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Capital Defense Weekly
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As if following Yuletide tradition, a spate ofnew capital
decisions were handed down in the immediate aftermath of Christmas. Additionally,
due to delayed web release two decisions from the week priorto Christmas
are also noted. Two different sets of opinions highlight thecase trends
of the week, both sets touching on the right to counsel.
The first pair of opinions focuses on interrogations.
The Eighth Circuit denied relief in SIMMONS
v. BOWERSOX holding that there was no improper coercive activity bythe
police under either the test announced in Miranda or under the "totality
of the circumstances." In the second case, the Fifth Circuit,
in a rare capital habeas grant, holds in SOFFAR
v. JOHNSON that the police continued their interrogations of Petitioner
after he had invoked the right to counsel.
The second set of opinions focuses on the
outer contours of the right to effective assistance of counsel.
In HOFFMAN v. ARAVE
a Ninth Circuit panel holds that Idaho's requirement of raising any
challenge to a capital sentence within forty-two days of the entry of judgment,
is an unreasonable restriction on exercising one's federally protected
constitutional right to counsel. The Tenth Circuit in
BATTENFIELD
v. GIBSON hold counsel for petitioner rendered ineffective assistance
of counsel despite apparent waiver of the right to present mitigation evidence
during the penalty phase of the trial.
Of the four remaining cases, all are losses. The Eighth
Circuit, after remanding for factual development under the
Schlup actual innocence analysis denies relief in AMRINE
v. BOWERSOX. In WHEAT
v. JOHNSON the Fifth Circuit turns aside on the merits
concerns about the constitutionality of the Texas death penalty scheme
(that the statute is unconstitutional for failingto allow mitigating testimony
about defendant's low risk of danger to society), as well as denying
relief due to procedurally default concerning evidence that was the allegedlyerroneously
excluded. The Fourth Circuit, in an unpublished opinion, SKIPPER
v. LEE denies relief on issues relating to lesser included
offenses and issues relating to mental retardation (currently before the
Supreme Court in Penry). In the last case of the edition, ALLEN
v. MASSIE the Tenth Circuit denies relief on a motion to recall
mandate.
Debuting this week are two new areas. The first is a mailbox
features a sample of feedback, notes, requests, and questions received.
The second feature is tentatively titled "Outrages of the Week" and examines
cases of questionable holding or that cast ominous shadows over liberty.
Two final notes. A stunning London Mirror
photographic recount ofthe Texas execution is now available at
http://www.geocities.com/mirror_bush/ thanks in large part to the
efforts of the Canadaian Coalition to Abolish the Death Penalty (ccadp.org).
And lastly, Robert Jay Lifton and Greg Mitchell, authors of "Who
Owns Death? Capital Punishment, the American Conscience and the End of
Executions," in a January 3, 2000 editorial boldly proclaim, "The
Death Penalty's Days Are Numbered" and are the featured column of week.
Supreme Court
The Supreme Court is hearing the following cases this week
of relevance:
Shafer v. South Carolina,
No. 00-5250 Court below: Supreme
Court of South Carolina
CAPITAL PUNISHMENT (Jury Instructions on Parole Eligibility)
The issue in this capital punishment case is whether petitioner's due process
rights under Simmons v. South Carolina, 512 U.S. 154 (1994), were violated
by the trial court's refusal to instruct the sentencing jury that "under
South Carolina law, [petitioner] would be ineligible for parole if the
jury were to vote for a life sentence."
Shafer shot and killed a convenience store operator during a robbery attempt.
Shafer was convicted of murder, and the trial judge refused to instruct
thejury that, if sentenced to life imprisonment, petitioner would be ineligiblefor
parole. On direct appeal, the Supreme Court of South Carolina affirmedthe
sentencing and the trial judge's refusal to give the requested instruction.
The Court held the Simmons case, requiring an instruction regarding the
ineligibilityof parole, was inapplicable to post-1995 South Carolina capital
cases becauselife imprisonment was not the only legally available sentence
alternativeto death.
Daniels v. United States: No. 99-9136 Court below: United
States Court of Appeals, Ninth Circuit
HABEAS (Collateral Attack on the Validity of Prior Convictions)
The issue in this habeas case is whether 28 U.S.C. s2255 allows a defendant
the opportunity to challenge previous convictions as constitutionally invalid
when they are used to enhance the current sentence.
Daniels was indicted for being a felon in possession of a firearm in violationof
18 U.S.C. s922(g). The gov. sought use of the Armed Career CriminalAct
of 1984 (ACCA), which requires a 15 year mandatory sentence foranyone
violating s922(g) and having three previous convictions for a violentfelony
or a serious drug offense. The district court found that Danielshad
four previous violent convictions, and sentenced him to 176 months. Danielsfiled
a motion under 28 U.S.C. s2255 challenging the 176-month sentence asinvalid
because two of the previous convictions were unconstitutional. The
district court held that Custis v. United States, 511 U.S. 485 (1994),prevented
a collateral attack of the previous convictions unless there hadbeen a
violation of Daniels' right to counsel under Gideon v. Wainwright,372 U.S.
335 (1963). The Court Below affirmed, holding that Custis bars federalhabeas
review without a Gideon claim. Daniels argues that Custis extendedthe
right to challenge as unconstitutional prior-convictions due to the denialof
counsel, but did not limit that ability to make other constitutional challengessuch
as habeas corpus.
Capital Cases
SIMMONS
v. BOWERSOX (8th Cir 01/02/01 - No. 99-3643) Petitioner's confession
was voluntary as threat to use statements of denial in capital case was
not an unconstitutional use of a suspect's silence, and there was no improper
coercive activity by the police.
Simmons argues that he was impermissibly promised
leniency in exchange for his statement and that his statement was involuntary
under the totality of the circumstances. We consider these arguments together
as the analysis of one informs that of the other. United States v. Larry,
126 F.3d 1077, 1079 (8th Cir. 1997). Simmons argues that circumstances
surrounding the interrogation rendered his statement involuntary. In support
of his contention, he relies on the following: he was seventeen years old
at the time; he was a poor student of below average intelligence; he was
interrogated by three police officers for over two hours; law enforcement
officials raised their voices while in close proximity to him, misrepresented
to him that his accomplice was confessing, and reminded him that he was
facing the death penalty while also telling him things would go better
for him if he told the truth.
We have carefully reviewed Simmons' videotaped statement
to police, along with transcripts of pretrial hearings on its admissibility,
depositions of law enforcement officials, and the trial transcript. We
find Simmons' claim that his self- incriminating statement resulted from
coercive activity is without merit. On videotape, Simmons acknowledged
that his rights had been read to him and that he understood those rights
but chose not to exercise them. He also acknowledged that he voluntarily
chose to speak to law enforcement officials. Law enforcement officials
testified that Simmons was read his Miranda rights before the officials
began questioning him. Although the requirement that a Miranda warning
be given does not dispense with the voluntariness inquiry, "'[c]ases in
which a defendant can make a colorable argument that a self-incriminating
statement was "compelled" despite the fact that the law enforcement authorities
adhered to the dictates of Miranda are rare.'" Dickerson v. United States,
__ U.S. __, 120 S. Ct. 2326, 2336 (2000) (quoting Berkemer v. McCarty,
468 U.S. 420, 433 n.20 (1984)).
To merit habeas corpus relief, Simmons must prove he involuntarily
made his statement to law enforcement officials. Jenner v. Smith, 982 F.2d
329, 333 (8th Cir. 1993). A statement is involuntary when it was extracted
by threats, violence, or express or implied promises sufficient to overbear
the defendant's will and critically impair his capacity for self-determination.
United States v. Pierce, 152 F.3d 808, 812 (8th Cir. 1998). In applying
this test, we look at the totality of the circumstances surrounding the
interrogation, including law enforcement officials' conduct and the defendant's
capacity to resist any pressure. Id. Specifically, we consider factors
such as detention length, the repetitive and prolonged nature of questioning,
and the accused's age. Bramlett v. Lockhart, 876 F.2d 644, 646 (8th Cir.
