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A wave of casesemerges this week from the mid-Atlantic states.
Three of the four cases are from Maryland. The spate of opinions
concerning the "Old Line State" apparently relate to the decision in Baker
v. Corcoran addressing whether or not Maryland is an opt-in jurisdiction,
the Fourth Circuit has held it is not put affirms Baker's conviction and
sentence anyhow. In Oken
v. Corcoran a different Fourth Circuit panel rejects claims arising
from allegations relating ot the accused's Sixth Amendment right to testify,
as well as jury selection issues. Finally, the Fourth Circuit in
Evans
v. Smith, addresses questions about jury selection and holds that no
federal forum exists for petitioner to raise his substantial Brady
claim. (Note in an additional Maryland/Fourth Circuit opinion dneying relief
will be discussed next week , Grandison v. Corcoran, No. 00-5 (4th Cir.
07/24/2000), an unpublished opinion).
In the fourth mid-Atlantic decision, The Third Circuit in Weeks
v. Snyder also hands a defeat. Continuing the trend of death
row inmates in Delaware receiving short shrift in the Court of Appeals
compared to other Third Circuit capital defendants Weeks loses on his ineffective
assistance of counsel claims. (It should be noted that the spouse of one
of the Third Circuit judges is in a very tight race for reelection in Delaware
to the U.S. Senate ) Despite the denying relief, Judge
Sloviter offers this nugget, "[w]e are not unaware of the controversy currently
surrounding the imposition of the death penalty in this country.
. . . Whether this is an appropriate case for administration of the death
penalty is a political question, not a judicial one."
In the fifth case of the week, the Tenth Circuit grants relief.
A panel in Thomas
v. Gibson, grants relief on the ground that the aggravator in this
case (heinous, atrocious and cruel , "HAC") was not proven by sufficient
evidence and therefore impermissibly permitted the imposition of capital
punishment.
In the final case of this week, the Eleventh Circuit en banc reexamines
the first death sentence under the federal drug kingpin statute, Chandler
v. United States. Relief in Chandler
was denied on his claims that he received ineffective assistance
of counsel during the sentencing phase of trial because his trial counsel
failed to investigate and to present character witnesses.
Due to the length of this issue (which has lead to its tardiness),
"In Depth Feature" will not run this week. Note that due to what
already appears to be a very capital case intensive next issue, the "In
Depth Feature" probably will not run next week as well.
Supreme
Court
Liberty is more secure. the Supreme Court is in
summer recess.
Capital
Cases
Thomas
v. Gibson, No. 99-5030 (10th Cir. 07/18/2000) "On appeal, Thomas raises
three challenges each to the validity of his convictions and the validity
of his death sentence. As to the validity of his underlying convictions,
Thomas argues as follows: (1) his trial counsel provided constitutionally
ineffective assistance by failing to investigate evidence supporting Thomas'
innocence and, in particular, evidence supporting the likely guilt of the
victim's husband; (2) the prosecutor deprived Thomas of his right to due
process by failing to endorse three witnesses in a timely manner; and (3)
the introduction of inadmissible hearsay rendered his trial fundamentally
unfair. After a thorough review of Thomas' contentions, this court concludes
that his claims of error regarding the guilt phase of his trial are either
procedurally barred or without merit. Accordingly, we affirm the district
court's denial of relief as to these three issues. In addition to his challenges
to the validity of the underlying convictions, Thomas also asserts that
his death sentence is unconstitutional. In particular, Thomas asserts:
(1) the sole aggravating circumstance found by the jurythat the murder
was especially heinous, atrocious, and cruelis not supported by sufficient
evidence; (2) the verdict form used during the guilt phase directed a verdict
of death, thereby depriving Thomas of a fair and individualized sentencing
determination; and (3) the state trial court deprived Thomas of a fundamentally
fair sentencing proceeding when it precluded Thomas from presenting to
the jury evidence that the prosecutor had offered Thomas a life sentence
in exchange for a guilty plea. Upon review of the record in this case,
we conclude that no reasonable fact finder could conclude that the murder
in this case was heinous, atrocious, or cruel, as that term is defined
by Oklahoma law."
-
Heinous, Atrocious, and Cruel Aggravating Circumstance
Thomas argues that Oklahoma's heinous, atrocious, or cruel aggravating
circumstance is unconstitutionally vague in that it fails to adequately
narrow the class of murders wherein the perpetrator is subject to the death
penalty. See generally Maynard v. Cartwright, 486 U.S. 356 (1988);
Godfrey
v. Georgia, 446 U.S. 420 (1980). Even assuming the heinous, atrocious,
or cruel aggravator is constitutional on its face, Thomas asserts that
the state did not present sufficient evidence that his conduct during the
murder of Powell fell within the parameters of the aggravator. See generally
Lewis v. Jeffers, 497 U.S. 764 (1990).(13)
As Thomas candidly admits in his brief on appeal, each of his challenges
to the facial validity of Oklahoma's heinous, atrocious, or cruel aggravator
was recently rejected by this court in Moore, 195 F.3d at 1175-76.
In fact, "[w]e have held that the 'heinous, atrocious, or cruel' aggravating
circumstance as narrowed by the Oklahoma courts after [the Supreme Court's
decision in]
Maynard to require torture or serious physical abuse
characterized by conscious suffering can provide a principled narrowing
of the class of those eligible for death." Medlock, 200 F.3d at
1321. Because this court's decision in
Moore completely disposes
of Thomas' facial challenge to Oklahoma's heinous, atrocious, or cruel
aggravator, and because this panel is bound by the decision in
Moore,(14)
we conclude that the district court did not err in denying Thomas habeas
relief on this ground.
In addition to the facial challenge rejected above, Thomas mounts an
as-applied challenge to Oklahoma's heinous, atrocious, or cruel aggravator.
As correctly noted by Thomas, under Oklahoma law, only those murders "'preceded
by torture or serious physical abuse'" will be deemed to be heinous, atrocious,
or cruel. Id. (quoting Turrentine v. State, 965 P.2d 955,
976-77 (Okla. Crim. App. 1998). The OCCA
has identified two kinds of cases in which "torture or serious physical
abuse" is present: those characterized by the infliction of "great physical
anguish" and those characterized by the infliction of "extreme mental cruelty."
Cheney
v. State, 909 P.2d 74, 80 (Okla. Crim. App. 1995). In the mental cruelty
context, the OCCA has emphasized that the torture required for finding
the "heinous, atrocious, or cruel" aggravator "must produce mental anguish
in addition to that which of necessity accompanies the underlying killing."
[Turrentine, 965 P.2d at 976.] As the majority notes, "[w]ith respect
to the physical anguish branch of the Oklahoma test, '[a]bsent evidence
of conscious physical suffering by the victim prior to death, the required
torture or serious physical abuse standard is not met.'" Cheney,
909 P.2d at 80 (quoting Battenfield v. State, 816 P.2d 555, 565
(Okla. Crim. App. 1991)).
Medlock, 200 F.3d at 1324 (Lucero, J., concurring). Thomas does
not, and could not, contest that Powell suffered a severe beating. Thomas
I, 811 P.2d at 1349 ("Certainly [the evidence adduced at trial] supports
a finding that Powell was subjected to serious physical abuse allowing
us to proceed to a determination as to whether the murder was especially
heinous, atrocious or cruel."). Thus, the only question in this habeas
appeal is whether Oklahoma adduced sufficient evidence from which a reasonable
fact finder could have concluded beyond a reasonable doubt(15)
that Powell was conscious during some part of the beating. See Spears
v. State, 900 P.2d 431, 443 (Okla. Crim. App. 1995) (holding that "[c]onscious[ness]
. . . is the critical inquiry in determining whether a murder was especially
heinous, atrocious or cruel").
