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[as corrected]
This edition brings tales of good
news in the cases covered in depth.. The Florida Supreme Court in Brooks
v State has granted relief on the cumulative impact of improperly
admitted hearsay evidence. The Louisiana Supreme Court in State
v. Kennedy has carefully narrowed that state's capital rape statute
holding that holds that prior convictions can not be used to show "lustful
disposition" in the current prosecution. The Louisiana Supreme Court, affirming
in part and reversing in part holds in State
v. Deruise that evidence was insufficient to support the jury's
finding during the penalty phase that one of the two victims was
killed in an especially heinous and cruel manner. Finally the Eleventh
Circuit, en banc, in
McGregor
v, Gibson has granted the writ as petition was found competent under
an unconstitutional burden of proof.
Three additional cases not covered
this week (but to be covered in the next issue) in which stays with serious
dates. In Thompkins v. Florida a state trial court has granted relief
as to punishment, based on Brady concerns. The Maryland Supreme Court has
likewise entered a stay in Oken v. Maryland effectively imposing
a de minimis 18 month moratorium that state. Finally in Scott v. State
a state was granted on "mental status" of the condemned.
Of the remaining federal cases, both
are losses. In United_States_v._Allen
the Eighth Circuit denied relief on the voluntarily of a confession
and jury instructions about the about the nature of capital bank
robbery principle vs. accomplice. In Hernandez
v. Johnson the Fifth Circuit held the government may call as a sentencing
witness the defense expert who performed the psychiatric evaluation,
without violation of the Sixth Amendment even though the defendant did
not have counsel present at the psychiatric examination.
The Supreme Court in Shaw
v. Murphy has held that the first Amendment does not give an absolute
right for an inmate's right to the assistance of a fellow inmate in preparing
a federal cause of action
This week's Featured article is on
the prison-industrial complex. by Sean Gonsalves called "Four
Walls v. Three Squares."
Due to a very heavy litigation docket
& some computer upgrades last week's edition did not run & this
edition is sent late. For the same reasons the next edition will
be delayed and should be sent out the weekend of May 4-6. Briefs
in this issue are not available for the Florida decisions. If anyone needs
them please email.
Subscription to the weekly is available
by sending an email to karl@karlkeys.com with the word "subscribe" in the
subject line. This issue is now available in unedited form at http://www.capitaldefenseweekly.com/archives/010416.htm
& http://karlkeys.com/010416.htm.
Supreme
Court
Shaw
v. Murphy The First Amendment does not give an absolute right for an
inmate's right to the assistance of a fellow inmate in preparation of
a federal cause of action.
While respondent Murphy
was incarcerated in state prison, he learned that a fellow inmate had been
charged with assaulting a correctional officer. Murphy decided to assist
the inmate with his defense and sent him a letter, which was intercepted
in accordance with prison policy. Based on the letter’s content, the prison
sanctioned Murphy for violating prison rules prohibiting insolence and
interfering with due process hearings. Murphy then sought declaratory and
injunctive relief under 42 U.S.C. § 1983 alleging that the disciplinary
action violated, inter alia, his First Amendment rights, including the
right to provide legal assistance to other inmates. In granting petitioners
summary judgment, the District Court applied the decision in Turner v.
Safley, 482 U.S. 78, 89–that a prison regulation impinging on inmates’
constitutional rights is valid if it is reasonably related to legitimate
penological interests–and found a valid, rational connection between the
inmate correspondence policy and the objectives of prison order, security,
and inmate rehabilitation. The Ninth Circuit reversed, finding that inmates
have a First Amendment right to give legal assistance to other inmates
and that this right affected the Turner analysis.
Held:
1. Inmates do not possess a special
First Amendment right to provide legal assistance to fellow inmates that
enhances the protections otherwise available under Turner. Prisoners’ constitutional
rights are more limited in scope than the constitutional rights held by
individuals in society at large. For instance, some First Amendment rights
are simply inconsistent with the corrections system’s “legitimate penological
objectives,” Pell v. Procunier, 417 U.S. 817, 822, and thus this Court
has sustained restrictions on, e.g., inmate-to-inmate written correspondence,
Turner, supra, at 93. Moreover, because courts are ill equipped to deal
with the complex and intractable problems of prisons, Procunier v. Martinez,
416 U.S. 396, 404—405, this Court has generally deferred to prison officials’
judgment in upholding such regulations against constitutional challenge.
Turner reflects this understanding, setting a unitary, deferential standard
for reviewing prisoners’ claims that does not permit an increase in the
constitutional protection whenever a prisoner’s communication includes
legal advice. To increase the constitutional protection based upon a communication’s
content first requires an assessment of that content’s value. But the Turner
test simply does not accommodate valuations of content. On the contrary,
it concerns only the relationship between the asserted penological interests
and the prison regulation. Moreover, prison officials are to remain the
primary arbiters of the problems that arise in prison management. 482 U.S.,
at 89. Seeking to avoid unnecessarily perpetuating federal courts’ involvement
in prison administration affairs, the Court rejects an alteration of the
Turner analysis that would entail additional federal-court oversight. Even
if this Court were to consider giving special protection to particular
kinds of speech based on content, it would not do so for speech that includes
legal advice. Augmenting First Amendment protection for such advice would
undermine prison officials’ ability to address the complex and intractable
problems of prison administration. Id., at 84. The legal text could be
an excuse for making clearly inappropriate comments, which may circulate
among prisoners despite prison measures to screen individual inmates or
officers from the remarks. Pp. 4—8.
2. To prevail
on remand on the question whether the prison regulations, as applied to
Murphy, are reasonably related to legitimate penological interests, he
must overcome the presumption that the prison officials acted within their
broad discretion. P. 8.
195 F.3d 1121, reversed and remanded.
Thomas, J., delivered
the opinion for a unanimous Court. Ginsburg, J., filed a concurring opinion
Captial
Case Relief Granted
Brooks
v State (FL) Relief granted on the cummulative
impact of improperly admitted hearsay evidence.
Our faith in the judicial system
in this country is deeply rooted in the adversarial nature of its legal
proceedings, especially in the criminal system where every defendant has
the constitutional right and guarantee to confront the witnesses and evidence
presented against him. Here, the erroneous admission of evidence under
numerous hearsay exceptions denied Brooks the opportunity to cross-examine
and otherwise challenge critical and damaging testimony and evidence. Further,
in light of the circumstantial nature of the evidence against Brooks and
the State's substantial reliance on the hearsay evidence, we find that
the State has failed to demonstrate beyond a reasonable doubt that the
admission of this inadmissible hearsay "did not contribute to the verdict
or, alternatively stated, that there is no reasonable possibility that
the error contributed to the conviction." State v. DiGuilio, 491 So. 2d
1129, 1135 (Fla. 1986).