1989).
We find that the questioning tactics in the present case
were not improperly coercive. Officers may elicit statements by claiming
not to believe the accused's denials. Jenner, 982 F.2d at 334. Tactics
such as deception and raised voices do not render a confession involuntary
unless the overall impact of the interrogation caused the defendant's will
to be overborne. Id. Questioning a suspect for six or seven hours is not
unconstitutionally coercive per se. Id. We do not find the period of interrogation
in the present case-approximately two hours-to be particularly lengthy.
Cf. id. Furthermore, although it may have taken up to two hours for Simmons
to make a statement implicating himself in the murder of Mrs. Crook, he
waived his rights at the beginning of questioning and did not later assert
them.
Although a promise made by law enforcement is a relevant
consideration in assessing police conduct, it is only one circumstance
to be considered and does not render a confession involuntary per se. Larry,
126 F.3d at 1079; United States v. Kilgore, 58 F.3d 350, 353 (8th Cir.
1995) (indicating that even if the suspect had been promised some form
of leniency, this circumstance alone would not render his confession involuntary).
The statement to an accused that telling the truth "would be better for
him" does not constitute an implied or express promise of leniency for
the purpose of rendering his confession involuntary. Bolder v. Armontrout,
921 F.2d 1359, 1366 (8th Cir. 1990) (involving penalty of death); see,
e.g., Pierce, 152 F.3d at 813 (statement that it would be to the suspect's
benefit if he cooperated with them is not improperly coercive); Bannister
v. Armontrout, 4 F.3d 1434, 1440 (8th Cir. 1993) (comments that it would
be in the accused's best interest to cooperate did not render his statement
involuntary in death penalty case). Furthermore, "[a] truthful and non-coercive
statement of the possible penalties which an accused faces may be given
to the accused without overbearing one's free will," even when the accused
is a minor. United States v. Ballard, 586 F.2d 1060, 1063 (5th Cir. 1978).
In the present case, the Missouri Supreme Court determined
that, during the interrogation, Lt. Edward Robertson stepped into the room
and told Simmons that he "was facing either the death penalty or life in
prison and that it would be in his 'best interest' to tell the truth."
Simmons, 944 S.W.2d at 173. After Robertson exited, "Knoll and the other
detectives encouraged Simmons to remember what Robertson had said and that
it would be better for him to tell the truth." Id. Simmons argues that,
together, the statements constituted an implied promise of leniency. We
agree with the state court, which found "this supposed nexus far too tenuous
to support Simmons' contentions." Id. at 175.
We recognize that courts have a duty to scrutinize juveniles'
statements with special care. Rone v. Wyrick, 764 F.2d 532, 534-35 (8th
Cir. 1985) (citing Haley v. Ohio, 332 U.S. 596, 599 (1984)). Statements
by an accused juvenile must not be the product of "'ignorance of rights
or of adolescent fantasy, fright or despair'" in addition to not being
coerced or suggested. Id. at 534 (quoting In re Gault, 387 U.S. 1, 55 (1967)).
Factors to consider in the totality-of-the-circumstances analysis involving
a juvenile include the juvenile's intelligence, maturity, and prior dealings
with law enforcement. Id. at 535.
Considering those factors, we cannot find that Simmons'
will was overborne by police tactics. Particularly compelling to us is
Simmons' acknowledgment, on videotape, that he understood his rights and
agreed that he had not been coerced by police officials. In the post-conviction
relief proceedings, Dr. Daniel Cuneo-who had been hired by defense counsel
prior to trial to investigate possible mitigating factors-testified that
Simmons has a full-scale IQ of 88 and that he "was bright enough to do
well in school if he had wanted. It wouldn't have been easy, but he could
have done it." One of Simmons' defense attorneys testified in the post-
conviction relief proceedings that Simmons had previously been arrested
as a suspect in a rape case. Simmons, therefore, was not unfamiliar with
the criminal legal process.
The facts of this case are less compelling than those
presented in Sumpter v. Nix, 863 F.2d 563 (8th Cir. 1988), where a special
agent interrogated a suspect with an IQ of 89 for seven and one-half hours,
suggested that the suspect's wife would understand what had happened, and
made implied promises of leniency and treatment for alcoholism if the suspect
were to confess. Id. at 564-65. We concluded that the suspect's will had
not been overborne nor his capacity for self-determination critically impaired.
Id. at 565. Simmons has similarly failed to show that his will was overborne
and his capacity for self determination critically impaired. Law enforcement
officials followed the dictates of Miranda and our totality-of-the- circumstances
analysis convinces us that his waiver of rights and confession were not
involuntary. His confession,
therefore, satisfies constitutional scrutiny.
SOFFAR
v. JOHNSON, No. 98-20385 (5th Cir. 12/21/2000) Petitioner granted relief
on the ground that his custodial interrogation violated the right to counsel.
[W]e now turn to our analysis of the merits of
Soffar's claim that the State violated his Fifth Amendment rights by continuing
to interrogate him in custody and without counsel present after he invoked
his right to counsel. We consider first whether Soffar's invocation of
his right to counsel was sufficiently clear under the totality of the circumstances,
and second, whether Clawson's responses to Soffar's inquiries about a lawyer
invalidated his subsequent waivers of the right to have counsel present
during his custodial interrogation.
a. Clear Invocation?
The first question we must answer is whether Soffar's
questions to Clawson constituted a clear invocation of his right to counsel.
As the Supreme Court put it in Edwards and later in Davis, a suspect must
"articulate his desire to have counsel present sufficiently clearly that
a reasonable police officer in the circumstances would understand the statement
to be a request for an attorney." Davis, 114 S. Ct. at 2364 (Souter, J.,
concurring). Although, in Davis, the Supreme Court held that police have
no duty to stop an interrogation if the suspect makes an ambiguous request
for counsel, Davis requires the police to stop an interrogation if a reasonable
officer, under the totality of circumstances, would understand that the
suspect desires to confer with counsel before answering further substantive
questions. The Davis Court supplied the following test for determining
whether a suspect has invoked his right to counsel:
Although a suspect need not 'speak with the discrimination
of an Oxford don,' he must articulate his desire to have counsel present
sufficiently clear that a reasonable officer in the circumstances would
understand the statement to be a request for an attorney. Davis, 114 S.
Ct. at 2355 (citations omitted, emphasis supplied).
In deciding whether a request for counsel is sufficiently
clear to constitute an invocation of the right to counsel, we must consider
"the totality of the circumstances," and we must also remain mindful of
the teachings of Michigan v. Jackson, 106 S. Ct. 1404, 1409 (1986), wherein
the Supreme Court, cognizant of the settled principles of indulging every
presumption against waiver and resolving all doubts in favor of protecting
constitutional claims, stated that the courts must "give a broad, rather
than a narrow, interpretation to a [suspect's] request for counsel."
The district court relied heavily on the state habeas
court's factual finding that Bruce Clawson did not consider Soffar's questions
about a lawyer to be an invocation of his right to counsel, and that based
thereupon, Soffar's claim that he had sufficiently articulated a request
for counsel "must fail as a factual matter." This factual finding, however,
is not entitled to the heightened level of deference afforded it by the
district court, and as discussed below, taken in the context of Clawson's
full testimony, it is most certainly not dispositive of the ultimate legal
issue of whether Soffar's statements did constitute an effective invocation,
which legal issue is to be decided by the court and not Clawson. Clawson's
testimony as to his belief that Soffar's questions were not an invocation,
while probative of whether a reasonable officer would understand Soffar's
questions to be a request for an attorney, is simply not dispositive, and
the district court erred in so stating.