After an exacting review of the trial record, we hold that no reasonable
fact finder could conclude from the evidence presented that Powell consciously
suffered prior to her death and that the decision of the OCCA to the contrary
is unreasonable. In so holding, this court recognizes that "[w]hether [s]ection
2254(d)(1) or 2254(d)(2) applies to our review of the sufficiency of the
evidence to support an aggravator is unsettled in our Circuit because we
have applied both in the past, sometimes analyzing the sufficiency of the
evidence as a factual question and sometimes as a legal question." Medlock,
200 F.3d at 1321 n.6 (citing Moore, 195 F.3d at 1176-77). Even assuming
that the OCCA's sufficiency determination is a factual one entitled to
a presumption of correctness, this court is clearly convinced, see
28 U.S.C. § 2254(e)(1), that the state court decision "was based on
an unreasonable determination of the facts in light of the evidence presented
in the State court proceeding." Id. § 2254(d)(2).
In support of its contention that the murder of Powell was heinous,
atrocious, or cruel, the prosecution produced the testimony of Dr. M. F.
Merchant, a forensic pathologist employed by the state of Oklahoma. Dr.
Merchant testified that Powell "died as a result of multiple blunt force
injuries and shock force injuries, and among the blunt force injuries included
manual strangulation." In particular, Dr. Merchant testified that Powell
had been stabbed twice in the upper torso and twice in the abdomen; that
she had suffered a large contusion to the left side of her face, resulting
in a fracture of the nasal bone, lower jaw, adam's apple, and hyoid bone,
as well as extensive hemorrhaging; that she had suffered a less severe,
but nonetheless significant, contusion to the right side of her face, resulting
in hemorrhaging; that she had a large contusion to the right side of her
neck and right shoulder, resulting in a large purplish bruise and hemorrhaging
in the underlying muscles; and that she had a contusion to the back of
her head that resulted in a laceration and hemorrhaging. When asked if
he could tell the order in which Powell's wounds were inflicted, Dr. Merchant
replied as follows: "The two stab wounds that I saw on the abdomen, I would
say because of the very nature of being post-mortem, would be the last
to be inflicted. The others, I cannot tell which was inflicted before or
after." Dr. Merchant was not asked, and did not opine, as to whether any
of the blows noted above likely would have rendered Powell unconscious.
Other than the testimony of Dr. Merchant, the only other evidence adduced
by the prosecution bearing on the applicability of the heinous, atrocious,
and cruel aggravator was the testimony of officer Robert Robertson who
testified that Powell's "dentures had been expelled from her mouth and
one of the dentures had been broken in half." There was no evidence that
a struggle had taken place, that Powell had defensive wounds, or that Thomas
had any wounds on his body consistent with a struggle when he was arrested
shortly after the murder. While Powell's neighbor was close enough to observe
many details of Thomas' presence on the night of the murder, he did not
testify to hearing any noises, voices, or screams.(16)
Against this remarkably limited evidentiary backdrop, the OCCA concluded
as follows:
Although there is no direct evidence that Powell suffered before her
death, there is certainly circumstantial evidence to support such a theory.
The medical examiner's testimony that two of the stab wounds were post
mortem leads to the conclusion that the other injuries occurred prior to
the stabbing. The injuries to Mrs. Powell resulted in a great loss of blood.
It
is highly improbable that Powell would have been beaten, strangled and
stabbed if she was rendered immediately unconscious by the first blow.
We find that the evidence supports a finding that [the] murder was especially
cruel in that the killing was pitiless and appears to have been designed
to inflict a high degree of pain on the victim.
Thomas, 811 P.2d at 1349 (emphasis added). As should be apparent
from the above passage, the entirety of the OCCA's finding of conscious
suffering is based on the following inference: it is unreasonable to assume
that a murderer would continue striking a murder victim if the first landed
blow rendered the victim unconscious. See id. Whatever the merits
of such an inference generally,(17)
in light of the evidentiary record in this case, the inference is clearly
unreasonable. See 28 U.S.C. § 2254(d)(2), (e)(1). The testimony
of Dr. Merchant is clear: Thomas did, in fact, stab Powell twice after
her death. In light of this uncontradicted testimony, it is wholly unreasonable
to infer that Thomas would not have inflicted such blows once Powell became
unconscious. It makes no sense to assume that a murderer would not continue
to inflict blows after a victim fell unconscious when faced with uncontroverted
expert testimony that the same murderer continued to inflict blows after
the victim was dead. Even in light of the heightened deference accorded
the decisions of state courts under the provisions of the AEDPA, the decision
of the OCCA cannot withstand the review for reasonableness mandated by
the AEDPA. See id.
Because the OCCA's sufficiency finding as to the heinous, atrocious,
or cruel aggravator is based exclusively on its stated inference, and because
the drawing of that inference is clearly unreasonable in light of the undisputed
contrary trial testimony of the state medical examiner, this court concludes
that no rational fact finder could have found the existence of the aggravator
beyond a reasonable doubt. Because the only aggravating circumstance advanced
by the state of Oklahoma at trial is not supported by sufficient evidence,
Thomas' death penalty cannot stand.
Weeks
v. Snyder, No. 98-9005 (3d Cir. 07/17/2000) Petitioner "raises one
narrow issue before us: whether his trial attorney afforded him constitutionally
ineffective assistance of counsel in connection with his guilty plea."
As Justice O'Connor emphasized in Flores-Ortega , "[t]he second part
of the Strickland test requires the defendant to show prejudice from counsel's
deficient performance." 120 S. Ct. at 1037. Thus, even if Weeks
established that his counsel's performance was objectively unreasonable,
he must also demonstrate that "there is reasonable probability that, but
for counsel's errors, he would not have pleaded guilty and would have insisted
on going to trial." Hill, 474 U.S. at 59. The Court in Hill stated that
the prejudice inquiry in many guilty plea cases "will closely resemble
the inquiry engaged in by courts reviewing ineffective- assistance challenges
to convictions obtained through trial." Id. Thus, as the Supreme Court
explained in Strickland, "[a] reasonable probability is a probability sufficient
to undermine confidence in the outcome." 466 U.S. at 694.
In order to examine the prejudice issue, we mustfirst determine what
Willard would have learned had he researched the effect of Govan's refusal
to testify. We must then determine whether there is a reasonable probability
that if Weeks had been informed of the results
of this research, he would have insisted on going to trial.
In this connection, it is important to recall that Govan had given three
inculpatory statements shortly after the murders, each of which placed
the principal responsibility on Weeks but which
also implicated Govan to differing extents. Weeks
contends that under the applicable Delaware rule of evidence, the prosecutor
cannot use the prior statements of an accomplice as affirmative evidence
if s/he refuses to testify. See 11 Del. C.S 3507.2 As stated by Weeks,
"if Govan had refused to testify and therefore could not be cross-examined,
his out-of-court statements inculpating Weeks
would have been inadmissible against Weeks."
Appellant's Br. at 22-23. The parties agree that there was no effective
way to compel Govan to testify if he was unwilling, as effective sanctions
would be unavailable inasmuch as Govan was already facing at least a life
sentence. Although the parties disagree as to whether Govan's prior statements
would have been admissible even if he chose not to testify, this appeal
does not turn on that issue.3
Weeks' point is that Willard failed to tell him
that they may not have been admissible. However, even if Willard did not
tell him, he could not have been prejudiced because the trial judge told
him. During Weeks' guilty plea colloquy, which
took place while the parties were aware of Govan's equivocation about testifying,
Judge Babiarz stated to Weeks in open court that
it was an "open question" whether Govan's prior statements would have been
admissible. The court stated:
It's an open question as to whether I could then compel him
[Govan] to testify or let the State use his statements against you and
not decide it. There was uncertainty about whether that could be used against
you, but as of yesterday afternoon, Mr. Govan was going to stand on that
Fifth Amendment Right and call into question the State's ability to use
any of that material against you.