Our review of the record in light
of the State's theory at trial as well as the circumstantial nature of
the evidence against Brooks establishes that the cumulative effect of the
numerous errors discussed above in the admission of improper hearsay unfairly
prejudiced Brooks. In the instant case, the State's admitted theory at
trial was to show that Davis and Brooks were inseparable in the days leading
up to the murders. In fact, in its opening argument, the State referred
to them as "siamese twins." Thereafter, through the admission of numerous
hearsay statements, the State sought to impute Davis's actions, statements,
motive and intent to Brooks. This is particularly troublesome in this case
where the trial court itself struggled with the admissibility of this evidence
and concluded that this case was being tried on the basis of numerous hearsay
exceptions. As such, the admission of this evidence constituted reversible
error. See, e.g., Selver v. State, 568 So. 2d 1331 (Fla. 4th DCA 1990);
Bailey v. State, 419 So. 2d 721 (Fla. 1st DCA 1982).
In Bailey for example, the court
held that hearsay statements admitted under section 90.803(3), which tended
to establish a motive for the defendant to have committed the homicide,
could not be deemed harmless where the State's evidence was almost wholly
circumstantial. See id. at 722. In Brooks' case, most of the evidence against
Brooks was circumstantial and there was no physical evidence linking him
to the murders or crime scene. Additionally, although Mark Gilliam testified
as to Brooks' financial motive, Gilliam was heavily impeached at trial
and he testified that he thought it was all a joke. In fact, Gilliam subsequently
recanted his trial testimony, although he later reaffirmed it. The other
evidence against Brooks came from a jailhouse informant who received a
very favorable plea bargain from the State in his own murder case in exchange
for his testimony against Brooks. Moreover, the statements by Davis introduced
as statements against interest were also highly prejudicial. Further, in
referring to these statements, the State specifically told the jury during
closing arguments that they did not hear everything Davis said to the police
on that night. This was clearly improper and illustrates the State's attempt
to inform the jury of the precise nature of the statements that the trial
judge tried to conceal from the jury and reflects the dangers which the
United States Supreme Court warned about in Lilly. Accordingly, we conclude
that the State has not demonstrated beyond a reasonable doubt that the
error "did not contribute to the verdict or alternatively stated, that
there is no reasonable possibility that the error contributed to the conviction."
DiGuilio, 491 So. 2d at 1195.
State
v. Kennedy (La) (capital rape prosecution) In this capital rape prosecution,
the Louisana Supreme Court holds that prior convictions can not be used
to show "lustful disposition" in the current prosecution.
This difficult case involving the
capital crime of the rape of a child tests this court's resolve in upholding
the law as written and as consistently followed by this court for nearly
thirty years. The law governing the admission of other crimes evidence
has not been changed, and however repugnant the alleged criminal conduct
may be, we must apply to this case, just as we do any other, well-settled
evidentiary rules that promise a process for determining guilt or innocence
fairly.
We granted a writ of certiorari in
this case to determine whether evidence of the defendant's alleged sexual
misconduct involving the rape of a minor child in 1984 is admissible under
La. Code Evid. art. 404(B) at his trial for capital aggravated rape of
a different minor victim allegedly committed in 1998. The State asserts
such other crimes evidence is admissible in this child sexual abuse case
under a so-called "lustful disposition exception" to Article 404(B), which
prohibits the introduction of evidence of other crimes, wrongs, or acts
to prove the criminal character of the accused in order to show that he
acted in conformity therewith. We find, however, no such exception applicable
to the instant case. Furthermore, we decline to rewrite the evidentiary
rules to allow the introduction in child sexual abuse cases of evidence
of other crimes, wrongs, or acts tending to show the defendant's "lustful
disposition" toward children in the absence of one of the otherwise permissible
purposes enumerated in Article 404(B). Because the evidence sought to be
introduced here is not independently relevant under any of the permitted
purposes recited in Article 404(B), such as proof of motive, intent, or
identity, we find that the court of appeal was correct in applying Article
404(B) of the Louisiana Code of Evidence and our decision in State v. Miller,
98-0301 (La. 9/9/98), 718 So. 2d 960. We therefore affirm the court of
appeal's decision reversing the ruling of the district court and remand
to the district court for further proceedings.
State
v. Deruise (La) The Louisiana Supreme Court, affirming in part
and reversing in part holds that evidence was insufficient to support
the jury's finding during the penalty phase that one of the decedents
was killed in an especially heinous and cruel manner.
At the penalty phase in the instant
case, the prosecutor argued that the murder of Gary Booker was particularly
heinous because the victim suffered approximately 30 seconds after being
shot once in the back of his chest before the defendant shot him seven
more times. According to the coroner's testimony, the victim could have
survived the first bullet wound; however, the other seven bullets went
through his heart and lungs causing the victim to go into shock within
a few seconds. In the coroner's opinion, the victim probably died within
five minutes after the last shot was fired into his body.
Thus, the evidence does not support
a finding that the defendant inflicted serious physical abuse or pain on
the victim before he died. The defendant's actions in standing over the
defendant and continuing to shoot him, while cold-hearted, do not reflect
an intent to inflict pain pitilessly or to torture; rather, the gunshot
wounds were inflicted to kill. Further, the victim died within a relatively
brief span of time, and several of the shots were fired after the victim
was unconscious or dead. Therefore, the aggravating factor of heinousness
is not supported by the evidence concerning the nature and manner of the
murder and is accordingly invalid.
The defendant incorrectly argues
that, because the jury only returned the one invalid aggravating factor
in its penalty verdict for the Gary Booker murder, it rejected the other
possible aggravating factor presented, that the murder occurred during
the perpetration, or attempted perpetration, of an armed robbery, and,
thus, acquitted him on the death penalty. The defendant contends that double
jeopardy principles bar another sentencing hearing on this count. However,
this court has held that a jury's finding of a single aggravating factor
during the penalty phase of a capital trial does not constitute an acquittal
of the other aggravating circumstances presented to the jury. See David,
supra.
Specifically, the court in David
reasoned that, during a penalty hearing, the jury is not required to adjudge
the sufficiency of each aggravating circumstance argued by the prosecution,
but is only instructed that it may consider the death penalty upon the
finding of at least one aggravating circumstance. David, 468 So.2d at 1137;
La. Code Crim. Proc. art. 905.3. The court concluded that the jury in that
case most likely responded to the legal charge that they needed only to
find one statutory aggravating circumstance, and that, upon finding one,
they moved on to consider mitigating circumstances and sentence recommendation.
David, 468 So.2d at 1137. Thus, the court instructed that under Louisiana's
procedure, a jury's finding of one aggravating factor does not indicate
that the jury considered and rejected every other possible aggravating
circumstance. Id.
Subsequent to this court's holding
in David, the Supreme Court decided the case of Poland v. Arizona, 476
U.S. 147, 106 S.Ct. 1749, 90 L.Ed.2d 123 (1986), in which its decision
confirmed this court's reasoning in David. In Poland, the defendant received
the death penalty after the trial court found one of two possible aggravating
circumstances applicable. On appeal, however, the trial court's interpretation
of the law was deemed erroneous, and the case was remanded for a new sentencing
hearing. The Supreme Court held that, as the defendant had not been acquitted
of the death penalty in the first trial, there was no double jeopardy bar
against the state submitting the same aggravating circumstances and seeking
the death penalty in a subsequent trial. Id. at 155-57. The Court found
that double jeopardy principles, which are in place to protect the finality
of acquittals are not implicated when a defendant is sentenced to death
in the first instance, but receives a new penalty hearing. Id. (distinguishing
its earlier opinion in Bullington v. Missouri, 451 U.S. 430, 101 S.Ct.