As discussed above, our analysis of the entirety of Clawson's
testimony reveals the following. Soffar asked Clawson first whether he
should talk to a lawyer. Clawson said "if you're guilty talk to the police,
if you're innocent you should talk to a lawyer." Based on this, Soffar
then asked "how do I get a lawyer?" Clawson deflected this question by
asking, "can you afford" an attorney, implying that if Soffar couldn't
afford a lawyer he wouldn't be able to get one. Undeterred, Soffar thirdly
asked "then how do I get a court-appointed lawyer, and how long will it
take?" Clawson once again deflected this question by giving knowingly false
information, i.e., that it could take up to a month to get a lawyer. Finally,
based on Clawson's misleading responses, Soffar said "well, then I guess
I'm on my own?" We conclude that either Clawson's failure to respond to
that question as he stated he did in his state habeas affidavit, or his
affirmative response of "yes, you are" as he stated in his state habeas
evidentiary hearing testimony (see supra note 22), together with Clawson's
follow-up question "now will you talk to the detectives again?," constituted
an implicit affirmative response to Soffar's last question which was the
equivalent of saying "you can't get a lawyer, Max, and yes, you're on your
own now." Additionally, we are persuaded by Clawson's state habeas evidentiary
hearing testimony, in which Clawson responded to habeas counsel's question,
"based on everything you heard and observed . . . what did you conclude
[Soffar] wanted?," by stating, "well, the obvious answer is he wanted an
attorney."
Clawson also stated in his state habeas testimony that
his "duty" as a police officer that day was to keep Soffar talking. Under
Miranda, Clawson's duty was to respond honestly and completely to Soffar's
questions, and not to mislead him into believing that he could not get
a lawyer if he wanted one. The fact that Soffar asked how he could get
a lawyer immediately in response to Clawson's statement that if he was
innocent he should talk to a lawyer, is particularly evident of an invocation
of the right to counsel. The essence of Soffar's question was as if Soffar
responded, "well, I'm innocent, so how do I get my lawyer?" Unfortunately,
Clawson's very next statement was a calculated move to imply that Soffar
could only get a lawyer if he could afford one himself, a condition which
Clawson knew did not exist. Indeed, it was Soffar who had to interject
the idea of getting a court-appointed lawyer. And Clawson's response to
that request was equally deceitful. Clawson admitted to knowing about Houston's
72-hour rule, and he further testified that Max was incapable of thinking
much farther into the future than the present day, but he responded to
Soffar's inquiry by stating that it could take up to a month. Also, Clawson's
response when Soffar stated "I guess I'm on my own," which he testified
at one point was silence, but which he testified at another point was an
affirmative "yes, you are," coupled with Clawson's next question, "so will
you talk the cops?," is further evidence that Clawson directly violated
the tenets of Miranda by pressuring Soffar not to invoke his right to counsel.
Clawson admitted as much in his habeas testimony. According
to his testimony, Clawson deliberately "derailed [Soffar's] inquiries about
the subject of obtaining a lawyer," because of the pressure he was under
from the Houston detectives not to "derail their investigation" by letting
their only lead consult a lawyer. Clawson knew that Soffar, seeking Clawson's
advice as a friend, would "follow his lead," and he purposefully sought
to manipulate Soffar's trust to ensure that Soffar did not ask for a lawyer
then, or at any time during the later interrogation, by convincing Soffar
that he was going to have to deal with the detectives "on his own." In
our view, Soffar tried his best to invoke his rights and get counsel, but
Clawson deliberately distorted the reality of Soffar's rights, relying
upon his personal relationship with Soffar to convince Soffar that he had
none. Our conclusion in this regard is only further supported by Soffar's
lament, "I guess I'm on my own then."
We pause here to note that in Miranda, the Supreme Court
stated that:
[i]n order fully to apprise a person interrogated of the
extent of his rights under this system then, it is necessary to warn him
not only that he has the right to consult with an attorney, but also that
if he is indigent a lawyer will be appointed to represent him. Without
this additional warning, the admonition of the right to consult with counsel
would often be understood as meaning only that he can consult with a lawyer
if he has one or has the funds to obtain one. The warning of a right to
counsel would be hollow if not couched in terms that would convey to the
indigent--the person most often subjected to interrogation--the knowledge
that he too has a right to have counsel present. As with the warnings of
the right to remain silent and of the general right to counsel, only by
effective and express explanation to the indigent of this right can there
be assurance that he was truly in a position to exercise it. Miranda, 86
S. Ct. at 1627.
Clawson's responses when Soffar broached the subject of
legal assistance were not the answers required by Miranda - that he had
the right to have an attorney present to advise him without regard to his
guilt or innocence and even though he could not afford to pay for one;
that the State would pay for a lawyer to assist him in deciding whether
to continue talking to the police; and that he could demand that the questioning
stop until his attorney was present. Instead, Clawson's remarks can only
be read to mean that Soffar could not have an attorney within a reasonable
time unless he could pay for one; that it might take a month for him to
obtain the services of a court-appointed lawyer; and in the meantime, he
was on his own in dealing with the other police interrogators.
In light of the foregoing, we conclude that Clawson's
"belief" that Soffar's inquiries were not a request for an attorney, was
simply willful ignorance designed to further his stated goal of ensuring
that Soffar did not ask for an attorney. That Clawson would not allow himself
to perceive Soffar's inquiries as an "invocation of the right to counsel"
is wholly consistent with Clawson's admitted role as the facilitator of
uncounseled custodial interrogation. Based on these conclusions, we cannot
rely on Clawson's testimony that he did not consider Soffar's inquiries
to be a request for an attorney as dispositive with respect to the legal
issue of whether Soffar invoked his right to counsel.
In our view, and considering the totality of the circumstances,
including Clawson's historical association with and understanding of Soffar's
thinking, we find that a reasonable officer in Clawson's position, knowing
everything about Soffar that Clawson did, but without the stated mission
of preventing Soffar from invoking his right to counsel, would have viewed
Soffar's series of question to be an invocation of his right to counsel,
especially in light of Soffar's follow-up questions to each of Clawson's
intentionally deflective responses. Indeed, when referring to the totality
of the circumstances surrounding the Clawson-Soffar colloquy, even Clawson
stated that it was "obvious" that Soffar "wanted an attorney." Not that
he "might" want or "possibly" wanted an attorney, or that he was considering
asking for an attorney, but that he indeed "did" want an attorney. In such
circumstances as these, where the interrogating officer had personal knowledge
of Soffar's background (his inability to afford private counsel) and his
distinguishing, relevant character traits (his trust in the officer resulting
from a relationship built over time; his modes of communication, including
his
argot mannerisms, and gestures; and his incapacity to "think much farther
into the future than the present day"), a reasonable officer would have
understood Soffar's questions and responses to express a clear "desire
to have counsel," as in fact Clawson ultimately testified he did understand.
As a result, we conclude that under the totality of the
circumstances, Soffar's collective inquiries about getting a lawyer constituted
a sufficiently clear invocation, under both Davis and Edwards, of his right
to counsel -- an invocation which Clawson fully appreciated but intentionally
ignored. Thus, irrespective of the fact that Soffar gave subsequent, otherwise
valid waivers of his rights, all subsequent custodial interrogation was
taken in violation of Soffar's Fifth Amendment rights, and the written
statements derived from such interrogations were inadmissible in his trial.
SKIPPER
v. LEE (4th Cir. 12/19/2000 No. 00-8) (unpublished) (link requires
free registration) Petitioner denied relief on relief on allegations that
the trial court failed to instruct the jury on second-degree murder and
the district court's refusal to grant an evidentiary hearing to determine
whether trial counsel rendered ineffective assistance in failing to present
evidence of Skipper's mental retardation and diminished capacity at the
guilt phase of trial.