App. at 43-44 (Plea Hearing Transcript). This summary by the judge
was an accurate and simple synopsis of the legal ramifications of Govan's
refusal to testify. See supra note 3. When the judge asked Weeks,
"If you have any questions, please ask me and I'll try to explain further," Weeks
responded "No, sir. Thank you, sir. I understand." App. at 44. (emphasis
added). The judge then asked Weeks if this information
would have made a difference in his decision to plead guilty, to which Weeks
responded, "No Sir." App. at 44.
This colloquy belies Weeks' assertion that
he would have insisted on going to trial if he had known about the legal
ramifications of Govan's refusal to testify. In light of the judge's clear
explanation to Weeks of the uncertainty with
respect to the admissibility of Govan's statements, Willard's alleged failure
to do so can hardly have prejudiced Weeks. The
absence of prejudice from the alleged deficient legal representation is
clear.
While one may wonder why, under these circumstances, Weeks
proceeded to plead guilty, in this case an explanation is reflected in
the record. Weeks himself made plain his reason
for pleading guilty in his post-conviction testimony.
Q: So in your mind, the main reason you pled guilty was to avoid putting
the victim's family and your family through the trauma of re-living the
events of the killings?
A: [Weeks] Yes.
Q: And you thought by pleading guilty you would accomplish that?
A: [Weeks] Yes.
App. at 499 (Post-Conviction Hearing Transcript).
27
This is consistent with Willard's statements at the time of the guilty
plea that Weeks chose to plead guilty due to
concerns for his family and the family of the victims and Willard's testimony
at the post conviction hearing. The District Court's conclusion that further
information regarding the legal uncertainties over whether Govan's out-
of-court statements may be used against him was irrelevant to Weeks'
decision to plead guilty has ample support in the record. It follows ineluctably
that Weeks was advised of the implications of
Govan's possible failure to testify, if not by Willard then at least by
the judge, and, in any event, he was emotionally committed to pleading
guilty. Weeks failed to make the requisite showing
that there is a reasonable probability that but for Willard's alleged errors, Weeks
would have insisted on going to trial and he was therefore not prejudiced
by the alleged ineffective assistance.
III.
CONCLUSION
We are not unaware of the controversy currently surrounding the imposition
of the death penalty in this country. However, this case does not trench
upon the issues in the forefront of that controversy, usually identification
of the defendant or the defendant's competency at any of the critical stages
of the event or the criminal proceeding. This is a case in which an estranged
husband pled guilty to murdering his wife and her friend, and that plea
was supported by ample evidence. Whether this is an appropriate case for
administration of the death penalty is a political question, not a judicial
one. Only one judicial issue was presented to this court on this appeal,
and we have no basis to disagree with the judgment of the District Court
and the findings of the Delaware courts that Weeks
had not shown that he received ineffective assistance of counsel. We will
therefore affirm the judgment of the District Court denying a writ of habeas
corpus.
Baker
v. Corcoran, No. 99-24 (4th Cir. 07/19/2000) Petitioner argues on appeal
that the trial court gave the jury an unconstitutional instruction regarding
reasonable doubt and premeditation; counsel were constitutionally
deficient for failing to conduct an independent investigation of the case;
counsel were ineffective for failing to investigate his codefendant;
counsel's failure to obtain expert analysis of the firearms and ballistics
evidence; and counsel were constitutionally deficient for failing
to present mitigation testimony regarding family history from his mother
and social worker. "The State cross-appeals an order of the district
court denying its motion to dismiss Baker's petition as untimely under
28 U.S.C.A. § 2263 (West Supp. 2000), maintaining that the district
court incorrectly ruled that Maryland has not satisfied the "opt-in" requirements
of 28 U.S.C.A. § 2261(b), (c) (West Supp. 2000)."
Turning at last to the merits of Baker's claims, we consider first
his contention that the trial court gave the jury an unconstitutional instruction
regarding reasonable doubt.14 That instruction was as fol- lows: The State
has the burden of proving the guilt of the Defendant beyond a reasonable
doubt. This burden remains on the State throughout the trial. The Defendant
is not required to prove his innocence. However, the State is not required
to prove guilt beyond all possible doubt or to a mathematical certainty.
Nor is the State required to negate every conceivable circumstance of innocence.
A reasonable doubt is a doubt founded upon reason. It is not a fanciful
doubt, a whimsical doubt or a capricious doubt. Proof beyond a reasonable
doubt requires such proof as would convince you of the truth of a fact
to the extent that you would be willing to act upon such belief without
reservation in an important matter in your own business or personal affairs.
In deciding whether a charge has been proved beyond a reasonable doubt
and to a moral certainty, you may ask yourselves, "Is the evidence of guilt
of the kind that I would put my trust in or rely upon in coming to a decision
concern- ing the more important matters of my own life?" If the evi- dence
does have the same force as information you would rely upon in such important
matters, you may conclude that the charge has been proved beyond a reasonable
doubt and to a moral certainty. However, if you are not satisfied of the
Defendant's guilt to that extent, then reasonable doubt exists and the
Defendant must be found not guilty.
J.A. 126-27. Baker contends that this instruction relieved the state
of its burden to prove the elements of the charged offenses beyond a rea-
sonable doubt, mandating reversal of his convictions. See Sullivan v. Louisiana,
508 U.S. 275, 279-80 (1993) (holding that erroneous rea- sonable doubt
instruction cannot be reviewed for harmless error).
Although due process requires that the government prove each ele- ment
of an offense beyond a reasonable doubt, see In re Winship, 397 U.S. 358,
364 (1970), the Constitution neither requires that trial courts define
reasonable doubt nor prohibits them from doing so, see Victor v. Nebraska,
511 U.S. 1, 5 (1994). And, when a trial court elects to define reasonable
doubt, the Constitution does not mandate a particu- lar definition. See
id. Rather, the question is whether the instruction, taken as a whole,
correctly conveyed the concept of reasonable doubt to the jury. See Holland
v. United States, 348 U.S. 121, 140 (1954).
We conclude that, taken as a whole, the instruction given by the trial
court correctly conveyed the concept of reasonable doubt to the jury. The
instruction was one of the type called"willing to act" instructions, i.e.,
it informed the jurors that the reasonable doubt stan- dard is satisfied
by evidence on which they would be willing to act in their personal affairs.
Such instructions have been criticized by the courts. For example, in Holland
the Court considered an instruction that defined reasonable doubt as "the
kind of doubt . . . which you folks in the more serious and important affairs
of your own lives might be willing to act upon." Id. (internal quotation
marks omitted) (alteration in original). While the Court declined to declare
this instruction unconstitutional, it noted that "this section of the charge
should have been in terms of the kind of doubt that would make a per- son
hesitate to act." Id.; see Monk v. Zelez, 901 F.2d 885, 890 (10th Cir.
1990) (per curiam) (holding unconstitutional a"willing to act" instruction
because it was not expressed in terms of hesitation to act). However, courts
have affirmed reasonable doubt instructions that informed jurors that the
standard was satisfied by evidence on which they would be willing to act
"without hesitation." See, e.g., United States v. Daniels, 986 F.2d 451,
457-58 (11th Cir. 1993) (per curiam).