1852, 68 L.Ed.2d 270 (1980), where it held that, if a defendant receives
a life sentence in the first instance, the defendant is essentially acquitted
of whatever was necessary to impose the death sentence).
The defendant in the instant
case attempts to distinguish this case from David by pointing to the verdict
sheet for the Gary Booker murder as evidence that the jury considered the
felony aggravating circumstance and rejected it. According to the defendant,
the verdict sheet reveals that after the jury found the heinousness factor,
the jury wrote, then erased, the aggravating factor that the offense occurred
during the commission of an armed robbery. While the copy of the verdict
sheet contained in the record does show some markings which may indicate
erasure, the defendant's claim remains speculative at best. As the jury
clearly found at the guilt phase of the trial that the defendant committed
the murder during the perpetration or attempted perpetration of an armed
robbery, we can only guess that perhaps, it did not feel it needed to make
that same finding twice.
Regardless, the reasoning of both
David and Poland is clearly applicable to the present case. Double jeopardy
principles will not preclude the prosecution from resubmitting the aggravating
factor that was not initially returned by the jury at a new penalty hearing.
Therefore, the case is remanded to the trial court for a new penalty hearing,
where the state will be allowed to present and argue all aggravating circumstances
supported by the record.
McGregor
v, Gibson (11th Cir)(en banc) To prevail on a procedural competency
claim after a trial in which a petitioner was found competent under an
unconstitutional burden of proof, petitioner must establish that a reasonable
judge should have had a bona fide doubt as to his competence at the time
of trial.
IV. Remedy
Our conclusion that McGregor's procedural
due process rights were violated does not end the analysis. We next consider
whether a retrospective competency hearing can be held. Our analysis is
guided by Supreme Court precedent, Circuit precedent, and the considered
decisions of the other Circuit Courts of Appeal. See, e.g., Drope, 420
U.S. at 183; [*40] Pate, 383 U.S. at 386-87; Dusky, 362 U.S.
at 403; Clayton, 199 F.3d at 1168-70; Reynolds v. Norris, 86 F.3d 796,
802-03 (8th Cir. 1996).
Retrospective competency hearings
are generally "disfavored" but are "permissible whenever a court can conduct
a meaningful hearing to evaluate retrospectively the competency of the
defendant." Clayton, 199 F.3d at 1169 (internal quotation omitted); see
also Pate, 383 U.S. at 387 (emphasizing "the difficulty of retrospectively
determining an accused's competence to stand trial"). In the context of
deciding whether a state court's retrospective determination of a petitioner's
competency violated that petitioner's due process rights, we announced
factors to be considered in assessing whether a meaningful retrospective
determination can be made:
(1) The passage of time, (2) the
availability of contemporaneous medical evidence, including medical records
and prior competency determinations, (3) any statements by the defendant
in the trial record, and (4) the availability of individuals and trial
witnesses, both experts and non-experts, who were [*41] in
a position to interact with defendant before and during trial, including
the trial judge, counsel for both the government and defendant, and jail
officials.
Clayton, 199 F.3d at 1169.
The facts pertinent to our assessment
of whether a meaningful retrospective competency determination can be made
in McGregor's case are discussed throughout this opinion; thus, we revisit
them only briefly now. We are influenced greatly by the lack of contemporaneous
medical evidence in the record regarding McGregor's competency at the time
of trial. See, e.g., Dusky, 362 U.S. at 403 (concluding no retrospective
competency determination could be held "in view of the doubts and ambiguities
regarding the legal significance of the psychiatric testimony"); cf. Reynolds
v. Norris, 86 F.3d at 803 (holding petitioner's procedural due process
rights were violated by the trial court's failure to conduct an additional
competency hearing but concluding a sufficient basis existed for the retrospective
determination of petitioner's competency because of the "unusual amount
of contemporaneous evidence specifically relating to [petitioner's] competency
[*42] at the time of trial"). As discussed above, only one psychiatrist
testified for the state at McGregor's competency hearing. That doctor's
testimony was not based on his own experiences with McGregor; rather, it
was based solely on then five-year-old notes--now seventeen-year-old notes--of
another doctor taken before McGregor's first trial. The psychologist who
appeared at McGregor's competency proceeding also presented severely limited
testimony. He refused to opine as to McGregor's competency on the day of
the proceeding and limited his assessment to McGregor's competency during
a forty-five minute interview that occurred three months prior to the competency
proceeding, which itself occurred about seven months before McGregor's
second trial. This disturbing lack of contemporaneous medical evidence
regarding McGregor's competency at the competency proceeding must be viewed
in light of the serious questions raised at trial regarding McGregor's
proper medication and the corresponding lack of record evidence available
to help answer those questions. Finally, although we emphasize that time
is not an insurmountable barrier to a retrospective competency determination,
the difficulties arising [*43] from the lack of contemporaneous
medical evidence are amplified by the further difficulties that necessarily
arise from the significant passage of time. A retrospective competency
determination would have to place great reliance on the testimony of currently
available lay witnesses concerning their recollections of any observations
of McGregor more than eleven years ago.
Based on our assessment of the factors
set forth in Clayton and the totality of the record before us, we conclude
that a meaningful retrospective competency determination can not be made
in this case. As such, McGregor's due process rights can not adequately
be protected by remanding to the state court for such a determination.
We make this determination in the first instance, as did the Supreme Court
in Drope, 420 U.S. at 183, Pate, 383 U.S. at 387, and Dusky, 362 U.S. at
403. Although we considered remanding to the federal district court to
hold a hearing on the issue of whether a meaningful retrospective competency
determination can be made, we reject that approach because of the particular
balance of circumstances in this case.
V. Conclusion
Accordingly, [*44] we
GRANT McGregor's request for habeas corpus relief, we REVERSE the judgment
of the district court, and we REMAND with directions to vacate McGregor's
sentence and judgment of conviction. The State of Oklahoma is free to try
McGregor again, but only if he is determined competent under a constitutional
burden of proof.
Captial
Cases Remanded for Further Adjudication
Ex parte Smith (Ala) "The Court
of Criminal Appeals has no jurisdiction to hear mandamus petitions related
to matters not appealable to that court. Thus, the State's petition to
the Court of Criminal Appeals was defective because of the absence of a
prerequisite for a writ of mandamus: 'properly invoked jurisdiction'."
Federal
Captial Cases Relief Denied
United_States_v._Allen,
(8th Cir.) Federal prosecution in which the appeal focused chiefly on denial
of counsel prior to a custodial interrogation and jury instructions
about the nature of capital bank robbery principle vs. accomplice.
