In an issue packed with capital
decisions, seven in all, not a single outright reversal of sentence is
noted. Proving the effects of how politics impacts on the death
penalty, in Workman
v. Bell the seven republican appointees of the Sixth Circuit voting
as a block have forced the denial of a rehearing en banc where the
ultimate question was whether Workman is guilty of murder.
The all white Fourth Circuit in Bacon
v. Lee reverses, yet again, a grant of habeas relief for a black death
row inmate; here the district court had found that the counsel had
been ineffective for failing to bring to the jury's attention that Bacon
had aided in the apprehension of another capital felon.
The Third Circuit in United
States v. Hammer holds that a federal death sentence need not be reviewed
by any appellate court under certain conditions. In Lowery
v. Anderson, the Seventh Circuit denies relief chiefly on use of prior
testimony in the penalty phase of the trial. Peoples
v. Haley remands for technical compliance with the Antiterrorism
Act's appellate provisions (so that the district court can issue a COA
instead of a CPC). The Eighth Circuit in Roll
v. Carnahan examines how much due process is required in a capital
clemency proceeding. Finally, in Caldwell
v. Johnson, the Fifth Circuit takes another bite out of the common
law prohibition against executing the insane holding there exists no substantive
right to a defense psychiatrist at a competency to be executed hearing.
Finally, a sneak preview of the
Supreme Court's current term is offered as Bloody Monday and the start
of the October 2000 term quickly approaches.
GLOVER
v. UNITED STATES (No. 99-8576)
Sixth Amendment, Ineffective Assistance
of Counsel, Sentencing
ILLINOIS
v. McARTHUR (No. 99-1132)
Fourth Amendment, Search and Seizure,
Securing Dwelling While Awaiting Warrant
LOPEZ
v. DAVIS (No. 99-7504)
Early Release, Voluntary Residential
Drug Abuse Treatment Program, Discretion
ROGERS
v. TENNESSEE (No. 99-6218)
Ex Post Facto, Murder, Year-and-a-Day
Rule
SELING
v. YOUNG (No. 99-1185)
Fifth Amendment, Sexually Violent
Predator Statute, Double Jeopardy, Ex Post Facto
TEXAS
v. COBB (No. 99-1702)
Sixth Amendment, Right to Counsel,
Waiver
Capital
Cases
Peoples
v. Haley, No. 98-6882 (11th Cir. 09/07/2000) "To be faithful to the
amended version of section 2253(c), and Supreme Court and Eleventh Circuit
precedent, we vacate the district court's CPC and remand the case to the
district court with the instruction that the court "indicate which specific
issue or issues satisfy" the standard of a "substantial showing of the
denial of a constitutional right." 28 U.S.C. § 2253(c)(2), (3)."
Following the Supreme Court's
decision in Lindh, 521 U.S. at 336, 117 S. Ct. at 2068 (holding that the
Chapter 153 amendments, which apply to all federal habeas petitions, are
inapplicable to federal habeas petitions pending on the date of the AEDPA's
enactment), the lower federal courts concluded that the pre-AEDPA procedure
for obtaining a CPC applied if the petitioner's habeas petition and notice
of appeal from the district court's denial of that petition were filed
in the district court before April 24, 1996, the AEDPA's effective date.
See generally Mincey v. Head, 206 F.3d 1106, 1130 & n.58 (11th Cir.
2000). Neither Lindh nor the lower court decisions that followed, however,
clearly answered the question whether the AEDPA required an unsuccessful
habeas petitioner to obtain a COA from the district court in order to appeal
the denial of relief if the notice of appeal was filed after the effective
date of the AEDPA. Compare Tiedeman v. Benson, 122 F.3d 518, 520-21 (8th
Cir. 1997) (holding that COA is required in cases in which the notice of
appeal is filed after the effective date of the AEDPA, even though the
habeas petition was originally filed in the district court before that
date), with Fuller v. Roe, 182 F.3d 699, 702 (9th Cir. 1999) (joining the
majority of circuit courts in holding "that §§ 2254 and 2255
petitioners who filed their petitions in district court prior to AEDPA's
effective date, regardless of whether they filed their notice of appeal
before or after AEDPA's [effective date], do not need a certificate of
appealability to proceed with their appeal") (quoting United States v.