Here, the "willing to act" language to which Baker points was given
in the course of an instruction that correctly conveyed the con- cept of
reasonable doubt to the jury. In particular, the court stated that "reasonable
doubt requires such proof as would convince you of the truth of a fact
to the extent that you would be willing to act upon such belief without
reservation in an important matter in your own busi- ness or personal affairs."
J.A. 126 (emphasis added). Accordingly, the rejection of this claim by
the state court was neither contrary to, nor involved an unreasonable application
of, clearly established federal law.
Oken
v. Corcoran, No. 99-27 (4th Cir. 07/18/2000) "Oken, a Maryland inmate
under sentence of death, appeals from the district court's denial of his
application under 28 U.S.C. § 2254 for a writ of habeas corpus. Oken
claims, inter alia, that the state trial court's voir dire questions
were constitutionally inadequate under Morgan v. Illinois,
504
U.S. 719 (1992), and that he surrendered his right to testify at the
criminal responsibility phase of his trial in reliance on advice from the
trial court that was erroneous under Simmons v. United States,
390
U.S. 377 (1968)."
Oken argues that the district court erred in denying him relief
on his claim that the state trial court's voir dire questions were constitu-
tionally inadequate under Morgan v. Illinois, 504
U.S. 719 (1992), because they failed to satisfy Morgan's requirement
of an "inquiry" sufficient to identify "those jurors who, even prior to
the State's case in chief, had predetermined [. . .] whether to impose
the death pen- alty," id. at 736. Specifically, Oken contends that,
even though the trial judge asked some of the potential jurors follow-up
questions, the initial questions propounded to every member of the
jury panel were inadequate to identify all of the potential jurors who
would need to be asked follow-up questions in order to satisfy the dictates
of Mor- gan.
We reject this claim as procedurally defaulted, and, in the alterna-
tive, on its merits. 1.
We reject Oken's Morgan claim as procedurally defaulted because
he failed to raise this claim on direct appeal in Oken I and thereby
waived it as a matter of state law, and because, as a matter of state law,
he failed to show special circumstances excusing this waiver. SeeOken
II, 681 A.2d at 36-38. We are satisfied that this state procedural
rule requiring that, absent special circumstances, issues first be raised
on direct review is both "independent" and"adequate," as required by Coleman
v. Thompson, 501
U.S. 722, 750 (1991). It is "adequate" because it is "consistently
or regularly applied," Johnson v. Missis- sippi, 486
U.S. 578, 587 (1988), by Maryland courts. See, e.g.,
McEl-roy
v. State, 617 A.2d 1068, 1070, 1075 (Md. 1993); Smith v.
Warden,
Maryland Penitentiary, 243 A.2d 897, 898 (Md. Ct. Spec. App. 1968),
cert.
denied
sub nom. Smith v. Maryland,
393
U.S. 989 (1968); Anglin v. Director, Patuxent Institution,
232 A.2d 532, 533 (Md. Ct. Spec. App. 1967), cert. denied sub
nom. Anglin v. Maryland, 389
U.S. 873 (1967). We are also satisfied that this procedural bar is
sufficiently "independent" of federal law, even though the Maryland Court
of Appeals, in applying it, referred to Johnson v. Zerbst,
304
U.S. 458 (1938), since the Maryland court's decision does not "fairly
appear to rest primarily on federal law or to be interwoven with fed- eral
law," Coleman, 501
U.S. at 735, 740. The rule that issues must first be raised on direct
appeal, on which the Maryland court based its decision that Oken's Morgan
claim was waived, is itself clearly a state-law rule. See cases
cited supra . Admittedly, the Maryland court did look to federal
law in making the antecedent determination that this waiver need not be
"intelligent and knowing." Because Maryland caselaw has relied in part
on Johnson v. Zerbst in construing the scope of Md. Code
Art. 27, § 645A(c)'s"intelligent and knowing" waiver standard, see,
e.g.,
McElroy,
617 A.2d at 1070, the Maryland court did look to federal law in determining
that this waiver standard did not apply. Nevertheless, we cannot say that,
by virtue of this fact alone, the Maryland court's decision "rest[s] primarily
on federal law" or is "interwoven with federal law." To the extent that
the Mary- land court did look to federal law in making the antecedent determi-
nation that the waiver need not be "intelligent and knowing," the court's
reliance on federal law was limited to one aspect of the hold- ing in Morgan
and to state-law precedents applying Johnson's dicta that "fundamental
constitutional rights" may be waived only intelli- gently and knowingly,
304
U.S. at 464. And, more importantly, the Maryland court did not look
primarily
to federal law in making this antecedent determination. Rather, it based
its determination in large part on the state-law premise that the failure
to raise a Morgan claim on direct appeal is the sort of "tactical
decision of counsel" that Mary- land courts have, as a matter of state
law, construed as falling outside the intended scope of section 645A(c).
See
Oken II, 681 A.2d at 37 (citing Curtis v. Maryland, 395
A.2d 464, 474 (Md. 1978)).
Under the rule of Coleman v. Thompson , we are therefore
barred from reviewing the merits of Oken's Morgan claim, unless
Oken has demonstrated that the "failure to consider [this claim] will result
in a fundamental miscarriage of justice" or that sufficient "cause" and
"prejudice" exist to excuse this procedural default. Coleman, 501
U.S. at 750. Oken has demonstrated neither. He makes no argument that
the failure to consider his Morgan claim will result in a "fundamental
miscarriage of justice." And the only "cause" that Oken has advanced for
this procedural default -- the ineffective assistance of his Oken I
appellate counsel -- was itself procedurally defaulted because Oken failed
to make any mention of it in his opening brief to the Maryland Court of
Appeals in Oken II. See Oken II, 681 A.2d at 36 n.5; see
also Health Servs. Cost Review Comm'n v. Lutheran Hospital
of Mary- land, Inc., 472 A.2d 55, 61 (Md. 1984) (holding that
issues raised only in the reply brief, and not the opening brief, are waived);
FederalLand
Bank of Baltimore, Inc. v. Esham, 406 A.2d 928, 938 (Md. Ct.
Spec. App. 1979) (same). And Oken has also failed to make any showing of
"cause" and "prejudice" to excuse this last procedural default. Thus, the
alleged ineffective assistance of Oken's appellate counsel cannot serve
as "cause" to excuse Oken's failure to raise his Morgan claim on
direct appeal. See Edwards v. Carpenter, 120 S. Ct. 1587,
1592 (2000). Consequently, we reject Oken's Morgan claim as procedurally
defaulted, and thus we need not reach the merits of this claim.
2.
Even if we were to reach the merits of Oken's Morgan claim,
we would still deny Oken relief on this ground because the Maryland Court
of Appeals' rejection of his Morgan claim was not "contrary to,"
or an "unreasonable application of," Morgan. The four questions
initially asked of every member of the jury panel were as follows:
[1.] Do you have any strong feelings, one way or the other, with regard
to the death penalty?
[2.] Do you feel that your attitude, regarding the death penalty, would
prevent or substantially impair you from making a fair and impartial decision
on whether the Defen- dant is not guilty or guilty, based on the evidence
presented and the Court's instructions as to the law?
[3.] Do you feel your attitude, regarding the death penalty, would
prevent or substantially impair you from making a fair and impartial decision
on whether the Defendant was or was not criminally responsible by reason
of insanity, based on the evidence presented and the Court's instructions
on the law?
[4.] Do you feel that your attitude, regarding the death penalty would
prevent or substantially impair you from sen- tencing the Defendant, based
upon the evidence presented and the Court's instructions as to the law
which is applica- ble?