First and foremost, the
requirement of "malice aforethought" has been satisfied. We agree with
the Tenth Circuit's interpretation of § 1111(a) in a case such as
this one that "first degree murder is defined as including any murder which
is either premeditated or committed in the perpetration of any of the listed
felonies, which include robbery." See United States v. Sides, 944 F.2d
1554, 1557 (10th Cir.), cert. denied, 502 U.S. 989, 116 L. Ed. 2d 627,
112 S. Ct. 604 (1991). Thus, a conviction under § 924(j), pursuant
to § 1111(a), is valid under well-established felony murder principles
by a finding that the defendant intended to commit the robbery and that
a killing occurred in the course of that robbery. See, e.g., United States
v. Pearson, 159 F.3d 480, 485 (10th Cir. 1998) ("Malice aforethought is
a term of art which has several definitions, including, in the felony murder
context, proof of commission of the specified felony. ... In the typical
case of felony murder, there is no malice in fact with respect to the homicide;
the malice is supplied by the law.") (internal quotations and citations
omitted); United States v. Nguyen, 155 F.3d 1219, 1229 (10th Cir. 1998)
[*91] ("The statute [ § 1111(a)] does not require any proof
of intent other than that defendant intended to commit the underlying felony
and that the killing was committed in the course of that felony."), cert.
denied, 525 U.S. 1167, 143 L. Ed. 2d 87, 119 S. Ct. 1086 (1999); United
States v. Chischilly, 30 F.3d 1144, 1159-60 (9th Cir. 1994) (noting that
a "conviction for felony murder under 18 U.S.C. § 1111 requires the
commission of an enumerated felony with the requisite mens rea for the
underlying offense ... under a felony murder charge the commission of the
underlying offense substitutes for malice aforethought"), cert. denied,
513 U.S. 1132, 130 L. Ed. 2d 890, 115 S. Ct. 946 (1995).
Even assuming the felony murder rationale
is inadequate by itself to support a conviction under § 924(j), we
think the requirement in the instructions that the jury find beyond a reasonable
doubt that Holder was aware of a serious risk of death attending the armed
robbery is sufficient to uphold the conviction.
We have addressed the issue as follows:
Malice does not require proof of
a subjective intent to kill. [*92] Malice may be established
by evidence of conduct which is reckless and wanton, and a gross deviation
from a reasonable standard of care, of such a nature that a jury is warranted
in inferring that defendant was aware of a serious risk of death or serious
bodily harm.
United States v. Black Elk, 579 F.2d 49, 51 (8th Cir. 1978) (internal
quotations and citations omitted) (emphasis added).
Finally, assuming specific intent is required for a conviction under
either § 2113(e) or § 924(j) or both, we find that any error
in the district court's instructions was harmless. See Neder v. United
States, 527 U.S. 1, 8-15, 144 L. Ed. 2d 35, 119 S. Ct. 1827 (1999) (holding
that failure to submit an element of the offense to the jury is subject
to harmless error analysis); id. at 35 ("The failure of the court to instruct
the jury properly--whether by omitting an element of the offense or by
so misdescribing it that it is effectively removed from the jury's consideration--can
be harmless, if the elements of guilt that the jury did find necessarily
embraced the one omitted or misdescribed.") (Scalia, J., concurring in
part [*93] and dissenting in part). We find any error to be
harmless because the court's aiding and abetting instructions on each count
of conviction supply the necessary specific intent as a matter of law,
and in any case the instructions require an explicit finding of specific
intent. n19
Under the aiding and abetting rationale, in other words, Allen's actions
"necessarily embraced" the specific intent element. See Nguyen, 155 F.3d
at 1226 (finding sufficient evidence to convict defendant of aiding and
abetting murder under § 924(j) based solely on the fact that the defendant
intended to commit the underlying felony, the victim was killed during
the commission of that felony, and the defendant aided and abetted that
killing). In the alternative, specific intent can be supplied by a finding
that Holder was "aware of a serious risk of death attending his conduct."
(Instruction Nos. 16 and 20, supra, n.19.)
Thus, even if, as Holder argues, the aiding and abetting instructions
improperly failed to require a finding that Holder intended to aid and
abet each element of the offense, including the fact that a killing took
place, we find that the aiding and abetting instructions were adequate.
See Nguyen, 155 F.3d at 1226 ("The government did not need to show that
defendant had any specific intent to kill ... the government also presented
sufficient evidence that defendant aided and abetted the killing....").
We acknowledge the fact [*95] that some courts require a showing
that a defendant knowingly and intentionally aided and abetted the commission
of the aggravating element of the offense. For example, the Ninth Circuit
has held the following:
To be convicted as an aider and abettor, the defendant must have knowingly
and intentionally aided and abetted the principals in each essential element
of the crime....To sustain a § 2113(d) conviction for an aider and
abettor in this circuit, the government must show that the defendant aided
and abetted the principal both in the act of bank robbery and in the principal's
use of a dangerous weapon or device during the act.
United States v. Dinkane, 17 F.3d 1192, 1196, 1197 (9th Cir. 1994) (internal
quotations omitted). This test would require proof of an intention to kill
on the part of an aider and abettor accused of a § 2113(e) violation.
Even under the more stringent test adopted by the Ninth Circuit, however,
we think the instructions here were adequate because they required a finding
that Holder was "aware of a serious risk of death attending his conduct,"
and as explained below, there is more than sufficient evidence to support
this [*96] finding.
Hernandez v. Johnson
(5th Cir) Where defendant initiated the examination for competency, the
government may call as a sentencing witness the doctor who performed the
psychiatric evaluation, without violation of the Sixth Amendment even though
the defendant did not have counsel present at the psychiatric examination.
Before trial Hernandez's counsel filed a motion requesting
Judge R.T. Pfeuffer, the state trial judge, to appoint a "qualified disinterested
expert at County expense to conduct a mental examination of the Defendant
with regard to the Defendant's competency to stand trial, to file a written
report in this Court within 30 days of the Order of Examination, and to
testify regarding same at any trial or hearing upon such issue . . . [and]
that this Court furnish defense counsel with copies of said report as soon
as it becomes available." The motion also requested money to "enable the
Defendant to select an expert of his own choice to examine the Defendant
relative to his competency to stand trial" and "that Hernandez's counsel
be notified of the time and place of the examination and he be allowed
to attend, alternatively, that the examination be video taped and he be
furnished a copy of the tape." Significantly, the motion also requested
that the examiner file separate reports regarding the examiner's opinion
of whether Hernandez was mentally ill or retarded and whether he required
treatment. The latter request plainly looks beyond questions of competency
to stand trial to the sentencing phase of the trial. The motion also requested
that the examiner testify at trial or at a hearing on the issues.
Judge Pfeuffer granted the motion in part, appointing Dr. John Sparks
with instruction to examine for competency to stand trial and for sanity
at the time of the offense. He denied the request for appointment of an
"independent" doctor, the request that counsel be notified and be allowed
to be present, as well as the alternative request for videotaping.
Dr. Sparks conducted the examination. He gave Hernandez the required
warnings that his statements could be used against him at trial, except,
apparently, a specific caution that any statements could be used in the
sentencing phase of a trial. Dr. Sparks gave no notice to defense counsel,
and counsel was not present during the examination. The following month,
in September, the trial judge convened a competency hearing before a jury
at which both sides offered evidence and Dr. Sparks testified regarding
competency. The jury found that Hernandez was competent to stand trial.