Kunzman, 125 F.3d 1363, 1364 n.2 (10th Cir. 1997)); Crowell v. Walsh, 151
F.3d 1050, 1052 (D.C. Cir. 1998) (same); Tejeda v. Dubois, 142 F.3d 18,
21-22 & n.4 (1st Cir. 1998) (same); Berrios v. United States, 126 F.3d
430, 431 n.2 (2d Cir. 1997) (same); United States v. Skandier, 125 F.3d
178, 179-82 (3rd Cir. 1997) (same); Hardwick, 122 F.3d at 936 (same); Arredondo
v. United States, 120 F.3d 639, 640 (6th Cir. 1997) (same); United States
v. Carter, 117 F.3d 262, 264 (5th Cir. 1997) (same).
Earlier this year, the Supreme Court,
in Slack v. McDaniel, __ U.S. __, 120 S. Ct. 1595, 146 L. Ed. 2d 542 (2000),
answered the question, holding that, in a section 2254 or 2255 proceeding,
when a habeas corpus petitioner seeks
to initiate an appeal of the dismissal of a habeas corpus petition after
April 24, 1996 (the effective date of the AEDPA), the right to appeal is
governed by the certificate of appealability (COA) requirements now found
at 28 U.S.C. § 2253(c) (1994 ed., Supp. III). This is true whether
the habeas corpus petition was filed in the district court before or after
AEDPA's effective date.
Slack, __ U.S. at __, 120 S. Ct.
at 1600.2 Pursuant to Slack, it is now clear that there should have been
a COA in this case rather than a CPC, which raises the question whether
this court should itself apply the COA standards or remand for the district
court to do so.
As we held in Franklin v. Hightower,
215 F.3d 1196 (11th Cir. 2000) (per curiam):
[T]he grant of a CPC rather than
a COA . . . is not fatal to the appeal. By applying AEDPA's standards to
this appeal and issuing a proper COA (if warranted), this panel may "fix"
the inadequacies of the present CPC. . . . And the Court in Slack remanded
the case in part for the court of appeals to apply the appropriate standard,
thus implying that defective leave to appeal neither dooms the appeal nor
deprives the appellate courts of jurisdiction. See Slack, 120 S. Ct. at
1607.
Id. at 1199. In other words, in this
situation, it is within the discretion of the court of appeals whether
to apply the COA standards itself, or remand to the district court. Considerations
of judicial economy will influence this decision.
In Hunter v. United States, 101 F.3d
1565, 1575 (11th Cir. 1996) (en banc), overruled in part on other grounds
by Lindh, 521 U.S. at 322-23, 117 S. Ct. at 2061, the district court had
granted a COA, but had neglected to indicate for which of the issues the
applicant had made a substantial showing of the denial of a constitutional
right, in accordance with section 2253(c)(3)'s command. We remanded the
case to the district court so it could perform this statutorily mandated
function. Hunter, 101 F.3d at 1584. We also remanded the case because the
petitioner had raised numerous claims in his application for a COA and
it was impossible for us to glean from the record which issue or issues
the district court thought worthy of appellate review.3 Cf. Murray v. United
States, 145 F.3d 1249, 1250-51 (11th Cir. 1998) (limiting appellate review
to the issue or issues specified in the COA).
We are faced in the instant appeal
with a case similar to Hunter, and as with Hunter, remanding the matter
to the district court is the proper course of action. See, e.g., Hunter,
101 F.3d at 1584 (noting that "we remand the case to the district court
for compliance with the requirement of 28 U.S.C. § 2253(c)(3) that
the certificate of appealability indicate which specific issue or issues
satisfies the § 2253(c)(2) standard"); Edwards v. United States, 114
F.3d 1083, 1084-85 (11th Cir. 1997) (per curiam) (concluding that "[b]ecause
appeals . . . filed after the effective date of the Antiterrorism and Effective
Death Penalty Act are ineffective without a COA, [this appeal is] not before
us on the merits" and remanding the case to the district court to grant
or deny a COA); United States v. Weaver, 195 F.3d 52, 53 (D.C. Cir. 1999)
(stating that "we must remand the record for the district court to specify
the issue or issues for appeal"); Muniz v. Johnson, 114 F.3d 43, 45-46
(5th Cir. 1997) (stating that "we conclude that when a district court issues
a CPC or COA that does not specify the issue or issues warranting review,
as required by 28 U.S.C. § 2253(c)(3), the proper course of action
is to remand to allow the district court to issue a proper COA, if one
is warranted"); Lyons v. Ohio Adult Parole Auth., 105 F.3d 1063, 1076 (6th
Cir. 1997), overruled in part on other grounds by Lindh, 521 U.S. at 322-23,
117 S. Ct. at 2061 ("Because the certificate issued by the district court
does not comply with [the requirements of 28 U.S.C. § 2253(c)], we
believe it would be improper for us to examine the merits of Lyons's petition.