Oken II, 681 A.2d at 38-39. These questions were not the sort
of "general fairness and `follow the law' questions" that the Court held
inadequate in Morgan, 504
U.S. at 734; see id. at 724 ("Do you know of any reason why
you cannot be fair and impartial?"; "Do you feel you can give both sides
a fair trial?"). Rather, they explicitly referred to the death penalty
and asked whether the potential juror's feelings about the death penalty
were "strong." Compare United States v. Tip- ton,
90 F.3d 861, 878-79 (4th Cir. 1996) (holding that "the district court's
inquiry into death penalty attitudes was sufficient" to satisfy the dictates
of Morgan, where the only question propounded to every member of
the jury panel explicitly referred to the death penalty and asked whether
the potential juror's feelings about the death penalty were "strong"),
cert.
denied,
520
U.S. 1253 (1997). Moreover, we fail to see any meaningful difference
between the question "Do you have strong feelings in favor of the death
penalty?", which Oken apparently concedes would be adequate, see
Appellant's Br. at 15-16 (citing Tip- ton, 90 F.3d at 878),
and the first question asked here -- "Do you have any strong feelings,
one way or the other, with regard to the death penalty?". Fairly read,
the initial four questions, if truthfully answered, would have enabled
the trial court to determine whether a potential juror's feelings about
the death penalty"would prevent or substantially impair the performance
of his duties as a juror in accor- dance with his instructions and his
oath," Morgan, 504
U.S. at 728 (citation omitted). Consequently, even if the trial court
had not asked several of the potential jurors additional follow-up questions
on an individual basis, as the court did here, we would still be satisfied
that the initial four questions asked of every member of the jury panel
were by themselves sufficient to satisfy Morgan 's requirement of
an "inquiry" sufficient to identify "those jurors who, even prior to the
State's case in chief, had predetermined [. . .] whether to impose the
death penalty," id. at 736; see also id. at 729 ("The Constitution
[. . .] does not dictate a catechism for voir dire, but only that the defendant
be afforded an impartial jury.").
Evans
v. Smith, No. 99-22 (4th Cir. 07/17/2000) Petitioner here argues
that the state exercised its peremptory challenges during jury selection
for Evans' state trial in a racially discriminatory fashion in violation
of Batson v. Kentucky, 476
U.S. 79 (1986); that he was denied his Sixth Amendment right to the
effective assistance of counsel at his resentencing (counsel were deficient
in failing to interview several witnesses whose testimony would purportedly
have helped to show that Evans was not a "principal in the first degree"
and thus not death-eligible under Maryland law as well as failed
to conduct further investigation and offer expert testimony concerning
Evans' likely federal parole date) as well as a claim under Brady v. Maryland.
The first claim raised by Evans on appeal is that the state
exercised its peremptory challenges during jury selection for Evans' state
trial in a racially discriminatory fashion in violation of Batson v.
Kentucky, 476
U.S. 79 (1986). Batson provides that"the Equal Protection Clause
forbids the prosecutor to challenge potential jurors solely on account
of their race or on the assumption that black jurors as a group will be
unable impartially to consider the State's case against a black defendant."
Id.
at 89. A prosecutor is otherwise entitled to exercise his allotted peremptory
challenges "for any reason at all, as long as that reason is related to
his view concerning the outcome of the case." Id. (internal quotation
marks omitted).
Batson sets forth a three-step evidentiary framework for evaluating
claims of racial discrimination in jury selection. See id. at 93-98.
This familiar framework is derived from the Supreme Court's equal pro-
tection and Title VII jurisprudence. See id. First, the defendant
must make out a prima facie case that the prosecutor has exercised peremp-
tory challenges in a racially discriminatory manner. See id. at
96-97. Second, if the defendant has made a prima facie showing, "the burden
shifts to the State to come forward with a neutral explanation for chal-
lenging black jurors." Id. at 97. The prosecutor, of course, may
not rebut the defendant's prima facie case "merely by denying that he had
a discriminatory motive or affirming his good faith in making individ-
ual selections." Id. at 98 (internal quotation marks omitted). Rather,
"the prosecutor must give a clear and reasonably specific explanation of
his legitimate reasons for exercising the challenges." Id. at 98
n.20 (internal quotation marks omitted). Yet the explanation "need not
rise to the level justifying exercise of a challenge for cause." Id.
at 97. In fact, "[t]he second step of this process does not demand an explana-
tion that is persuasive, or even plausible." Purkett v. Elem, 514
U.S. 765, 767-68 (1995) (per curiam) (internal quotation marks omitted).
"Unless a discriminatory intent is inherent in the prosecutor's expla-
nation, the reason offered will be deemed race neutral," for in this context
"a legitimate reason is not a reason that makes sense, but a reason that
does not deny equal protection." Id. at 768, 769 (internal quotation
marks omitted). Third, if the prosecutor has articulated "a neutral explanation
related to the particular case to be tried," the trial court then has "the
duty to determine if the defendant has established purposeful discrimination."
Batson,
476
U.S. at 98. The defendant at all times bears the ultimate burden of
persuasion as to the existence of purposeful discrimination. See, e.g.,
id.
at 93; Purkett, 514
U.S. at 768.
In reviewing a trial court's decision concerning the presence of intentional
discrimination, it is essential that we accord that decision the deference
required by law. See, e.g., Hernandez v. New York, 500
U.S. 352, 364 (1991) (plurality opinion) ("[T]he trial court's decision
on the ultimate question of discriminatory intent represents a finding
of fact of the sort accorded great deference on appeal."); Batson,
476
U.S. at 98 n.21 ("[A] finding of intentional discrimination is a finding
of fact entitled to appropriate deference by a reviewing court." (inter-
nal quotation marks omitted)). As in other areas of the law that address
invidious discrimination, "[w]hether the prosecutor intended to discriminate
on the basis of race in challenging potential jurors is, as Batson
recognized, a question of historical fact." Hernandez, 500
U.S. at 367. Indeed, deference to trial court findings on discriminatory
intent is particularly important in this context because the Supreme Court
has instructed that such findings turn principally on credibility determinations.
See
id. at 365; Batson , 476
U.S. at 98 n.21. As the plurality explained in Hernandez:
In the typical peremptory challenge inquiry, the decisive question
will be whether counsel's race-neutral explanation for a peremptory challenge
should be believed. There will seldom be much evidence bearing on that
issue, and the best evidence often will be the demeanor of the attorney
who exercises the challenge. As with the state of mind of a juror, evaluation
of the prosecutor's state of mind based on demeanor and credibility lies
peculiarly within a trial judge's province. 500
U.S. at 365 (internal quotation marks omitted).
The precise formula used to review a finding of fact concerning prosecutorial
motive in exercising peremptory challenges depends on the particular context.
See
id. Thus, on federal habeas, the same stan- dard of review applied
to other questions of fact governs our inquiry concerning intentional discrimination.
See
id. at 366. Accordingly, a state court's determination on this issue
"shall be presumed to be cor- rect" and the habeas petitioner bears "the
burden of rebutting the pre- sumption of correctness by clear and convincing
evidence." 28 U.S.C. § 2254(e)(1).
B.
Evans argues initially that no state court has actually applied Bat-son
at any stage of this long course of litigation. As a result, Evans claims,
the state court decisions are entitled to no deference under the habeas
statute. Evans contends that these decisions are instead "con- trary to
. . . clearly established Federal law", 28 U.S.C. § 2254(d)(1), and
that he is therefore entitled to a new trial. Evans further argues that
the prosecutor's exercise of his peremptory challenges did not in any event
comport with Batson's requirements.