Defense counsel made no further requests for psychiatric assistance and
did not attempt an insanity defense at trial.
Dr. Sparks made no appearance until the punishment phase of the trial,
when the State called him as a witness. The State's direct examination
made no mention of any examination by Dr. Sparks. Rather, the State proceeded
by asking a narrative hypothetical question as a basis for Dr. Sparks'
opinion as to whether a person with a similar history would be a danger
to society. Dr. Sparks expressed the opinion that such conduct reflected
an anti-social personality and that a person with this history would likely
continue to be a danger to society. The difficulties began when defense
counsel seized the opportunity to develop on cross-examination a mitigation
theory that rested on an old diagnosis of chronic schizophrenia made of
Hernandez during an earlier prison stay for robbery. He presented prison
records to Dr. Sparks reflecting the diagnosis, eliciting testimony about
periods of remission and its responsiveness to drugs and therapy. Dr. Sparks
acknowledged the differences in the illnesses but maintained that nonetheless
his earlier answers in response to the hypothetical "appear[ ] to be closest
to a description that is labeled the anti-social personalty." He argued
that such an afflicted person can experience periods of remission and with
proper treatment live a productive life.
On redirect the State demonstrated that Dr. Sparks also had the benefit
of the examination of Hernandez ordered by the court at Hernandez's request;
and that in concluding that Hernandez was competent to stand trial, Dr.
Sparks had decided that Hernandez had an anti-social personality. The Texas
Court of Criminal Appeals described this exchange at trial as follows:
[T]he State elicited redirect testimony from Dr. Sparks concerning appellant's
competency evaluation in response to appellant's introduction of psychiatric
evidence on cross-examination. By introducing appellant's TDC psychiatric
records and soliciting Dr. Sparks' opinion concerning those records, appellant
"opened the door" to the State's use of the results of his competency exam
for rebuttal purposes. . . .
By creating the impression that appellant may have been suffering from
paranoid schizophrenia, appellant paved the way for the State to rebut
that impression with psychiatric testimony tending to show that appellant
was instead suffering from an anti-social personality disorder.(6)
The Texas court also concluded that Dr. Sparks did not express an opinion
regarding future dangerousness, and that the trial court had specifically
instructed the prosecutor that he could not do so. The Texas court explained:
When the State began to elicit testimony concerning Dr. Sparks' competency
examination, appellant immediately objected. At the subsequent hearing
outside the jury's presence, the trial court ruled that the witness could
testify as to his medical findings, but not as to whether appellant would
likely commit future acts of violence that would constitute a danger to
society. The essence of Dr. Sparks'[ ] testimony before the jury was his
diagnosis of anti-social personality disorder, along with a comment that
had he been informed of appellant's prison psychiatric records, his diagnosis
would have been a primary finding of paranoid schizophrenia in remission
along with a secondary finding of an anti-social personality disorder.
This testimony, while relevant to the issue of future dangerousness, was
not a direct assertion of an expert opinion concerning future dangerousness.(7)
We agree with this reading of the record by the Texas court. At the
least, it is both an objectively reasonable interpretation of the relevant
events at trial and reasonable application of the decision of the Supreme
Court in Buchanan v. Kentucky.(8)
The primary contention here is that the introduction of Dr. Sparks'
testimony that he had examined Hernandez before the competency hearing
denied Hernandez's right to counsel secured by the Sixth Amendment.(9)
Hernandez initiated the examination for competency and other evidence
of mental illness through his counsel and had a full opportunity to cross-examine
Dr. Sparks at the competency hearing before trial. There is no suggestion
that Hernandez did not have a full opportunity to consult with counsel
about the scope of the examination, both with regard to its use to demonstrate
competency and to develop possible mitigating evidence. As Buchanan teaches,
defense counsel was on notice that if he attempted to put mental status
in play, the State might draw upon the examination in rebuttal.
At the sentencing phase of trial on direct examination by the State's
attorney, Dr. Sparks expressed an opinion based upon a hypothetical question
and not upon his prior examination. The defense lodged no objection to
the use of the hypothetical, apart from an error in the recitation, which
was promptly corrected. The only deviation from that presentation came
on redirect examination where Dr. Sparks' prior examination was disclosed
in a shoring of Dr. Sparks' opinions regarding the relative play of schizophrenia,
in remission and when treated by drugs, as compared to the diagnosis of
anti-social disorder. We find no violation of the Fifth or Sixth Amendment
in this circumstance.
These events differ from those of White v. Estelle,(10) and Hernandez's
reliance upon it is misplaced. It is true that, as here, the examiner of
White testified in the sentencing phase in response to hypothetical questions,
but little else of importance is similar. Defense counsel in White objected
to the testimony, urging the trial court that the tailoring of the hypothetical
was calculated to inform the jury of the earlier examination ordered on
a motion by the State, not the defendant.(11) The federal habeas trial
court later found that the examination "reasonably indicated that the psychiatric
prognosis of White's future dangerousness was influenced by and derived
from the court-ordered pretrial psychiatric examinations."(12) This was
not the case with the hypothetical put to Dr. Sparks. Indeed, sensitive
to Estelle, Judge Pfeuffer here instructed the prosecutor that he was to
not ask Dr. Sparks "whether [Hernandez] would likely commit future acts
of violence that would constitute a danger to society,"(13) for the reason
that Judge Pfeuffer had not allowed defense counsel to be present when
Dr. Sparks conducted the ordered examination of Hernandez. Disclosure of
the court-ordered examination came here only in response to defense counsel's
cross-examination which opened the door for its receipt. As applied here,
this trial court ruling was no mechanical application of the familiar "you
opened the door." Rather, it was a practical necessity to avoid the unfairness
of tying the prosecutor's hands while leaving defense counsel free to attack
Dr. Sparks' opinions as lacking an informed basis.
IV
Hernandez contends that the jury could not give effect to evidence that
he was subjected to sustained child abuse and chronic mental disease. The
argument is that the jury could not give effect to these mitigating circumstances
under the questions asked them as explained in Penry v. Lynaugh.(14) As
demonstrated by defense counsel in closing argument, the evidence of chronic
schizophrenia could be considered by the jury in answering the question
of future dangerousness, an argument counsel had carefully laid the support
for in his cross-examination of Dr. Sparks. With medication and treatment,
remission can be sustained.
We have repeatedly held that evidence of child abuse alone, unlinked
to the offense, is not mitigating.(15)
State
Captial Cases Relief Denied
Williams_v._State,
(Okla.Crim.App.) Death sentence affirmed as even without the "avoid lawful
arrest or prosecution" aggravator there were other valid aggravators &
a dissent on failure to give requested jury instructions.
Bryant
v. State (Fl) Appeal denied on claims the trail court erred by: (1)
determining that Bryant was competent to stand trial; (2) requiring Bryant
to be held in visible restraints before the jury; (3) failing to properly
evaluate the non-statutory mitigating circumstance of Bryant's lack of
education; (4) failing to evaluate the non-statutory mitigator that Bryant
lacked a positive role model; (5) failing to exercise its discretion in
evaluating the non-statutory mitigating factor of Bryant's neurological
impairment; (6) finding the death sentence proportionate in this case;
and (7) ruling that electrocution is not cruel and unusual punishment.