In the present case, Skipper argues that the
guilt-phase jury could have concluded that he lacked the requisite premeditation
and deliberation because he "drank a large quantity of beer in the hours
prior to the offense," and "asked [Smith] to drive because he was afraid
to drive after drinking so much." (Appellant's Br. at 15-16.) We agree
with the district court that this evidence is not sufficient to meet the
standard of intoxication necessary to entitle the defendant to a second-degree
murder instruction. As the Supreme Court of North Carolina noted in rejecting
this same argument on direct appeal, "[t]here was no evidence as to how
much [Skipper] had had to drink that day, nor over what period of time.
The evidence did establish that the defendant was not visibly intoxicated."
Skipper , 446 S.E.2d at 266. . . . .
We reject Skipper's argument that the jury could have
concluded that he did not premeditate and deliberate based upon evidence
that he expressed remorse in the days that followed the murders and that
he had a cordial relationship with the victims. First, Skipper did not
demonstrate remorse until several hours after leaving the murder scene,
first at a restaurant in Fayetteville and later at an old house on the
highway. Notwithstanding these brief expressions of regret, Skipper purposefully
continued to evade capture, even warning Smith of the consequences if he
turned himself in, i.e., that Smith would "g[e]t twenty years." (J.A. at
256.) Second, immediately after killing Pittman and Fipps, Skipper confirmed
with Smith that he"g[o]t" them, and he proceeded to direct Smith to a wooded
area where Skipper disposed of the weapons and ammunition. (J.A. at 242.)
Third, although Smith eventually turned himself in, Skipper did not; instead,
he was captured a week after the murders, only after Smith told the police
where Skipper was hiding. We do not believe that Skipper's limited statements
of regret, made hours after the killings and demonstrably inconsistent
with his earlier and later behavior, undermine the conclusion that Skipper
premeditated and deliberated prior to killing Pittman and Fipps. Likewise,
although Skipper maintains that his lack of premeditation and deliberation
is reflected by the cordial relationship that he had with Pittman, we agree
with the Supreme Court of North Carolina that this contention is unsupported
by the record and, indeed, is belied by the fact that Pittman asked Smith
not to bring Skipper to her house anymore. See State v. Skipper, 446 S.E.2d
252, 266 (N.C. 1994).
In sum, the evidence of Skipper's drinking, combined
with his post-murder statements of remorse and allegedly cordial relationship
with Pittman, simply are not enough in conjunction with the other undisputed
facts to permit a jury to "rationally find the defendant guilty of the
lesser offense but not guilty of the greater offense." Wright, 131 F.3d
at 1112 (quoting Walker, 75 F.3d at 180).*fn8 Accordingly, we conclude
that Skipper is not entitled to relief based upon the trial court's failure
to instruct the jury on second-degree murder.*fn9
AMRINE
v. BOWERSOX (8th Cir 01/05/01 - No. 96-1892) District court did
not err in finding that petitioner did not present sufficiently new and
reliable evidence of actual innocence entitling him to a Schlup actual
innocence analysis where court explained why petitioner's witness testimony
was not reliable.
A habeas petitioner who raises a gateway claim
of actual innocence must satisfy a two-part test in order to obtain review
of otherwise procedurally barred claims. First, the petitioner's allegations
of constitutional error must be supported with new reliable evidence not
available at trial. Schlup, 513 U.S. at 327-28. Second, the petitioner
must establish "that it is more likely than not that no reasonable juror
would have convicted him in light of the new evidence." Id. at 327.
Amrine contends that the district court erred in finding
that his proffered evidence was not sufficiently new or reliable to warrant
proceeding to the second step of the actual innocence analysis. He maintains
that the district court misapplied Schlup when it considered only Poe's
recantation for purposes of his actual innocence claim. The state contends
that the district court correctly found that Amrine had not put forth sufficient
evidence of actual innocence to permit merits review of his barred claims.
The district court followed our instructions on remand
consistent with Schlup. It ruled that evidence is new only if it was not
available at trial and could not have been discovered earlier through the
exercise of due diligence. The testimony of Noble, Dean, Russell, and Ferguson
was thus not new evidence, and the court did not err by deciding to focus
on the testimony of Poe. The district court was to "make its own credibility
determinations" in order to ascertain whether the new evidence proffered
by Amrine was sufficiently reliable to warrant conducting a Schlup actual
innocence analysis. Amrine I, 128 F.3d at 1230. After considering the videotaped
deposition, the district court found that Poe was not a credible witness
and that his recantation could not be relied upon. The court clearly explained
its reasons for finding that Poe's testimony was not reliable. This is
a credibility determination which is entitled to great deference, and we
see no reason to overturn it. See Anderson v. City of Bessemer City, N.C.,
470 U.S. 564, 573-74 (1985) ("[i]f the district court's account of the
evidence is plausible in light of the record viewed in its entirety, the
court of appeals may not reverse it even though convinced that had it been
sitting as the trier of fact, it would have weighed the evidence differently").
In order to prevail on his actual innocence claim, Amrine
was required to show "new reliable evidence . . . not presented at trial
establishing that it is more likely than not that no reasonable juror would
have convicted him in light of the new evidence." Lee v. Kemna, 213 F.3d
1031, 1039 (8th Cir. 2000) (citations omitted). Amrine did not present
such evidence, and consequently cannot utilize the actual innocence gateway.
Thus, the merits of his procedurally barred claims cannot be considered.*fn3
HOFFMAN
v. ARAVE (9th Cir 01/03/01 - No. 99-99002) Idaho Code 19-2719,
which requires capital defendants to file any legal or factual challenge
to the sentence or conviction that is known within forty-two days of the
entry of judgment, is an unreasonable restriction on exercising one's
federally protected constitutional right to counsel.
No allegation of ineffective assistance of counsel
was made on Hoffman's behalf until 1995, when a successive petition for
post-conviction relief was filed by appointed counsel Peterson and Matthews,
who replaced Hoffman's trial counsel. Peterson and Matthews investigated
errors apparent from the record, and supplied the court with depositions
and affidavits in which Hoffman's trial counsel admitted that they failed
to: (1) obtain or review their client's educational, medical, or psychological
records; (2) request a psychiatric evaluation of their client until after
the trial despite awareness of his illiteracy, low intelligence, and psychological
problems; and (3) follow up on the conclusion, stated in Dr. Sanford's
report, that Hoffman suffered from possible brain damage.
Peterson and Matthews also investigated errors
outside of the record, and supplied the court with depositions and affidavits
in which trial counsel, neither of whom had previously tried a capital
case, admitted that they had advised Hoffman to reject a plea of life in
prison because they mistakenly believed, based on their misinterpretation
of existing case law, that the Idaho death penalty statute would be found
unconstitutional. Peterson and Matthews's petition was the first time that
allegations documenting specific instances in which Hoffman's counsel had
been ineffective had been presented to the state court.
As Peterson and Matthews's investigation shows,
a claim of ineffective assistance of counsel requires review of the trial
transcript and the entire record to determine the nature, frequency, and
effect of counsel's errors. But Idaho Code S 19-2719 makes no provision
for expedited delivery of trial transcripts to ensure that compliance with
the forty-two day filing deadline does not deprive capital defendants of
access to the complete record of their cases.*fn20 Indeed, the record indicates
that Hoffman's trial counsel prepared their post-conviction petition for
relief without access to the trial transcript, which was completed on November
6, 1989, more than three months after the post-conviction petition was
filed. Completion and service of the full record did not occur until late
March of 1990, several months after the state court ruled to deny Hoffman's
post-conviction petition.
The investigation conducted by Peterson and Matthews
also shows that raising a claim of ineffective assistance of counsel requires
that new counsel have the opportunity to conduct an investigation beyond
the court records to uncover possible omissions made by trial counsel in
the investigation and presentation of the case. See, e.g ., Osborn v. Shillinger,
861 F.2d 612, 623 (10th Cir. 1988) ("[I]neffectiveness claims are ordinarily
inappropriate to raise on direct appeal because they . . . cannot be made
on the basis of the record[.]"); Cruz v. Warden, 907 F.2d 665, 670 (7th
Cir. 1990) ("An ineffective assistance claim alleging that counsel failed
to prepare involves facts outside the trial record and presents a situation
in which the Illinois courts will not invoke the res judicata or waiver
doctrines.").
