of individual justices dissenting in different proceedings as to different
issues. In each proceeding before the Utah Supreme Court, however, a majority
of the court affirmed his conviction and sentence, then denied the petition
for post-conviction relief. At no time have three justices concurred on
any issue for reversal. Mr. Tillman may not cobble together a majority
from multiple proceedings and multiple issues. Indeed, Mr. Tillman's "argument
is one of merely counting judicial noses regardless of the content of the
issue on which the individual justice dissents." Tillman IV, 25
F. Supp.2d at 1312.
As the district court noted, Mr.
Tillman "has cited no precedent for his position on this point. None has
been found." Id. at 1312. Because Mr. Tillman has failed to demonstrate
"that reasonable jurists could debate whether (or, for that matter, agree
that) the petition should have been resolved in a different matter or that
the issue[] presented w[as] 'adequate to deserve encouragement to proceed
further,'" we deny the certificate of appealability and dismiss his appeal
as to this issue. Slack, 120 S. Ct. at 1603-04 (quoting Barefoot,
463 U.S. at 893 & n.4).
Habeas
Cases
United
States v. Leone, No. 99-1255 (2d Cir. 06/14/2000) "Katz subsequently
filed a brief pursuant to Anders v. California, 386 U.S. 738 (1967), stating
that, after reviewing the record, he believed that there were no
non-frivolous issues to be raised on appeal. The government, in turn, moved
for dismissal of the appeal, or in the alternative for summary affirmance.
We denied both motions and directed Katz to brief the issue of whether
Velez was ineffective in failing to advise Thompson adequately concerning
the First Agreement. Instead of doing so, Katz submitted a new motion asking
us to hold further briefing in abeyance and to remand the case to the district
court so that an evidentiary hearing could be conducted on the ineffective
assistance issue. He argued that "the record is . . . bereft of any
reference to the rejected, but obviously more beneficial, initial plea
offer," and that "[i]t is therefore impossible for appellant's present
counsel to meaningfully address" the issue of trial counsel's possible
ineffective assistance in that regard without an evidentiary hearing
to develop the record. . . . In this particular case, given the simplicity
of Thompson's ineffective assistance claim, we choose to exercise our discretion
to remand to the district court for further fact-finding rather than to
dismiss the appeal and force the appellant to use up his only habeas petition."
Flores
v. Demskie, No. 98-2558 (2d Cir. 06/15/2000) "Appeal from a judgment
entered . . . . denying the petitioner-appellant's petition for a writ
of habeas corpus. We hold that the petitioner was denied his Sixth
Amendment right to effective assistance of counsel when his state trial
counsel, whowas unfamiliar with the well-established New York State Rosario
rule that a failure by the prosecutor to deliver a prior statement of a
witness whom the prosecutor intends to call at trial constitutes per se
error requiring a new trial, waived a violation of this disclosure requirement
that would have entitled the petitioner to a new trial."
Prisoner's
Rights/§ 1983
In
re Jacobs, No. 00-20106 (5th Cir. 06/12/2000) Fifth CIrcuit issues
a "three strikes" PLRA warning in this mandamus action
Henson
v. US Bureau of Prisons, No. 99-31200 (5th Cir. 06/16/2000) "Correctional
officers found a tobacco pipe containing a residue which field tested positive
for marijuana. . . .. The officers instituted disciplinary proceedings
against him for possession of marijuana. Henson requested a urinalysis
test, which came back negative, but the Bureau of Prisons ("BOP") denied
his request to retest the pipe residue at his own expense. After a hearing,
he was found guilty and hispunishment included the loss of fourteen days
of good time credit." Failure to retest not reversible error
In
Depth
This week's analysis focuses on the
offensive use of the Texas Attorney General's concession in Saldano
v. Texas that the application of the death penalty in some cases in Texas
has been impermissible infected with racial animus. Slightly modified
extracts from Ex Parte Jessy Carlos San Miguel are provided
below. [counsel is Danalynn Recer, (DLRecer@aol.com).
Legal Pleadings and additional information at: [http://capitaldefenseweekly.com/law/sanmiguel.html]
[html] [wordperfect]
Jessy Carlos San Miguel
is scheduled to be put to death on June 29, 2000 for his role in the 1991
robbery-murder of Michael Phelan at a Taco Bell restaurant in Irving, Texas.
Defense counsel inexplicably during cross-examination asked
witnesses whether such violent behavior was typical of Mexican-Americans.
At punishment phase, defense counsel not only failed to portray Mr. San
Miguel as a human being whose life should be spared, but encouraged the
jury to indulge in racist stereotyping and all but conceded the second
special issue regarding "future dangerousness" by arguing that Mexican
Americans are inherently violent.
The prosecution contributed
to the racial text of the trial with his own improper argument that Mexican-Americans
are not law abiding and will never change. He also asked the jury
to consider evidence outside the record in the form of Mr. San Miguel's
non- testimonial demeanor and made an improper comment on the defendant's
silence.