Rose
v. State (Fl) Relief denied on the following issues: (1) the trial
court erred in allowing the State to present gruesome photographic evidence;
(2) the State violated Brady v. Maryland, 373 U.S. 83 (1963), in its late
release of autopsy photographs; (3) the trial court erred in failing to
rule following a hearing held pursuant to Richardson v. State, 246 So.
2d 771 (Fla. 1971), concerning the late discovery of the Brady material;
(4) prosecutorial comments made during closing arguments were harmful to
Rose; (5) the State engaged in misconduct in its cross-examination of the
defense's expert; (6) the trial court erred in allowing the State to elicit
testimony designed to imply that a sexual assault had been committed; (7)
the trial court erred in allowing the State to present evidence of the
impermissible age aggravator; (8) the trial court erred in (a) its consideration
and finding of the "prior violent felony" aggravator and (b) impermissibly
doubling this aggravator with the "parole" aggravator; (9) the trial court
erred in finding the kidnapping aggravator; (10) the trial court erred
in finding HAC; (11) the trial court erred in its consideration of mental
mitigation; (12) victim impact testimony was improperly allowed; (13) the
trial court erred by refusing to read non-statutory mitigators; (14) the
sentence is not proportional; (15) the time spent on death row violates
Rose's constitutional rights; (16) death by electrocution violates state
and federal constitutions; and (17) Rose deserves a life sentence on the
ground of the penalty phase "Allen charge" issue from his original trial.
Ohio v. Jalowiec (Oh)
Relief denied on issues relating to the how far the door was opened via
the condemned's in court statements, defendant in shackles, improper exclusion
of jurors, coconspirators' extrajudicial statements, sufficiency of evidence,
inflamatory evidence, guilt & penalty phae instructions, &
effective assistance of counsel. Dissent on whether the defendant's
unsworn statement opened the door to all of the prejudicial information
presented by the prosecution in rebuttal.
Other Notable Cases
(As
reported by Findlaw, and other sources)
Delancy_v._Florida_Department_of_Corrections,
(11th Cir.) "Delancy's motion was clearly filed more than two years after
his judgment and sentence became final. However, the rule provides that
a motion is filed timely, even if filed more than two years after the judgment
and sentence became final, if it alleges that "the facts on which the claim
is predicated were unknown to the movant or the movant's attorney and could
not have been ascertained by the exercise of due diligence." Id.
Delancy argues that his motion did allege that newly discovered evidence
rendered his conviction unlawful. While the claims raised in his Rule 3.850
motion may have no merit, the question for purposes of this appeal is whether
the motion is, within the meaning of 28 U.S.C. § 2244(d)(2), "a properly
filed motion for state post- conviction" relief under that section. Under
Artuz,
an application is "properly filed" when its delivery and acceptance "are
in compliance with the applicable laws and rules governing filings." Id.
Because Rule 3.850 requires only that the motion allege that facts "were
unknown to the movant or the movant's attorney and could not have been
ascertained by the exercise of due diligence" we find that if Delancy's
Rule 3.850 motion in fact alleges "newly discovered evidence," it was "properly
filed." Delancy's Rule 3.850 therefore would have tolled the one-year limitations
period, leaving five months from the date the state appellate court resolved
the motion on April 9, 1999, and therefore his petition for federal habeas
corpus relief, filed on April 13, 1999, would have been within AEDPA's
one-year limitations period."
Mann_v._Thalacker,
(8th_Cir) Trial judges failure to recuse himself was not reversible
error eventhough the trial judge had been a victim of child sexual assualt
much like the petitioner was on trial for.
United_States_v._Zuno-Arce,
(9th Cir) "Cervantes-Santos' repudiated recantation and the dismissal
of the GodinezCervantes prosecution -- were insufficient to warrant an
evidentiary hearing. See Zuno-Arce, 25 F. Supp. 2d at 1118. Nor does the
material that the district court refused to consider necessitate a hearing.
That material is offered either to impeach Godoy-Lopez and Lopez-Romero
or to challenge specific statements that they made at trial. Taken together,
that material is insufficient to establish that a hearing is required,
because nothing to which Defendant points specifically suggests that "newly
discovered evidence " of the sort that would be admissible on the merits
of Defendant's S 2255 motion might be unearthed at a hearing. Defendant
has alleged that the government violated Mooney and Napue in 1992 and has
presented material in support of that allegation, most of which cannot
be considered under AEDPA's statute of limitations. What he has not done
is present anything to demonstrate the possible existence of timely evidence
to support his allegations. In the absence of anything more concrete than
the speculation -- present in every case -- that new evidence might exist,
we decline to order an evidentiary hearing on Defendant's Mooney/Napue
claim."
US
v. Cox (2nd Cir) Defendant who received an enhanced sentence based
on prior state
criminal conviction that was later
dismissed, may bring a direct appeal of federal sentence and need not challenge
the sentence through a habeas petition.
Boyetter
v. LeFevre (2nd Cir) Under the Anti-Terrorism and Effective Death Penalty
Act, full deference is due only to factual findings and mixed findings
of fact andconclusions of law that a federal court can fairly infer
from the state court opinion.
US
v. Beaty (6th Cir) Where defendant's sole objection to the district
court's grant of summary judgment depends upon the availability of a defense
that he was collaterally estopped from asserting, summary judgment will
be affirmed in favor of the government.
Bracken
v. Dormire (8th Cir) Petitioner procedurally defaulted on his
claim that the state trial court erred when it failed to make a specific
finding regarding the voluntariness of his confession, because he failed
to raise the issue before the district court.
Grove
v Fed Bureau of Prisons (8th Cir) Under 18 USC 3621(e)(2)(B),
the Bureau of Prisons may apply new regulations concerning eligibility
for drug rehabilitation and early release to prisoner who successfully
challenged old regulations but had not yet entered the rehabilitation program.
In
re Resendez (9th Cir) Affirmatively providing bad advice regarding
immigration consequences of guilty plea to immigrant defendant may support
an ineffective assistance of counsel claim and is not barred by the collateral
consequences doctrine
Searcy
v. Carter 6th Cir ) A petitioner cannot indefinitely delay the running
of the one-year statute of limitations in a federal habeas action under
28 USC 2244(d)(1) and (2) by filing a delayed appeal in state court.
Jiminian
v. Nash (2nd Cir) A habeas petition under 28 USC 2255 cannot
be deemed inadequate or ineffective where a prisoner, who had a prior s
2255 motion dismissed on the merits and cannot meet the AEDPA's gate-keeping
requirements, seeks to raise a claim that was available in a prior motion.
Featured
This week's edition visits the controversy
surrounding private prisons.
Published on Tuesday,
April 17, 2001 in the Cape Cod Times
Four Walls vs. Three Squares
by Sean Gonsalves
President Bush, in one of his defining
campaign speeches, titled "The Duty of Hope: Armies of Compassion":
"At Inner-Change - a faith-based
program run by Prison Fellowship inside a Texas prison - inmates are up
at 5 a.m. and fill their days with work and study rather than soap operas.