Our review of the record, however, has uncovered no reason to overturn
Evans' conviction on Batson grounds. To begin with, the trial court
demonstrated that it was very sensitive to the possible use of race-based
peremptory strikes during the jury selection process. Although jury selection
in Evans' state trial took place two years before Batson was decided,
the trial court warned the prosecutor that "[t]here has been some extremely
strong language in dicta about using peremptory challenges for racial purposes."
The court then instructed the prosecutor to take this case law into account
in exercising the state's peremptory challenges. The court also kept a
record of the racial identities of the potential jurors that were struck
and the jurors that were seated.
After the jury had been selected, Evans' counsel informed the court
that the panel was unacceptable to the defendant because the defense believed
that the state had "exercised its peremptory challenges to purposely limit
blacks from representation on the panel." The state had utilized eight
of its ten peremptory challenges to strike African Americans from the venire.
Two of the twelve jurors chosen were African Americans, and one of the
two alternates later chosen was also African-American.
The court invited the prosecutor to respond to Evans' objections. The
prosecutor explained, "We struck on background, age, occupa- tion, what
was learned during the voir dire at the bench and in open court. We did
not strike on racial grounds." After some further discus- sion, the court
overruled Evans' objections and stated that the objec- tions were noted
for the record. Evans did not ask the court to seek any further explanation
of the peremptory strikes from the prosecutor.
It is thus clear that the trial court applied Batson in essence.
The trial court warned the prosecutor that it would scrutinize the state's
exercise of its peremptory challenges for any racial bias. When the defense
objected, the court gave the prosecutor an opportunity to explain his actions.
The prosecutor provided a race-neutral explana- tion that the trial court
could assess in light of its own observation of jury selection. Evans provided
no further support for his allegation of intentional discrimination and
did not seek further explanation from the prosecutor. Although the trial
court did not record explicit find- ings, its overruling of Evans' objection
in the context of the proceed- ings makes it clear that the trial court
accepted the prosecutor's explanation and found that there was no discriminatory
intent.
Evans nonetheless contends that the trial court erred in failing to
require the prosecutor to render individualized explanations for each particular
peremptory strike of an African American. Batson, how- ever, does
not require individualized explanations for peremptory strikes. Rather,
it requires only that the explanation be race-neutral, see Batson,
476
U.S. at 97, "clear and reasonably specific," id. at 98 n.20,
and "related to the particular case to be tried," id. at 98. While
the prosecutor in many cases will offer more individualized explana- tions,
a court may nonetheless find that the prosecutor has complied with Batson
based on an overall explanation that is found satisfactory as to each of
the challenged strikes, see, e.g. , United States v. Allison,
908 F.2d 1531, 1537, 1538 n.9 (11th Cir. 1990); United States v.Davis,
871 F.2d 71, 72 (8th Cir. 1989). Here it is apparent that the trial court
found that the prosecutor's explanation was satisfactory as to each individual
juror. And like the Supreme Court, we refuse to impose stringent, detailed
requirements as to how trial courts are to implement
Batson. See
Batson, 476
U.S. at 99 & 99-100 n.24. We therefore cannot say that the trial
court acted contrary to the law of Batson.
Not only did the state trial court apply Batson in essence,
but no state court to which Evans' Batson claim was subsequently
presented indicated that it found any merit in the claim. In 1985, the
Maryland Court of Appeals applied a remarkably Batson-like framework
itself in affirming the trial court's judgment on direct appeal. The appellate
court noted that, whereas the Supreme Court's decision in Swain v.Alabama,
380
U.S. 202 (1965), required defendants to prove system- atic exclusion
of racial minorities from juries over time, there was a growing body of
state and federal case law that enabled a defendant to show a constitutional
violation based on the exercise of peremptory challenges at the defendant's
trial alone. See Evans, 499 A.2d at 1281; see also Ford v. Georgia,
498
U.S. 411, 420 (1991) ("Batson did not change the nature of the
violation recognized in Swain, but merely the quantum of proof necessary
to substantiate a particular claim"). Indeed, several of the cases relied
upon by the Maryland Court of Appeals for its evidentiary framework were
also cited by the Supreme Court in Batson both in describing the
growing departures from Swain's burden and in articulating the Batson
framework itself. Com- pare Batson, 476
U.S. at 82 n.1, 92 n.17, 97, 98 n.20, with Evans, 499 A.2d at
1281.1 The Maryland
court also pointed to a number of other state cases employing a Batson-like
framework and noted that in com- menting on the denial of certiorari in
McCray
v. New York, 461
U.S. 961 (1983), five Justices indicated that the time might be approaching
for a reexamination of Swain. See Evans , 499 A.2d at 1281.
The appellate court then described the strikingly Batson-like approach
proposed by recent cases:
Each [case] starts with the presumption established by Swain,
that the prosecution is using the State's challenges properly. Each then
requires the defendant to establish a prima facie case of discrimination
sufficient to overcome the presumption, followed by an opportunity for
explanation on the part of the prosecution if a prima facie case is made
out, with the ultimate resolution of any dispute to be made by the trial
judge.
Evans, 499 A.2d at 1281. The court then applied this framework
to Evans' claim. It began by assuming arguendo that Evans had made
a prima facie showing of discrimination and proceeded to assess the prosecutor's
explanation.2See
id. at 1282. The court concluded, however, that "the explanation offered
by the prosecutor, and appar- ently accepted by the court, was sufficient
under the circumstances to support the decision of the trial judge in overruling
the defendant's objection." Id. The court emphasized that"the explanation
of the prosecutor stood uncontroverted and unimpeached."
Id.
Further, the first state post-conviction court found in 1991 -- five
years after Batson had been decided -- that the earlier state court
con- clusions were consistent with the subsequent Supreme Court decision.
Although the first state post-conviction court found that Evans' Bat-son
claim had been "finally litigated," it nonetheless examined Evans' claim
in light of Batson to find that no constitutional violation had
occurred. And the second state post-conviction court declined to address
the substance of Evans' Batson claim because it found that the matter
had already been "finally litigated." Thus, the state courts that had the
opportunity to reevaluate Evans' claim in light of the Bat- son
decision found no reason to disturb the earlier adjudications.
Evans nonetheless argues that a Batson violation did in fact
occur. For example, he attacks the prosecutor's explanation at this late
stage by asserting that some similarly situated jurors were not stricken
from the venire. Evans claims that the prosecutor's proffered reasons thus
cannot explain the prosecutor's exercise of his peremptory challenges.
But as the Supreme Court has stated, our review of a trial court's
adjudication of a Batson claim must be marked by great deference
to the trial court's finding on the question of discrimination. See,
e.g., Batson, 476
U.S. at 98 n.21; Hernandez, 500
U.S. at 364 (plurality opinion); see also Matthews v. Evatt,
105 F.3d 907, 917 (4th Cir. 1997) (trial court's Batson findings
"turn largely on credibility deter- minations" and are thus entitled to
deference); United States v. Bynum, 3 F.3d 769, 772 (4th
Cir. 1993) (trial court is in best position to enforce Batson's
requirements because trial court can evaluate the prosecutor's candor in
offering reasons for challenges). Indeed, it would be an impermissible
exercise in hindsight for us now to upset the trial court's credibility
determination in evaluating the prosecu- tor's explanation. And as the
district court correctly observed, the "re- trospective parsing of the
`curricula vitae' of the jurors" is no substitute for the observations
of the trial judge, who witnessed first- hand the process. We simply cannot
overlook the fact that the trial court had conducted an extensive voir
dire of the jury pool, which was documented in several hundred pages of
trial transcripts, and was able to observe the demeanor and hear the responses
of the prospec- tive jurors in court. This insight enabled the trial court
to compare the prosecutor's explanation with what occurred at the bench
and in open court. Most significantly, the trial court was able to observe
the prose- cutor's demeanor and conduct and evaluate the credibility of
his explanation. And all of this was after the court had warned the prose-
cutor that his peremptory challenges would be under scrutiny for any taint
of racial bias. Evans has failed to persuade us that the trial court's
finding that there was no intentional discrimination was incor- rect.