Hoffman's case involves allegations of ineffectiveness
at trial, sentencing, and on appeal, stemming from counsel's legally inaccurate
advice regarding the possibility that the death penalty would be imposed
and counsel's failure to review educational, physical, and psychiatric
records in order to present mitigating evidence. All of these allegations
required investigation outside of the record at trial.
For the reasons outlined above, S 19-2719 effectively
prevented Hoffman from timely raising his ineffective assistance of counsel
claims.
APPRENDI ISSUE
Hoffman argues that in light of Apprendi v. New Jersey,
120 S. Ct. 2348 (2000), Idaho's capital sentencing statute unconstitutionally
deprives him of the right to have a jury -rather than a judge -- determine
the presence of an aggravating circumstance, a determination that could
result in a sentence of death. In Apprendi, the Supreme Court announced
a general rule that "any fact that increases the penalty for a crime beyond
the prescribed statutory maximum must be submitted to a jury, and proved
beyond a reasonable doubt." Id. at 2362-63. Hoffman contends that the presence
of an aggravating circumstance should be treated as an element of a capital
case to be decided by the jury rather than as a factor in sentence enhancement
to be decided by the judge.
In Walton v. Arizona, the Supreme Court addressed
a similar sentencing scheme and held that the presence of an aggravating
circumstance in a capital case may constitutionally be determined by a
judge rather than a jury. 497 U.S. 639, 647-48 (1990). The Supreme Court
in Apprendi did not overrule Walton. It wrote:
Finally, this Court has previously considered and
rejected the argument that the principles guiding our decision today render
invalid state capital sentencing schemes requiring judges, after a jury
verdict holding a defendant guilty of a capital crime, to find specific
aggravating factors before imposing a sentence of death. Apprendi, 120
S. Ct. at 2366 (citing Walton, 497 U.S. at 64749; Id. at 709-14 (Stevens,
J. dissenting)).
We are aware that four dissenting Justices in Apprendi
asserted that Apprendi effectively overruled Walton, and that one concurring
Justice stated that Walton could be reexamined on "another day." But while
Apprendi may raise some doubt about Walton, it is not our place to engage
in anticipatory overruling. The Supreme Court has specifically directed
lower courts to "leav[e] to this Court the prerogative of overruling its
own decisions." Agostini v. Felton , 521 U.S. 203, 207 (1997) (citing Rodriguez
de Quijas v. Shearson/American Express, Inc., 490 U.S. 477, 484 (1989)).
We therefore conclude that Walton forecloses Hoffman's Apprendi-based challenge
to Idaho's capital sentencing scheme.
WHEAT
v. JOHNSON (5th Cir 01/05/01 - No. 00-10433) Defendant did not
preserve the offer of proof where counsel failed to specify which testimony
the trial court allegedly erroneously excluded. Death penalty statute is
not unconstitional for failing to allow mitigating testimony about defendant's
low risk of danger to society.
Wheat argues that the Texas death penalty scheme
violates the Fifth, Eighth, and Fourteenth Amendments to the extent that
it prevents juries from considering the mitigating circumstances that dictate
against the imposition of the death penalty. Fifty-three-year-old Wheat
argues that the mitigating circumstances in his case are that there is
an exceedingly low probability that, given his forty-year parole ineligibility
on a life sentence, he would constitute a continuing threat to society.
Wheat therefore analogizes his case to Simmons v. South Carolina, 512 U.S.
154, 114 S.Ct. 2187, 129 L.Ed.2d 133 (1994), where the Supreme Court held
that a capital defendant must be given the opportunity to inform the sentencing
jury that he is parole ineligible if the prosecution argues future dangerousness.
The district court found that this argument would
ask the court to adopt a new rule of constitutional law, so that the claim
is Teague-barred, regardless of the merits. Teague v. Lane, 489 U.S. 288,
109 S.Ct. 1060, L.Ed.2d 334 (1989). We agree.
Under Teague, a federal court may not create new
constitutional rules of criminal procedure on habeas review. See Teague,
489 U.S. at 301, 109 S.Ct. at 1070; Fisher v. Texas, 169 F.3d 295, 305
(5th Cir. 1999). The treatment of parole eligibility that Wheat seeks would
constitute a rule of criminal procedure. See O'Dell v. Netherland, 521
U.S. 151, 117 S.Ct. 1969, 138 L.Ed.2d 351 (1997) (characterizing the rule
announced in Simmons as a rule of criminal procedure). Wheat's proposed
approach, although he takes pains to point out the similarities between
his own situation and that in Simmons, would also constitute a "new" rule
under existing Fifth Circuit law. We have repeatedly recognized that the
Simmons rule applies only where there is a life-without-possibility-of-parole
alternative to the death penalty, an alternative that does not exist in
Texas. To hold that a lengthy parole ineligibility is the de facto equivalent
of a life sentence without possibility of parole, as Wheat argues, would
create a new rule under the law of our Circuit. See Simmons, 512 U.S. at
168 n.8, 114 S.Ct. at 2196 (noting that Texas is unlike South Carolina
in that it does not offer a life-without-possibility-of-parole alternative
to the death penalty); Miller v. Johnson, 200 F.3d 274, 290 (5th Cir. 2000)
(holding that the Simmons rule is not applicable to defendants who would
be eligible for parole if sentenced to life); Hughes v. Johnson, 191 F.3d
607, 617 (5th Cir.), cert. denied, 2000 WL 38193 (No. 99-7701)(U.S. Jan.
24, 2000) (same); Muniz v. Johnson, 132 F.3d 214, 224 (5th Cir.), cert.
denied, 523 U.S. 1113 (1998) (same); Montoya v. Scott, 65 F.3d 405, 415
(5th Cir. 1995) (same); Allridge v. Scott, 41 F.3d 213, 222 (5th Cir.),
cert. denied, 514 U.S. 1108 (1995) (holding that Simmons is only applicable
where the state argues future dangerousness and the defendant is legally
ineligible for parole); Collier v. State, 959 S.W.2d 621, 623 (Tex. Crim.
App.), cert. denied, __ U.S. __, 199 S.Ct. 335, 142 L.Ed.2d 276 (1998)
(holding that parole considerations do not apply to capital cases because
when deciding future dangerousness, juries are free to consider dangerousness
to prison as well as free society). Thus, even if Wheat's construction
could in the abstract be seen as an extension of the Simmons rule, avoiding
the Teague bar, this possibility has been ruled out by this Circuit.
BATTENFIELD
v. GIBSON (10th Cir. 01/03/2001 - No. 99-7096) Counsel
for petitioner rendered ineffective assistance of counsel, despite apparent
waiver of the rightto present mitigation evidence during the penalty phase
of the trial, for failing to investigate and present mitigation evidence.
Battenfield contends his trial counsel, Dennis
Shook, rendered ineffective assistance during the penalty phase of trial
because he failed to adequately prepare or present any mitigating evidence.
According to Battenfield, a variety of mitigating evidence was available,
including (a) evidence that Battenfield's father and grandfather were involved
in moonshining, (b) Battenfield's involvement in a serious car accident
at age 18, during which he sustained a serious head injury and after which
he heavily used alcohol and drugs, (c) Battenfield's family history of
alcoholism and possible drug addiction, (d) mental health evidence, including
evidence that Battenfield suffered from substance addiction, (e) the underlying
circumstances of Battenfield's previous conviction for assault and battery,
which allegedly occurred while he was under the influence of drugs and
alcohol and was an act of self-defense, (f) evidence from family members
and friends indicating that Battenfield was known for his compassion, gentleness,
and lack of violence, even when provoked, and (g) testimony of prison personnel
describing the security where Battenfield would be incarcerated if given
a life sentence. Although Battenfield acknowledges that he informed Shook
and the trial court prior to the beginning of the penalty phase that he
did not want to present any mitigating evidence, he argues that he did
not knowingly and intelligently waive his right to present such evidence.