"At Teen Challenge - a national drug
treatment program - one official says, 'We have a rule: If you don't work,
you don't eat.' This is demanding love - at times, a severe mercy," he
said, which sort of contradicts something he told a different crowd less
than two months later at the Dallas Center in Iowa.
""We are too good a people to use
food as a weapon," Bush said.
Doublespeak notwithstanding, the
former governor of a state with one of the highest incarceration rates
in the developed world, said America's prisons are "institutions, at their
best, (that) treat people as moral individuals, with responsibilities and
duties, not as wards or clients or dependents or numbers."
A growing number of college students
are learning to see through this deception after the French multinational
corporation Sodexho Alliance took over the US operations of Marriott Management
Services from the Marriot Group in March 1998. This move made SA the largest
institutional food server in America, with $4.5 billion in annual revenues
(including the Barnstable High/Middle School cafeteria).
The merger linked student meal plans
to the prison-for-profit industry, since Sodexho Alliance owns the biggest
block of stock in the Correctional Corporation of America.
For the past two years, college students
across the nation have organized a national campaign to boot the Sodexho
Marriott food service off their campuses. The Not-With-Our-Money campaign
is calling on students to reject Marriott meal plans, and to organize sit-ins
and protests. The goal is to compel college administrators and universities
to cancel their contracts because of the prison link.
At American University, a successful
student campaign has been mounted and last week the university announced
it will not renew its contract with Sodexho Marriot.
The student campaign was "a factor
in the decision but not the driving factor," said American University assistant
treasurer Scott Byers. Byers, who met with student activists to discuss
their concerns, said general student dissatisfaction with Marriott was
the main reason the school will find another food service provider.
But with student activists on campus
handing out flyers, collecting 800 signatures for a petition in less than
two weeks and setting up information tables on the private-prison connection,
the general student dissatisfaction that Byers describes can be at least
partially attributed to student activism.
"We've shown that student activists
can hold prison profiteers accountable," says American University junior
Adam Choka. "People who profit off of people's misery will pay a price
in lost student meal plan contracts."
According to one of the campaign's
leading organizer's, Kevin Pranis of the Prison Moratorium Project, student
activists have organized campaigns at more than 50 colleges across the
country. As a result, five colleges have ended their relationship with
the Sodexho Marriott conglomerate, including the State University of New
York at Albany.
"People have always made money building
prisons, but since the private companies have come into the picture, prison
building is being used as economic development," says Judy Green, an independent
researcher and a leading expert on the private-prison industry.
Private-prison companies are all
about the bottom line, she says. "Their first obligation is to their stockholders."
From 1995 to 1998, the Correctional Corporation of America was among the
top five growth companies being traded on Wall Street.
Over the past two years, however,
private-prison stock has plummeted. Yet, the federal government is offering
more than $2 billion worth of new contracts for new private prisons, Greene
says.
The utopian notion that the free
market is the answer to all our social problems blinds many to the drastic
harm it causes. Even John Gray, one of Britain's leading conservative intellectuals,
warns: "In the United States free markets have contributed to social breakdown
on a scale unknown in any other developed country....Social order has been
propped up by a policy of mass incarceration. No other advanced industrial
country, aside from post-communist Russia, uses imprisonment as a means
of social control on the scale of the United States."
Meanwhile, our president says: "America
has tripled its prison population in the last 15 years. That is a necessary
and effective role of government." I suppose this is "compassion" in action.
Sean Gonsalves is a Cape Cod Times
staff writer and syndicated columinist.
Errata
From the Death
Penalty Information Center reports:
Maryland High
Court Halts Executions
The Maryland Court of Appeals, in
denying a request to expedite death row inmate Steven Oken's appeals, has
effectively placed at least a temporary moratorium on executions. The court
ruled that it would not schedule a hearing on Oken's appeal until its 2001
term, which begins in September. Oken's appeal raises the question
of the constitutionality of the state's murder statue in light of the U.S.
Supreme Court's decision last year in Apprendi v. New Jersey. Of
the three men who were expected to receive death warrants this summer,
two have raised similar arguments, and the third is expected to.
The court's
ruling came three days after a filibuster in the Senate kept a moratorium
bill from being voted on. The bill, which passed the House in March,
would have suspended executions pending the results of a University of
Maryland study on racial disparities in the death penalty. Currently,
Maryland has the highest percentage of blacks on death row of any state.
(Washington Post, 4/13/01) See also, Proposed Legislative Changes
and www.quixote.org/ej
Nevada Senate Passes
Moratorium Legislation
By a 13-8 vote, the Nevada Senate
passed a bill to place a two-year moratorium on executions while the state's
use of capital punishment is studied. The bill will, however, allow
executions to go forward if an inmates chooses to waive his appeals.
The bill will now go to the State Assembly and, if successful, to Governor
Kenny Guinn. The Governor has said he would sign a bill calling for
a moratorium and study of the death penalty. (Las Vegas Review-Journal,
4/19/01) See also, Proposed Legislative Changes
International Views: Use of the Death
Penalty Could Result in Withdrawal of U.S.'s Observer Status with the Council
of Europe
Renate Wohlwend, the Council of
Europe's special rapporteur on the abolition of the death penalty, recently
visited the United States in an effort to gather information for a report
she will give to the Council's legal affairs committee in May. Due
to the United States' continued use of capital punishment, Wohlwend could
recommend that the U.S. be expelled from its observer status with the Council
of Europe, a status it has enjoyed since 1996. The Committee will
make a final decision on Wohlwend's recommendation this summer.
Wohlwend
also visited Japan, the only other nation with observer status that applies
the death penalty, a practice that is effectively outlawed by all 43 member
states of the Council of Europe. ((London) Daily Telegraph, 4/10/01)
See also, International Death Penalty
NEW RESOURCES:
"The Wrong Man: A True Story of Innocence
on Death Row" by Michael Mello (University of Minnesota Press, 2001).
This new book, with a foreword by Mike Farrell, is the story of Michael
Mello's twenty-year fight to save "Crazy Joe" Spaziano from execution for
a murder he didn't commit. In a gripping personal account, Mello,
a well-known author, activist, and legal commentator, describes the
details of the case and the controversial extremes to which he was driven
by it. For more information about "The Wrong Man," including a timeline
of the Spaziano case, visit www.upress.umn.edu/Books/M/mello_wrong.html.
See also, Books on the death penalty
"Tessie Hutchinson and the American
System of Capital Punishment" by Earl F. Martin, 59 Maryland Law Review
553 (2000). This law review article examines the parallels between
the modern death penalty and the communal stoning portrayed in Shirley
Jackson's 1948 short story, The Lottery. The article compares aspects
of today's capital punishment system such as "the masking of evil, the
execution of the innocent, the arbitrariness of selecting those who will
die, [and] the search for justification" with the process that sent The
Lottery's Tessie Hutchinson to her death. See also, Law review & journal
articles on the death penalty
"A Dream of the Tattered Man: Stories
From Georgia's Death Row" by Randolph Loney (William B. Eerdmans
Publishing, 2001). In this book, Loney writes about the impact
that his 15 years as pastor, family liaison and witness to the executions
of the condemned men on Georgia's death row has had on him. In each
of the chapters, Loney reveals the lessons he has learned from these men
and expresses his refusal to dismiss them as people beyond redemption.