In sum, the state courts have carefully examined on several occa- sions
Evans' challenge to the prosecution's exercise of its peremptory strikes.
They have examined the prosecution's conduct for any hint of racial animus,
and none of these courts has found that a constitu- tional violation occurred.
And Evans has failed to overcome the pre- sumption of correctness accorded
to the state courts' conclusion that there was no racial discrimination
in the selection of his jury. We hold that the state court adjudications
were neither"contrary to" nor "an unreasonable application of" clearly
established federal law. 28 U.S.C. § 2254(d)(1). The district court
therefore properly denied Evans' request for habeas relief on his Batson
claim.
Chandler v. United
States, No. 97-6365 (11th Cir. 07/21/2000) "Petitioner, invoking the
Sixth Amendment, claimed that he received ineffective assistance of counsel
-- during the sentencing phase of trial -- because his trial counsel failed
to investigate and to present character witnesses." Relief denied.
Petitioner says that his trial counsel's performance during
the sentencing phase of his trial was unreasonable. Trial counsel at the
sentencing phase called Petitioner's mother and wife to testify, advanced
two statutory mitigating factors, and stressed lingering doubt about Petitioner's
true guilt. Our court's proper inquiry is limited to whether this course
of action might have been a reasonable one. And, we begin with the strong
presumption that it was. We conclude that -- given the record in this case
and taking in the principles for ineffective assistance claims -- Petitioner
has failed, as a matter of law, to overcome the presumption.
Although Petitioner's claim is that his trial counsel should have done
something more, we first look at what the lawyer did in fact. Trial counsel
focused on obtaining an acquittal and then, at sentencing, on lingering
doubt. *fn26 This defense was a reasonable one. *fn27 We have
said before that focusing on acquittal at trial and then on residual doubt
at sentencing (instead of other forms of mitigation) can be reasonable.
See Tarver v. Hopper, 169 F.3d 710, 715-16 (11th Cir. 1999). Especially
when -- as in this case - - the evidence of guilt was not overwhelming,
*fn28 we expect that petitioners can rarely (if ever) prove a lawyer to
be ineffective for relying on this seemingly reasonable strategy to defend
his client.
Trial counsel did not pursue character witnesses for mitigation;
*fn29 but he had other mitigators in hand. That trial counsel's approach
(preparing and presenting a case for doubt about Petitioner's guilt instead
of focusing on mitigating character evidence) was reasonable is even more
clear in the light of the questionable value of the mitigating character
evidence.
A lawyer reasonably could have determined that character evidence would
not be compelling in this case. And a lawyer reasonably could also fear
that character evidence might, in fact, be counterproductive: it might
provoke harmful cross-examination and rebuttal witnesses. *fn30 Misgivings
about hurtful cross-examination and rebuttal witnesses have been decisive
to the Supreme Court when it determined that counsel was effective. See,
e.g., Burger v. Kemp, 107 S. Ct. 3114, 3124-25 (1987) (concluding that
failure to introduce character evidence was effective performance because
witnesses could have been subjected to harmful cross-examination or invited
other damaging evidence); Darden v. Wainwright, 106 S. Ct. 2464, 2474 (1986)
(same); Strickland v. Washington, 104 S. Ct. 2052, 2057 & 2071 (1984)
(same). Trial counsel in this case has testified that he had these thoughts
and concerns.
At the section 2255 hearing, trial counsel testified that, although
he knew that testimony about Petitioner's character would be admissible
as mitigation evidence, he thought that character witnesses would not be
very helpful or compelling, in this case. A[I]t would be at least questionable
whether a sufficient impact of character type testimony could overcome
a fixed opinion based on the other evidence . . . [whether it] could change
it from life to death. Or death to life.@ *fn31 The trial record
indicates that counsel used other evidence and stressed lingering doubt.
He thought character evidence (even evidence of specific good acts by Petitioner)
would not prevent the jury -- if they were sure Petitioner had procured
this murder -- from giving Petitioner the death penalty. *fn32 And
trial counsel also questioned whether evidence of instances of Petitioner's
specific good acts would have been compelling, considering that the Government
was not arguing that Petitioner was in all ways a bad man, but arguing
that he had committed specific criminal acts, including offering to pay
for a murder. *fn33
As every reasonable trial lawyer knows, character witnesses that counsel
called could be cross-examined by the Government. And as trial counsel
said, such cross-examination might not be helpful to his case. It is uncontroverted
that, based on his earlier interviews with people in the pertinent community,
he knew that Asome individuals in the community considered [Petitioner]
to be a drug dealer@ and Athat there were people in the community [who]
were afraid of him.@
Trial counsel also had seen at this very trial how a character witness's
testimony could be twisted by cross-examination and the arguments of opposing
counsel. A witness at the guilt phase testified that Petitioner had given
him some property for a house after the witness was newly married, even
though the witness did not have the money to pay for the land. Trial counsel
then had attempted to paint the story as good-act evidence. Trial counsel
accurately noted that the Government, however, used this testimony to argue
that Petitioner's gift to this man was, in reality, part of a money laundering
operation. *fn34
That counsel's concerns about using character evidence were reasonable
is confirmed by the transcript of the evidentiary hearing for section 2255
relief. At the hearing, the Government did effectively cross-examine the
proffered character witnesses. The district court judge -- the same, very
experienced judge who presided at the murder trial itself -- after seeing
and hearing these witnesses, did not think they were helpful to Petitioner's
case because they were nullified on cross-examination. See Burger, 107
S. Ct. at 3124 (concluding that trial counsel acted reasonably in not calling
witness at sentencing that district judge later heard fully at habeas hearing
and found not to be helpful); see also White v. Singletary, 972 F.2d 1218,
1225 (11th Cir. 1992) (questioning whether counsel would even have presented
evidence had he possessed it because it had substantial internal weaknesses).
Trial counsel also testified that he was Afearful@ of rebuttal witnesses:
AI felt that the law enforcement community in Piedmont, in that part of
the county, was hostile to [Petitioner], antagonistic to him. And that
they certainly could have produced witnesses of that sort.@ *fn35
A reasonable lawyer could decide to limit reliance on character testimony
instead of exposing the jury (right at sentencing) to a new string of Government
witnesses who could testify to Petitioner's bad acts. *fn36 We must
conclude that trial counsel's approach to the sentencing proceedings was
a reasonable one.
Petitioner, on this record, has given us no cause to doubt this conclusion.
Petitioner never testified at his section 2255 hearing. The reasonableness
of a trial counsel's acts, including lack of investigation or excluding
character witnesses from the sentencing phase, depends Acritically@ upon
what information the client communicated to counsel. Strickland, 104 S.