Specifically, Battenfield argues that prior to the waiver, neither Shook
nor the trial court adequately informed him of the nature or purpose of
mitigating evidence. . . .
Less than a month after Battenfield's trial, the OCCA
established guidelines for trial courts to follow "when a defendant
refuses to allowthe presentation of mitigating evidence in the sentencing
stage." Wallacev. State, 893 P.2d 504, 512 (Okla. Crim. App. 1995). Those
guidelines, intendedto ensure that a defendant "has an understanding of
his or her rights . .. in the sentencing process," require a trial court
to: (1) inform the defendantof the right to present mitigating evidence,
and what mitigating evidenceis; (2) inquire both of the defendant and his
attorney (if not pro se) whetherhe or she understands these rights; (3)
inquire of the attorney if he orshe has attempted to determine from the
defendant whether any mitigatingevidence exists; (4) inquire what that
mitigating evidence is (if the defendanthas refused to cooperate, the attorney
must relate that to the court); (5)inquire of a defendant and make a determination
on the record whether thedefendant understands the importance of mitigating
evidence in a capitalsentencing scheme, understands such evidence could
be used to offset theaggravating circumstances proven by the prosecution
in support of the deathpenalty, and the effect of failing to present that
evidence; (6) after beingassured the defendant understands these concepts,
inquire of the defendantwhether he or she desires to waive the right to
present such mitigating evidence;and (7) make findings of fact regarding
the defendant's understanding andwaiver of rights. Id. at 512-13. The trial
judge in Battenfield's case failedto satisfy any of these requirements.
Although the State correctly argues that Wallace
"was not the law at the time of Appellant's 1985 trial," State's Appellate
Br. at 30 n.3, the guidelines set forth in Wallace are, in our view, little
more than commonsense and should have been substantially followed by the
trial court. We emphasize that our conclusion regarding the inadequacy
of the trial court's inquiry does not hinge in any way upon the holding
in Wallace. Instead, we simply find it useful, for analytical purposes,
to contrast the trial court's inquiry in this case with the guidelines
set forth by the OCCA in Wallace.
Given our conclusion that Battenfield's waiver
was neither knowing nor intelligent, the next question is whether Shook
was ineffective for failing to present any mitigating evidence. Although
the OCCA determined that Battenfield's waiver was knowing and intelligent
(a determination we have already rejected under the AEDPA standards of
review), it alternatively determined that "[e]ven without the waiver, .
. . Battenfield ha[d] failed to show that [Shook] was ineffective by not
presenting mitigating evidence." Battenfield III, 953 P.2d at 1127. According
to the OCCA, most of the mitigating evidence to which Battenfield pointed
in his application for post-conviction relief could have been presented
by "Battenfield and his family . . . had Battenfield cooperated with his
attorney." Id. In other words, the OCCA determined, Shook's failure to
present mitigating evidence was "a direct result of Battenfield's own refusal
to testify and allow his parents to testify." Id.
In our view, this is a patently unreasonable application
of Strickland. We see no difference between Battenfield's purported waiver
and his so-called "lack of cooperation." If the waiver is found to be neither
knowing nor intelligent, the so-called lack of cooperation must fall by
the wayside. Even ignoring this flaw in the OCCA's reasoning, we fail to
see how Battenfield can be held responsible for Shook's failure to present
mitigating evidence unknown to Shook. *fn10 Had Shook conducted a constitutionally
adequate investigation of potential mitigating evidence, he would have
had a variety of witnesses from whom to choose.
We conclude that Battenfield was deprived of effective
assistance of counsel during the penalty phase of trial. Shook failed to
conduct a constitutionally adequate pretrial investigation into potential
mitigation evidence which, in turn, hampered his ability to make strategic
choices regarding the second-stage proceedings and competently advise his
client regarding those proceedings. Because Battenfield did not receive
competent advice from Shook regarding the second-stage proceedings, and
because the trial court failed to conduct an adequate inquiry into his
decision to waive mitigation evidence, we conclude Battenfield's purported
waiver was neither knowing nor voluntary. Finally, we conclude Shook was
ineffective for failing to present any mitigation evidence during the second-stage
proceedings.
The remaining question is whether Battenfield was prejudiced
by Shook's inadequate performance. Because the OCCA never addressed this
issue, we are free to exercise our independent judgment. Battenfield must
"affirmatively prove actual prejudice by demonstrating `a reasonable probability
that, but for counsel's unprofessional errors, the result of the proceeding
would have been different.'" Cooks, 165 F.3d at 1296 (quoting Strickland,
466 U.S. at 693-94). "As applied to the sentencing stage of his trial,
[Battenfield] must demonstrate `a reasonable probability that, absent the
errors, the sentencer . . . would have concluded that the balance of aggravating
and mitigating circumstances did not warrant death.'" Id. (quoting Strickland,
466 U.S. at 695). . . .
Battenfield had available a variety of mitigating
evidence to counterbalance this single aggravating factor. Although the
underlying facts of his 1978 conviction are somewhat sketchy, the record
suggests it may have been an act of self defense on the part of Battenfield.
In particular, the evidence indicates Battenfield "was playing pool in
a bar when a `drunk Indian' fell or knocked into the pool table. Words
were exchanged, the Indian pulled a gun, and [Battenfield] defended himself
with a knife." St. Peter Aff. ¶ 17. Both the 1978 crime and the murder
of Cantrell were committed when Battenfield was under the influence of
drugs or alcohol. Arguably, this evidence could be viewed in a mitigating
light, particularly if combined with evidence that Battenfield would have
little or no access to drugs or alcohol while in prison, or evidence that
Battenfield was amenable to treatment for his substance abuse problems
(or even perhaps evidence indicating that Battenfield's reliance on drugs
and alcohol dramatically worsened after his 1970 car accident). Battenfield's
family members and friends would have testified that Battenfield "was known
for his compassion, gentleness, and lack of violence even when provoked."
Id. Further, persons familiar with the Oklahoma correctional system could
have testified about Battenfield's chances of parole and the limitations
that would be placed on his access to alcohol and drugs. . . .
Without discounting the calloused nature of Cantrell's
murder, we conclude there is a reasonable probability that this mitigating
evidence would have led the jury to reach a different sentencing result.
We emphasize that, because of Shook's failure to present any mitigating
evidence during the penalty phase, the jury sentenced Battenfield knowing
only that he was involved in the murder of Cantrell and previously had
been convicted of assault and battery with a dangerous weapon. Had they
been given more information about Battenfield's background, personality,
and the facts of his prior conviction, we conclude there is a reasonable
probability they would have determined the mitigating circumstances outweighed
the single aggravating circumstance. See generally Mayes v. Gibson, 210
F.3d 1284, 1288 (10th Cir. 2000) (noting the "overwhelming importance"
of mitigation evidence in humanizing a criminal defendant and explaining
his conduct). Alternatively, we conclude there is a reasonable probability
they would have determined Battenfield did not represent a continuing threat
to society. *fn13 For these reasons, we conclude that Shook's deficient
conduct "so undermined the proper functioning of the adversarial process
that the [penalty phase of] the trial cannot be relied on as having produced
a just result." Strickland, 466 U.S. at 686.
ALLEN
v. MASSIE(10th Cir. 01/04/2001 - No. 98-6340)(link requires free registration)
Order on motion to recall mandate.
This case is before the court on Wanda Jean Allen's
motion to recall the mandate and accompanying request for a stay of execution.