To read a chapter of "A Dream of the Tattered Man" visit www.ajc.com/@issue/books.
See also, Books on the death penalty
Study Finds Evidence of Racial
Bias in North Carolina Death Penalty
The most comprehensive study ever
conducted on the death penalty in North Carolina was released on April
16 by researchers from the University of North Carolina. The study, based
on data collected from court records of 502 murder cases from 1993 to 1997,
found that race plays a significant role in who gets the death penalty.
Prof. Jack Boger and Dr. Isaac Unah of the University of North Carolina
found that defendants whose victims are white are 3.5 times more likely
to be sentenced to death than those with non-white victims. "The odds are
supposed to be zero that race plays a role," said Dr. Unah. "No matter
how the data was analyzed, the race of the victim always emerged as an
important factor in who received the death penalty." The study's
findings will be presented to the North Carolina General Assembly which
is currently considering moratorium bills in both the House and Senate.
(Associated Press, 4/16/01 and Common Sense Foundation Press Release, 4/16/01)
Read DPIC's Press Advisory. See also, Race and the Death Penalty.
U.S. Supreme Court Will Hear Virginia
Death Penalty Case
Walter Mickens, who was scheduled
to be executed on April 17, received a stay from the U.S. Supreme Court.
The Court granted the reprieve to consider whether Mickens received a fair
trial in light of the fact that his court appointed trial lawyer had recently
represented the victim in the underlying murder, Timothy Hall. Mickens'
new attorney, Robert J. Wagner, argued in his petition to the Court that
Mickens was represented by a lawyer with a conflict of interest and therefore
deserves a new trial. The trial lawyer was assigned Mickens' case
by the same judge who heard the lawyer defend Hall only days before.
Wagner is also seeking clemency from Virginia Gov. Jim Gilmore, stating
that Mickens' trial was "awash in ethical and legal dereliction."
(Mickens v. Taylor, 00-9285) (Associated Press, 4/16/01) See also,
Supreme Court
Former Idaho Death Row Inmate
Released
After spending 14 years on death
row, Donald Paradis was released from prison when his 1981 murder conviction
was overturned. Judge Gary Haman, who originally sentenced Paradis
to death, came out of retirement to accept Paradis' plea to moving the
body after the murder. Paradis, who always maintained that he was
not involved in the slaying of Kimberly Anne Palmer, was sentenced to 5
years and released for time already served.
The deal
came after a federal court of appeals ruled that Paradis was denied a fair
trial because prosecutors withheld potentially exculpatory evidence.
Paradis was scheduled for execution three times before his sentence was
commuted to life imprisonment in 1996 by then-Governor Phil Blatt who had
doubts about Paradis' guilt.
Paradis'
trial lawyer, William Brown, never studied criminal law, never tried a
felony case, and never tried a case before a jury. While representing Paradis,
Brown also worked as a police officer. His defense lasted only three
hours. In addition, Dr. Brady, the pathologist who performed the
autopsy of Ms. Palmer, testified that Palmer had been killed in Idaho,
not in Washington where Paradis had already been acquitted of the murder.
Dr. Brady was fired as a medical examiner soon after the Paradis trial
when it was discovered that he had sold human tissue for profit and saved
human blood, collected during autopsies, for use in his garden.
(Associated Press, 4/11/01 and New York Times, 4/12/01) See also,
Innocence and Clemency
Texas Legislative Committee Endorses
Moratorium Resolution; Governor Signs DNA Legislation
The Texas Senate Criminal Justice
Committee endorsed a resolution that would allow voters to decide whether
to impose a two-year moratorium on executions while the state's death penalty
is studied. Recent polls have shown support for a moratorium and
that a majority of Texans believe an innocent person has been executed.
"No Texan wants to be a party to the execution of an innocent man or woman,"
said the bill's sponsor Eliot Shapleigh (D-El Paso). The resolution
must now pass the full Senate and House before being considered by Governor
Perry. (New York Times 4/12/01)
Perry recently
signed a bill that will give inmates access to DNA testing. The bill
will require the state to preserve DNA evidence and allow prisoners access
to DNA testing if it was not available at trial. It would also require
courts to provide attorneys for indigent inmates making such claims. "I
hope it provides the greatest opportunity for people who have been convicted
erroneously the chance to prove themselves innocent," said Rep. Harold
Dutton (D-Houston). (NY Daily News, 4/6/01 and Associated Press,
4/4/01) See also proposed legislative changes and recent polls
Justice Ginsburg Supports Moratorium
U.S. Supreme Court Justice Ruth
Bader Ginsburg recently voiced her support for a moratorium on the death
penalty in Maryland and criticized the inadequate funding available for
those who represent poor people. "People who are well represented
at trial do not get the death penalty," said Ginsburg. "I have yet
to see a death case among the dozens coming to the Supreme Court on eve-of-execution
stay applications in which the defendant was well represented at trial."
(Associated Press, 4/10/01) See also, New Voices
Oklahoma Governor Grants Clemency
for Death Row Inmate
Phillip Dewitt Smith's death sentence
was commuted to life in prison without parole on April 9 by Gov. Frank
Keating of Oklahoma. Last month, the Pardon and Parole Board recommended
clemency for Smith a week before his scheduled execution based on the fact
that the main witness against him later recanted. Keating, who called the
post-conviction testimony of certain witnesses "disturbing," stayed
Smith's execution. In his decision to grant clemency, Keating stated,
"While these inconsistencies were dealt with appropriately by the legal
system, they nonetheless raise questions in a case without eyewitnesses
to the crime or forensics evidence tying the accused to the crime.
Therefore, I cannot in good conscience allow the execution of this inmate."
(Daily Oklahoman, 4/9/01) This is the second death sentence commuted
in the country this year. See also, Clemency
From
the mailbox
From this week's inbox:
To return next week.
Outrages
of the Week
To return next week.
CAPITAL
DEFENSE DISCUSSION LIST: A discussion list for legal professionals
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RELATED
RESOURCES You might want to check out the following internet
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e-mail style newsletters on a wide variety of subjects at http://newsletters.findlaw.com,
including both a free weekly criminal law and state court decisions. Similarly,
www.lidb.com (Louisiana's public defender), probono.net (ABA) &
www.capdefnet.org (federal defender) have many prepackaged motions
and law guides dealing with death penalty issue. Finally, the discussion
groups above can help you with any questions you might have.
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US Copyright Law. In accordance with Title 17 U.S.C. Section 107, the material
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prior interest in receiving the included information for research &
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If you wish to use copyrighted material from this site for purposes of
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PUBLISHER INFORMATION: All
comments, inquiries or complaints may be sent to:
Karl R. Keys, Esq.
167 Milk Street
Suite 127
Boston, MA 02109
kkeys@capitaldefenseweekly.com
617.249.0219
Volume IV, issue 14
Please note: due to the large number
of requests for assistance, the office cannot respond to all requests.
Your letter alone will not constitute the establishment of an attorney-client
relationship.
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