Ct. at 2066. In this case, Petitioner and trial counsel shrouded the conversations
between themselves in attorney-client privilege; *fn37 so we do not
know to what extent Petitioner informed trial counsel's acts. *fn38
Therefore, given the absence of evidence in the record, we must assume
counsel carried out his professional responsibility and discussed mitigation
with his client. *fn39 See Williams v. Head, 185 F.3d 1223, 1235
(11th Cir. 1999). In addition, the section 2255 transcript is clear on
two points: trial counsel testified -- without dispute -- that he frequently
met with Petitioner before and during trial and that no one who spoke with
trial counsel ever came forward with facts about character evidence that
he thought would be helpful. *fn40
In short, trial counsel, based on his professional judgment as an experienced
trial lawyer, determined (or some reasonable lawyer could have) that his
client had a fair chance for acquittal, saw (or some reasonable lawyer
could have) character witnesses -- with the potential dangers associated
with cross-examination and rebuttal witnesses -- as less than compelling
in mitigation, and allocated (or some reasonable lawyer could have) his
time and resources accordingly. Trials are full of imponderables. Nothing
in the record indicates with force that this lawyer's conduct was outside
of the range of reasonable conduct.
When the guiding principles are applied to the record, the record will
allow only one legal conclusion: Petitioner is due no relief. *fn41
In the light of the strong presumption that counsel was effective and the
circumstances of the case, Petitioner has not met his heavy burden to prove
that counsel's acts -- at sentencing, focusing largely on residual doubt
and not investigating or presenting mitigating character witnesses -- were
unreasonable. *fn42 Nothing more needs to be said. The Constitution
did not demand that trial counsel, in this case, use more character witnesses.
Habeas
Cases
United
States v. Moree, No. 99-1301 (2d Cir. 07/17/2000) "Moree contends
that he was denied his Sixth Amendment right to effective assistance of
counsel at his sentencing hearing because his appointed attorney was laboring
under an actual conflict of interest resulting from the fact that Moree
had accused him of coercing Moree's plea and of ineffective representation.
Moree, however, is not seeking to vacate the plea. He seeks only to be
re-sentenced while represented by new counsel. We affirm the judgment."
Spence
v. Superintendent, No. 97-2945 (2d Cir. 07/18/2000) Petitioner was
under a suspended sentence. Subsequently he was rearrested and the
suspended sentence was imposed. Petitioner was found not guilty on
the subsequent charges. Imposition of the suspended sentence held
to be a gross miscarriage of justice and the writ issued.
Zahrey v. Coffey, No. 99-9119 (2d Cir. 07/20/2000) (Not available
at the time of writing)
In
re Jones, No. 99-767 (4th Cir. 07/18/2000) On a gatekeeping action
for a successive petition petitioner "maintains that § 2255, as amended
by the AEDPA, is inadequate or ineffective to test the legality of his
detention, and that he should therefore be entitled to file a petition
for a writ of habeas corpus pursuant to 28 U.S.C.A. § 2241. The Government
has filed a short brief agreeing with Jones' position . . . ." Fourth Circuit
permits a successive filing.
Hughes
v. Booker, No. 98-60786 (5th Cir. 07/18/2000) Petitioner was rendered
ineffective assistance of counsel on appeal due to a bad Anders brief.
Jones
v. Cain, No. 99-30564 (5th Cir. 07/21/2000) In what would have otherwise
been a memorandum opinion, the dissent notes his contention that the COA
should have failed for vagueness and should have been remanded so that
the district court could list with particularity the issues in which appeal
was warranted.
Jackson
v. Johnson, No. 98-40881 (5th Cir. 07/18/2000) "[W]e granted a certificate
of appealability on the issue "whether Jackson's attorney rendered ineffective
assistance of counsel because he failed to file a timely motion for rehearing
from Jackson's first appeal of right." Concluding that the failure of Jackson's
counsel to file a motion for rehearing or, alternately, to inform him of
his right to file such a motion pro se did not constitute denial of the
Sixth Amendment's guarantee of the right to effective counsel, we affirm
the district court's denial of Jackson's application for habeas relief."
Sanders
v. Freeman, No. 98-6512 (6th Cir. 07/19/2000) "He sought a writ of
habeas corpus following his conviction for unlawfully depriving the State
of Tennessee in its collection of sales tax revenues. The district court
denied Sanders's petition and granted summary judgment for the state. We
affirm."
Levine
v. United States, No. 99-1153 (7th Cir. 07/19/2000) " Levine
appealed and a requested
certificate of appealability was granted by the district judge on
the sole issue of whether the
court that tried Levine's case lacked jurisdiction due to the fact
that the prosecuting Assistant U.S. Attorney ("AUSA") resided outside the
judicial district." Affirmed.
Saffold
v. Newland, No. 99-15541 (9th Cir. 07/17/2000) Panel looks at when
is the AEDPA tolled and adopts formally the so-called prison mailbox rule
in AEDPA cases as far as signifying the date on which a petition is deemed
filed for the one year statute of limitations.
Mederos
v. United States, No. 99-11024 (11th Cir. 07/17/2000) "[I]n the present
case, justice required the district court to treat Mederos's second motion
as an amendment that cured the initial § 2255 motion's technical deficiency,
and related back to the date of filing of the original motion for statute
of limitations purposes."
Prisoner's Rights/§
1983
Massey
v. Wheeler, No. 99-2663 (7th Cir. 07/20/2000) Panel holds that prison's
monitoring of inmate phone calls did not violate the constitution and that
the inmate plaintiff's here did not have standing to raise the claims of
third party recipients of the phone calls.
Graves
v. Norris, No. 99-3626 (8th Cir. 07/172000) District court properly
dismissed Section 1983 action because, at the time the suit was decided,
the prisoners had not exhausted prison grievance procedures with respect
to some of the claims.
In
Depth Feature
Due to the length of this issue "In Depth Feature" will not run
this week.
Errata
The Death
Penalty Information Center reports:
Racial Disparity in Federal Death Penalty Plea Agreements According
to data collected by the Federal Death Penalty Resource Counsel Project,
white defendants are more likely than black defendants to receive plea
agreements in federal death penalty cases. An analysis of 146 cases prosecuted
since Congress reinstated the federal death penalty in 1988 shows that
while 60% of white defendants have avoided capital punishment through plea
bargaining, only 41% of black defendants have reached the same agreements
with federal prosecutors. (Chicago Tribune, 7/24/00)
"United States of America: Worlds Apart. Violations of the Rights of
Foreign Nationals on Death Row." This new report by Amnesty International
details the cases of 10 European citizens, from countries such as France,
Germany, Poland, Spain, and the United Kingdom, who are currently on death
row in the U.S. "In a clear breach of international law, none of these
people were informed upon arrest of their right to consular assistance,"
Amnesty International said. "In many of these cases, timely consular intervention
could have meant the difference between life and death." (Amnesty International
Press Release, 7/18/00) See also, foreign nationals.
Judge Rules Puerto Rico Not Subject to Federal Death Penalty U.S.
District Judge Salvador Casellas ruled that the federal death penalty cannot
be applied in Puerto Rico because residents there have no voting representation
in Congress, which passed laws reinstating the federal death penalty. "It
shocks the conscience to impose the ultimate penalty, death, upon American
citizens who are denied the right to participate directly or indirectly
in the government that enacts and authorizes the imposition of such punishment,"
wrote Casellas. U.S. Attorney Guillermo Gil said his office will ask the
solicitor general to appeal. Puerto Rico's Constitution prohibits the use
of the death penalty, and the U.S. territory has not executed anybody in
73 years. (Orlando Sentinel, 7/19/00)
A discussion list for legal professionals doing capital litigation
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cross-pollination of ideas, as well as to give those practitioner's, who
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to seek advice and bounce ideas around. The list is private, and moderated
only to try to weed out prosecutors and law enforcement.
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always, this newsletter was put together, flying by the seat of my pants,
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or put another way, please excuse any creative use of the mother tongue,
typos and/or errors.
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1523-6684 Volume III, issue 27 |
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