This court previously affirmed the district court's denial of Allen's 28
U.S.C. § 2254 habeas petition, which petition challenged her first
degree murder conviction and resulting death sentence. See Allen v. Massie,
No. 98-6340, 2000 WL 16321 (10th Cir. Jan. 11) (unpublished disposition),
cert. denied, 148 L. Ed. 2d 175, 121 S. Ct. 244 (2000). In her motion to
recall the mandate, Allen asks this court to reexamine her claims of ineffective
assistance of trial counsel in light of the Supreme Court's recent opinion
in Williams v. Taylor, 529 U.S. 362, 120 S. Ct. 1495, 146 L. Ed. 2d 389
(2000). This court construes Allen's motion to recall the mandate as an
application to file a successive habeas corpus petition, denies the application
on the ground that it does not satisfy the requirements of 28 U.S.C. §
2244(b), and denies Allen's request for a stay of execution.
HabeasCases
GOCHICOA
v. JOHNSON (5th Cir 12/29/00 - No. 99-50596) District court erred
in granting habeas relief for alleged Sixth Amendment claims based
upon a constructive-denial test, rather than the ineffective-assistance
of counsel test, and fact that hearsay testimony was harmless error
warrants denial of ineffective-assistance claim.
IN
RE: LANDLOCKED (10th Cir 12/29/00 - No. 00-1465) Colorado Organized
Crime Control Act (COCCA), Colo. Rev. Stat. 18-17-101 to -109, does
not prohibit a federal court from staying its proceedings while parallel
litigation is occurring in another court.
WADSWORTH
v. JOHNSON (5th Cir12/28/00 - No. 00-20296) District Court lacked
jurisdiction to hear prisoner's application for habeas relief under
28 USC 2241(d) where neither the place of the initial state court
conviction and sentence, nor current place of incarceration, were
within the District Court's district.
MAYS
v. DRUG ENFORCEMENT ADMINISTRATION (DC Cir 12/26/00 - No. 99-5334)
Under Exemption 7(D) of the Freedom of Information Act, 5 USC 552,
express and implied grants of confidentiality protect informant reports
about plaintiff's conspiracy to traffic in cocaine, but district court
must assess whether Exemption 7(C) makes other information non-exempt.
MUNIZ
v. US (2nd Cir 01/02/01 - No. 00-3571) Habeas petitioner need
not apply for permission to file a second, "successive" petition under
28 USC 2244(b)(3)(A) & 2255 where the first habeas petition was incorrectly
dismissed as untimely.
WILLIAMS
v. ARTUZ (2nd Cir 01/03/01 - No. 99-2195) A state prisoner's
conviction becomes final for purposes of the one-year statute of limitations
under the Anti-Terrorism and Effective Death Penalty Act of 1996 when the
U.S. Supreme Court denies certiorari, or the time for seeking it
expired.
LINDSTADT
v KEANE (2nd Cir 01/04/01 - No. 99-2002) While closed-circuit
televising of child's testimony in sexual abuse and rape case did not violate
petitioner's rights under the Confrontation Clause, his trial attorney's
cumulative errors were prejudicial and amounted to constitutional ineffectiveness
of counsel.
US
v. MIKELS (9th Cir 01/05/01 - No. 98-16479) Where no certificate
of appealability was issued, and no possibility that it would be since
petitioner made no habeas claims based on constitutional error, appellate
court lacks jurisdiction to hear the appeal.
BELL
v. JARVIS (4th Cir 12/29/00 - No. 98-7002) Trial court's closure
of courtroom from during trial testimony of sexual abuse victims
does not violate defendant's Sixth Amendment rights.
DOYLE
v. JOHNSON (5th Cir 12/27/00 - No. 99-40487) Defendant's state
conviction for possession of methamphetamine with intent to deliver,
and subsequent tax violation under Section 159.101 of Texas Tax Code,
does not violate Double Jeopardy where criminal conviction was the
preceding punishment and the tax was the successive punishment.
Section1983 & Related Filings
SKURSTENIS
v. JONES (11th Cir 12/28/00 - No. 00-10122) Jail policy which
does not require any reasonable suspicion to conduct a strip search
violates the Fourth Amendment, but a detainee's possession of a weapon
provides the "reasonable suspicion" necessary to authorize one.
Outrages of the Week
US
v. SANTOS (8th Cir 12/27/00 - No. 00-1615) While admission of
alien defendant's confession violated Article 36 of the Vienna Convention
on Consular Relations, it was harmless error in light of the overwhelming
evidence of defendant's guilt and his failure to seek notification
5 months prior to trial.
.
US
v. BALTAS (1st Cir 01/02/01 - No. 99-1547) Government agents'
failure to minimize electronic surveillance of material beyond the scope
of the warrant does not require suppression of all intercepted communications.
US
v. UKOMADU (6th Cir 01/05/01 - No. 99-1809) Government agents' reasonable
belief that destruction of drugs was imminent justified a warrantless search
where agents had reason to know that multiple people were in residence
with suspect package that customs and drug officials had modified.
US
v. ORTIZ (8th Cir 01/03/01 - No. 00-2297, 00-2330) Apprendi does
not require submission of drug quantity to jury where the factual determination
on drug quantity did not increase defendant's maximum sentence beyond the
statutory range authorized by the jury's verdict under the statute, 21
USC 841(b)(1)(C).
US
v. MOORE (1st Cir 12/29/00 - No. 00-1174)Officers who were justified
in making investigatory stop of defendant in high crime area may also require
a suspect to reveal object he is hiding in his hand, which was obscured
from officers' view.
In Depth Features
Robert Jay Lifton and Greg Mitchell, authors of "Who
Owns Death? Capital Punishment, the American Conscience and the End of
Executions," in a January 3, 2000 editorial boldly proclaim, "The
Death Penalty's Days Are Numbered" and are the featured column of week.
Published on Wednesday, January 3, 2001 in the Los Angeles
Times
The Death Penalty's Days Are Numbered
by Robert Jay Lifton and Greg Mitchell
The prevailing wisdom--that America is fiercely in favor of executions--is
dead wrong. You'd never know it from the views expressed by most political
figures and media pundits, but many Americans are uncomfortable with the
notion of the state as killer, and this number increases with every death
row inmate released when new evidence establishes his innocence. Most Americans
now prefer another method to punish the wrongdoer and protect society:
life without parole.
After talking with scholars, judges, prosecutors, defense attorneys,
prison officials and murder victim families, we have concluded that even
as America executes prisoners at an appallingly high rate, the death penalty's
days are numbered. The public still embraces the death penalty in theory,
but looks at it with an increasingly critical eye. That's one reason California,
for example, has had several hundred prisoners on death row for a decade
or more but has executed only a few since 1980.
The past year has been a turning point, with the continuing rise in
the number of executions forcing the public, the media and religious figures
to confront the issue. Perhaps the most significant moment came when Illinois
Gov. George Ryan, a conservative Republican, halted executions in that
state, the first such moratorium in the country. It is officials like Ryan--tough-minded
but troubled about state killing--who will bring an end to executions in
this country. Ryan's move met with little public or political opposition,
a measure of how much the support for executions has dropped. Related actions
have occurred in many states, including New Hampshire, where the House
voted to abolish the death penalty, a decision later overturned by the
governor's veto.
Although polls are drifting in the anti-death penalty direction, lawmakers
and candidates continue to embrace the death penalty, convinced it would
be political suicide to act otherwise. But they are increasingly reluctant
to carry on their own shoulders the moral and psychological burden of state
killing. A recent Gallup poll found support for capital punishment at its
lowest level in 19 years, down to 66% today. Support plummets when tough
alternative sentencing, such as life without parole, is an option.
Until recently, in most states, there was no such thing as true "life
without parole." Even convicted murderers often emerged from prison eventually.