Accordingly, we remand the case to allow the district court to issue a
proper certificate of appealability consistent with this opinion."). But
cf. Franklin, 215 F.3d at 1199 (holding that the later panel could "fix"
the deficient CPC, which had been issued by a single circuit judge after
the district court had denied a CPC, even though a COA rather than a CPC
should have been issued).
To be faithful to the amended version
of section 2253(c), and Supreme Court and Eleventh Circuit precedent, we
vacate the district court's CPC and remand the case to the district court
with the instruction that the court "indicate which specific issue or issues
satisfy" the standard of a "substantial showing of the denial of a constitutional
right." 28 U.S.C. § 2253(c)(2), (3).
Roll
v. Carnahan, No. 00-3056 (8th Cir. 08/29/2000) "Gary Roll, a Missouri
prisoner sentenced to die on August 30, 2000, and George Harris, another
Missouri death row inmate, filed this pro se civil rights lawsuit to enjoin
their executions. The district court decided the lawsuit is frivolous and
fails to state a claim on which relief may be granted, and thus dismissed
the action under 28 U.S.C. § 1915(e)(2)(B). . . . As the district
court observed, although some minimal due process protections apply to
a state clemency proceeding, see Ohio Adult Parole Auth. v. Woodard, 523
U.S. 272, 288-89, 290 (1998), the decision to grant or deny clemency is
left to the discretion of the governor, see Mo. Const. Art. IV, §
7; Mo. Rev. Stat. § 217.800(1); id. § 552.070." Unpublished.
In his complaint,
Roll alleges the Missouri governor is a current candidate for the United
States Senate in the November 2000 election, and one of the campaign issues
is the granting of clemency petitions in death penalty cases. Roll alleges
the governor is "politically restrained from being full and fair in considering
[Roll's] clemency petition," and "there is no way [he] can get a fair consideration
for clemency with the governor and the state attorney general . . . using
this as a political stone for higher office." Roll also asserts that to
execute him in an election year without establishing a board of inquiry
under Mo. Rev. Stat. § 552.070 would deny him due process and equal
protection and subject him to cruel and unusual punishment. Besides a stay
of execution, Roll asks the federal courts to order Missouri to issue written
rules for clemency procedures, give him access to the new procedures, and
establish a board of inquiry to study the felony murder and death penalty
cases over the past eighteen years.
We agree with the district court
that the lawsuit fails to state a claim upon which relief may be granted.
As the district court observed, although some minimal due process protections
apply to a state clemency proceeding, see Ohio Adult Parole Auth. v. Woodard,
523 U.S. 272, 288-89, 290 (1998), the decision to grant or deny clemency
is left to the discretion of the governor, see Mo. Const. Art. IV, §
7; Mo. Rev. Stat. § 217.800(1); id. § 552.070. Thus, Roll's complaint
that the governor will not be objective fails. Unlike the plaintiffs in
Young v. Hayes, 218 F.3d 850 (8th Cir. 2000), Roll does not contend the
state has deliberately interfered with his efforts to present evidence
to the governor in connection with his clemency application. Instead, Roll
wants a board of inquiry to present evidence on his behalf. Appointment
of a board of inquiry is also left to the governor's sole discretion, however,
so Roll has no due process right to the appointment. Because Roll failed
to allege the defendants interfered with his clemency proceedings or denied
him minimal due process protections, Roll's lawsuit fails to state a claim
upon which relief may be granted. Roll's request for clemency procedures
is likewise meritless.
Workman
v. Bell, No. 96-6652 (6th Cir. 09/05/2000) "The October 30, 1998, panel
decision, as amended, affirming the District Court's denial of the petition
for habeas corpus remains in effect. As a result of an equally divided
Court, the en banc Court rejects the petitioner's motion to reopen. Seven
judges [all democratic appointees] have voted to reverse and remand the