Two weeks ago, the United States
Supreme Court granted certiorari and vacated the 1991 death sentence of
Victor Hugo Saldaño, of Collins County, remanding to the Texas Court
of Criminal Appeals for further consideration in light of a confession
of error by the state. Saldaño v. Texas, 2000 WL 157271 (June 5,
2000). In confessing error, the State of Texas agreed that Mr. Saldaño
was entitled to a new sentencing hearing because the use of race in Saldaño's
sentencing seriously undermined the fairness, integrity, or public reputation
of the judicial process. Exhibit A, Respondent's Brief at 7 (quoting Zant
v. Stephens, 462 U.S. at 886)
In Saldaño, the prosecution
called on Walter Quijano, a clinical psychologist, to testify regarding
Saldaño's future dangerousness. One of the twenty-four factors used
to establish future dangerousness was Saldaño's "race". Quijano
testified that blacks and Hispanics are over-represented in the criminal
justice system. Respondent's Brief at 4. Despite the belief that there
was sufficient additional evidence to establish future dangerousness, the
Attorney General professed error in this case and petitioned the Supreme
Court to vacate the judgement. Accordingly, the Supreme Court vacated the
judgement on June 5, 2000. The Attorney General's Office then urged six
other petitioners to amend their pleadings to include this claim, indicating
that the state would not raise any procedural barriers to its consideration
on the merits. Exhibit B, Houston Chronicle, June 10, 2000, (quoting AG
representative Heather Browne). Without qualification, the Attorney General
noted that "it is inappropriate to allow race to be considered as a factor
in our criminal justice system."
Like the jury which sentenced Victor
Saldaño to death, the San Miguel jury was impermissibly allowed
and encouraged to consider race as a factor in sentencing San Miguel to
death. During Mr. San Miguel's sentencing hearing, racist stereotypes of
"macho" Mexican-Americans who "cross that border...and commit crimes" were
invoked by both the defense counsel and the prosecutor. These overtly racist
statements encouraged jurors to consider race in sentencing San Miguel.
The State's confession of error and
the United States Supreme Court's ruling in Saldaño have changed
both the law and the facts applicable to this court's review of Mr. San
Miguel's sentence in several ways: First, the state has made it clear that
the infusion of race as a consideration is so injurious to the state's
interest in reliable sentencing that it will not invoke any available procedural
defenses. In essence, the State has indicated that the consideration of
race in determination of sentence amount to fundamental error. Secondly,
the State has dispensed with the requirement of actual harm. Finally, the
State has publicly announced that it will not contest similar claims of
error in the appeals of similarly situated appellants.
NonCase
Law Developments
The following joint statement
was posted earlier this week by myself and renowned New York criminal
defense attorney David Seth Michaels on the Graham execution.
I take the liberty of reposting, not for vanity sake, but to preserve for
posterity on the web this strange moment in history and in the march towards
"a more perfect union."
On June 22, 2000, Texas
executed Gray Graham a/k/a Shaka Sankofa. He is the 648th person
executed in the United States, and the 222nd person executed in Texas since
the resumption of the death penalty. What is striking about this
execution is the probability that Graham is actually innocent of the murder
19 years ago of Bobby Lambert in a Houston supermarket parking lot.
Graham’s case transcends the debate
about the death penalty. No one on either side of the debate approves executing
an innocent person. Graham’s probable innocence assumes heightened importance
from its context. It emerges after a moratorium declared in Illinois
when thirteen people on death row were found to be innocent, and after
last week’s widely distributed report by a Columbia University Law Professor
finding that two thirds of death row cases were deeply flawed, and after
repeated demonstrations by the Innocence Project that DNA established the
innocence of prisoners who had been condemned to death and/or
imprisonment.
A review of Graham’s case,
which took only two days to try, leaves the very uncomfortable, unsatisfying
feeling that he is probably innocent and that his trial was deeply flawed
by the incompetence of his attorney.
Reasonable doubts abound. There is
no physical evidence of any kind connecting Graham to the crime.
No fingerprints.
No ballistics.
No informant evidence.
The .22 caliber bullet removed from
the victim’s body did not match the gun seized from Graham, and a police
expert stated that Graham’s weapon could not have fired the fatal bullet.
Rather, the evidence against Graham
comes from a single
eyewitness, Bernadine Skillern,
who identified Graham as the killer after a very brief view of his face
from 30 feet away. After the crime, Skillern helped police draw a
composite
of the shooter: the drawing looks
nothing like Graham. Skillern was unable two weeks after the trial
to pick Graham’s face from a photo array even though his photograph
was the only one with a blackout from marker. The next day,
Skillern picked Graham from a live line-up. Graham was the
only person in both the photo and live line-ups.
Another eyewitness to the crime
would have testified that
she stood in the check out line
next to the killer, and that he
was not Graham. Six of the
living crime scene witnesses say that the assailant was shorter than Bobby
Lambert, who was 5'6" tall. Graham is 5'9". Finally, four witnesses, who
say they were with Graham miles away from the supermarket at the time of
the crime have all taken polygraph tests and passed. But none of
these witnesses testified at trial. These witnesses did not testify
because they were not called
by Graham’s appointed lawyer, Ronald
Mock. Mock was clearly incompetent in this case. He flunked criminal
law at Texas Southern University Law School, and he had only three years
of l experience when he took on this death penalty case. Mock has
had more convicted clients on death row than any other lawyer. He
has been reprimanded several times by the Texas Bar Association for professional
misconduct. He has received complaints from clients for smelling
of alcohol. Five of his death row clients
still have petitions pending alleging
ineffectiveness of counsel, and Mock has not had a new death penalty case
for a decade.
In Graham’s case, Mock conducted
no pre-trial investigation. He called no witnesses during the trial, which
lasted a total of two days. He did not challenge Skillern’s identification
testimony. He did not call the other witnesses who would have testified
either that Graham was not the killer or that the killer they saw was much
shorter than Bobby Lambert. He did not call any of the four, available
alibi witnesses. In sum, Mock provided no real defense.
If compassion has any place in our
justice system surely it is appropriate at this time.
David Seth Michaels, Esq. &
Karl R.Keys, Esq.
[David Seth
Michaels is an attorney who lives and practices in Spencertown,
Columbia County, New York. He is a ecipient of the Thurgood Marshall
Award of the Association of the Bar of the City of New York for his successful
representation of James V. Moffett in a Mississippi death penalty
case. email: davidseth@davidseth.com /website http://www.davidseth.com].
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