The public knew this. In recent years, however, more than two-thirds of
the states, including California, have enacted procedures for sentencing
some murderers to life without parole with no chance that they will ever
get out. Many recent polls have shown that support for the death penalty
drops to about 50% when those polled were asked to choose between execution
or life without parole for convicted killers.
The growing support for life without parole signals the beginning of
the end for capital punishment in our society. The number of those opposed
or ambivalent about executions will grow so large that the U.S. Supreme
Court, or dozens of state legislatures, will move against executions.
Even if opposition to the death penalty does not reach majority levels,
that doesn't mean that executions can't be outlawed in America. Capital
punishment had majority support in many Western nations, such as France,
England and Canada, at the time they abolished the death penalty, and yet
there was no widespread protest.
Some of the trends that led other countries to abolition are occurring
in America, including the growing number of legislators who are speaking
against the death penalty, and outrage over the possible execution of innocent
people, especially as DNA evidence has come into play. Evolving support
for life without parole as a preferred alternative to executions could
change the way judges, lawmakers and the media respond to this issue on
every important level, especially if new cases of innocent prisoners on
death row come to light. This will foster the growing realization that,
since the justice system can never be 100% right, it must not be allowed
to administer a punishment that's 100% irreversible. America would then
join most of the modern industrial world, which has abandoned capital punishment
as a savage relic of a less enlightened age.
Robert Jay Lifton and Greg Mitchell are authors of "Who Owns Death?
Capital Punishment, the American Conscience and the End of Executions,"
just published by William Morrow.
Errata
From the DeathPenalty
Information Center reports:
Oklahoma Prepares to Execute FirstWoman Since 1903WandaJean
Allen is scheduled to become the first woman executedin Oklahomasince statehood
on January 11, 2001. Oklahoma City NAACP presidentRooseveltMilton and others
are urging the state Pardon and Parole Board torecommendthat Governor Keating
commute Allen's sentence to life without parole,saying her case illustrates
the injustices of the death penalty. Allen'strial attorney,
who had no previous experience with capital cases,tried thecase with no
co-counsel, no investigator, and no resources tohire expertwitnesses.
The trial court denied his offer to act asco-counsel forfree if an experienced
public defender was appointed aslead counsel. Mitigating evidence,
such as Allen's low IQ and herpsychological state andbrain trauma from
previous injuries, were not raisedat trial. If executed,Allen willbe
the first African American woman to be put to death in the UnitedStatessince
Betty Butler was executed in Ohio in 1954. The last womantobe executed
in Oklahoma was Dora Wright in 1903. (The Daily Oklahoman,12/12/00
and National Coalitionto Abolish the Death Penalty Press Release,12/00)
Seealso Women and the Death Penalty
New Resource: In the past 100 years, 44 women have been executed
in the U.S. See DPIC's new Web page, Women Executed in the
U.S. 1900-2000 for the date, state, race, and method of each execution.
New Voices
In her weekly news conference, Attorney General Janet Reno expressed
her wishes that the Bush administration continue the Justice Department
study of the fairness of the federal death penalty, stating:
"The debate that is now ongoing is probably at the healthiest
stage of debate that I have seen in my lifetime. It's important,
because for too long there was a knee-jerk reaction that supported the
death penalty."
(Associated Press, 12/4/00)
Eight Oklahoma Executions Set for January - First One Stayed
Oklahoma had scheduled eight of the fourteen executions planned for
January 2001, including the first execution of a black female since the
death penalty was reinstated. The first Oklahoma execution was to
take place on January 4, but was stayed by the Lieutenant Governor to allow
DNA testing. See also, Upcoming Executions.
Second Exonerated Inmate Released from Louisiana's Death Row
A week after the Louisiana Attorney General'soffice dismissed the charges
against him and his co-defendant Michael Graham,Albert Burrell was freed
from death row. Burrell, who is mentallyretarded, spent 14 years
on death row and once came within 17 days of execution. Graham was
released on December 28th (see below). (The Advocate, 1/3/01)
For more information, read DPIC's PressRelease. See also, Innocence.
Abolition Bill Proposed by Former Death Penalty Supporter
Kentucky state Rep. Tom Burch (D-Louisville),who in 1974 voted to reinstate
the death penalty because he believedit was a deterrent, said he
now intends to introduce legislation to abolishcapital punishment in Kentucky.
"I was just wrong," said Burch of his 1974vote. "I've seen the death
penalty applied unjustly around the country. I've seen it used for
political gain by unscrupulous prosecutors. I've seen it used in
a discriminatory fashion against minorities." (Cincinnati Enquirer,
12/29/00) See also, NewVoices.
Two More Innocent Men Released From Death Row
After spending 13 years on death row, Michael Grahamwas released from
the Louisiana State Penitentiary at Angola onDecember 28, 2000 after theLouisiana
Attorney General dismissed chargesagainst him and his co-defendantAlbert
Burrell. Burrell isexpected to be released next week. Grahamand Burrell
were sentenced todeath in 1987 for the murder of an elderly couple.Earlier
this year, ajudge threw out their convictions because of a lack ofphysical
evidenceand suspect witness testimony used at trial. ProsecutorDan
Gradyacknowledged that the case was weak and "should never havebeen
broughtto [the] grand jury." During the trial, prosecutors withheldkey
informationfrom the defense, failed to produce any physical evidence,and
relied onlyon witness testimony, which has since been discredited.
Dismissingthe charges, the Attorney General's office cited a "total lackof
credibleevidence" and stated "prosecutors would deem it a breach of ethicsto
proceedto trial." Recent DNA tests proved that blood found at the victims'homedid
not belong to Burrell or Graham. The trial attorneys appointed todefendBurrell
were later disbarred for other reasons. (Associated Press 12/28/00)
The release of Burrell and Graham brings the total number of inmates freedthis
year to eight. Since 1973, 92 innocentinmates have been releasedfrom
death row, with a record 16 inmatesreleased from death row in the pasttwo
years. See also, Innocence
New Resources
DPIC's Year End Report on the death penalty in 2000, "A Watershed Year
of Change" is now available on our Web site. The report shows how
a steady sequence of events -- including six releases from death row, numerous
reports on the unfairness of the process, and governmental action to limit
or halt the death penalty -- produced a sharp decline in public support
for capital punishment over the past year. See also, DPIC's Press
Release; email DPIC for a hard copy.
Bryan Stevenson Wins International Palme Award The Olof Palme Memorial
Fund for International Understanding and Common Security has awarded this
year's Olof Palme Prize to Bryan Stevenson for his outstanding achievement
in fighting to abolish the death penalty. Stevenson, who founded
the Equal Justice Initiative in Montgomery, Alabama, was called "a
courageous representative of all the individuals, women and men from the
entire world, who have maintained tirelessly that the right to life cannot
be controverted, that the death penalty is an ultimate form of torture,
and that the state does not have the right to kill its citizens," by Fund
chairman Pierre Schori. Stevenson will receive a diploma and $50,000 in
cash at a ceremony to be held in Stockholm on January 30. Previous winners
include Czech President Vaclav Havel, Amnesty International, and Chinese
dissident Wei Jingsheng. (Associated Press, 10/28/00)
From the mailbox
From this week's inbox:
Help requested
I am a producer working on a documentary on post conviction
DNA testing for CBS Television. This documentary will profile the
cases of inmates currently in prison who maintain that DNA testing would
prove their innocence. The majority of these cases will be of those
convicted prior to the availability of DNA testing in 1992.
We would be willing to assist the inmate financially to obtain these tests
if necessary.
I am most interested in cases where DNA testing has not yet been done
but has been approved to be done. This documentary special will present
fair, factual, and even-handed stories by showing all sides in each case.
If you know anyone who would be interested in having their case profiled
Chris Werber [cwerber@asphollywood.com/Arnold Shapiro Productions/Los
Angeles/323/769-5500]
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Volume IV, issue 1 |