In the second case, Connecticut v. Peeler, the Appellant got life
below; so why is it spotlighted? Following the life verdict below
the state supreme court, in a split decision, orders a new penalty
phase proceedings where death will once again be on the table.
The Peeler court holds that the trial court should have ordered a
mistrial in the penalty phase following bad instructions on unanimity
that favored the defendant and should not have accepted a deadlock
verdict. Watch for this case to be revisited soon as
this is one of a small handful of similar cases and a growing
trend in recent months around the country.
Focus this week covers the ongoing aftermath of House v. Bell.
Noting that House is an exceptionally strong innocence case, an
editorial by
Dwight Lewis in the Tennessean examines that case's facts and the
unfortunate intersection of the case meeting the full Sixth Circuit en
banc while it has a majority of Republican political appointees.
November
2 Lorenzo Morris Texas
4 Robert Morrow Texas
9 Demarco McCullum Texas
10 Frederick McWilliam Texas
12 Frank Chandler North Carolina
16 Donnie E. Johnson Tennessee
17 Anthony Fuentes Texas
18 Troy Kunkle TexasDecember
1 Frances Newton Texas----female
2 George Banks Pennsylvania
3 Charles Walker North Carolina
6-10 Heath Burch Maryland
Middleton v. Ignacio, 2004 WL 2302852; 2004 Nev Lexis 98 (Nev
10/14/2004) Removal of
appointed postconviction counsel was warranted, because counsel
flagrantly and pervasively violated Supreme Court's orders and
procedural deadlines for submitting opening appellate brief, and the
brief ultimately submitted was wholly substandard and
unacceptable.
Performance was not better and post-conviction trial court denied
relief on that ground. No matter how irksome and unprofessional
counsel’s performance, however, the client shall not be made to pay,
therefore remand ordered for a new post-conviction proceedings.
Carrera v. Brown, 2004 WL ------ (E.D. CA. 10/4/2004)
Relief granted on penalty phase issues including (1) errors in instructions to the jury on the element of intent to kill, (2) misconduct by the trial prosecutor in concealing benefits given to inmate witnesses, and (3) misconduct by the prosecutor in presenting contradictory stories of the events at the separate trials of Carrera and his co-defendant, Ramiro Ruiz. The district court appears to have reserved on numerous guilt phase issues including additional prosecutorial misconduct. (Thanks to counsel Stephen Bedrick for keeping me up to date on this matter).Aldrich's § 1983 action challenges the constitutionality of the protocol that Texas will use to execute him, but he does not allege that there is any specific acceptable alternative method that the state could use, or that the proposed protocol is wholly unnecessary to the execution. Thus, contrary to the situation in Nelson, Aldrich's § 1983 claim challenging the constitutionality of that protocol and stay of its usage will effectively prevent the state from carrying out his execution. Nelson 's holding clearly requires that a capital defendant, in order to assert a § 1983 method-of-execution claim, must allege that, because there are alternative methods of execution, the challenged protocol is wholly unnecessary to proceeding with the execution. Because Aldrich did not allege or show that there is any alternative to the protocol that the State proposes to use in his execution, the district court properly dismissed his § 1983 action.
Phillips v. Florida, 2004 Fla Lexis 1808 (FL 10/14/2004) Relief denied on claims including whether failure to exercise remaining peremptory challenges was ineffective; IAC for failure to adequately investigate and present evidence concerning claim of mental retardation and organic brain damage; and whether expert's testimony to rebut defendant's evidence of mental mitigation was admissible at resentencing despite expert's prior evaluation of competency.
Abdur'Rahman v. Brederson, 2004 WL
2246227; 2004 Tenn. Crim. App.
Lexis 643 (Tenn.Ct.App. 10/6/2004)
Tennessee's lethal injection protocol does not result in cruel and
unusual punishment. and the adoption of the protocol was
consistent
with state law.
Howard v. Texas, 2004 WL 2303593;
2004 Tex. Crim. App. Lexis
1729 (Tex. Crim. App.
10/13/2004)
Relief denied on sufficiency of future dangerousness special question,
prosecutor's penalty phase argument suggesting potential for
defendant's participation in gang-related activities in prison, mental
retardation under Atkins and failure to adequately present
evidence of
mental retardation.
Treadgill v. Texas, 2004 WL 230361; 2004 Tex. Crim. App. Lexis 1730
(Tex. Crim. App.
10/13/2004)
Relief denied on claims relating to the warrantless DNA testing of
defendant's clothing, sufficiency, failure to instruct on felony murder
and murder as lesser included offenses of capital murder, prosecutor's
closing in the guilt phase, denying defendant's challenges to
prospective jurors for cause, introduction of photographs of bombs and
weapons made by prison inmates was in sentencing phase, and facial
challenge to statute shifting burden of proof to defendant on
mitigation, amongst other challenges.
HOT
LIST
Middleton v. Ignacio, 2004 WL 2302852 (Nev 10/14/2004) Removal of
appointed postconviction counsel was warranted, because counsel
flagrantly and pervasively violated Supreme Court's orders and
procedural deadlines for submitting opening appellate brief, and the
brief ultimately submitted was wholly substandard and
unacceptable.
Performance was not better and post-conviction trial court denied
relief on that ground. No matter how irksome and unprofessional
counsel’s performance, however, the client shall not be made to pay,
therefore remand ordered for a new post-conviction proceedings.
"This court places the highest
priority
on diligence in the discharge of professional responsibility in capital
cases." [FN6] Capital cases are distinguishable from other
criminal
cases not only by the severity of sentence given to the defendant but
also by the often-lengthy proceedings and complex issues that such a
sentence entails. [FN7] This court recognizes the unique burdens placed
upon defense counsel who represent capital defendants. [FN8] Yet such
counsel contribute vitality to this court's deliberative process and
assist this court in ensuring that capital cases receive a "just and
expeditious final disposition." [FN9]
The highest standards of competence and diligence are
expected
of capital defense counsel in all stages of the criminal proceedings.
[FN10] When these standards are not met and the interests of justice
demand, this court must exercise its inherent authority to sua sponte
remove counsel from representing a capital defendant. [FN11]
Unfortunately, such is the case here.
Lindsay has repeatedly violated this court's orders and
procedural
deadlines. And despite these violations and the generous amount of time
afforded Lindsay within which to complete and file his opening brief
and appendix, the work product he ultimately submitted was wholly
substandard and unacceptable.
The rules governing the proper format for briefs and appendices
filed
before this court are generally set forth in NRAP 28 through NRAP 32.
[FN12] Flagrant and pervasive violation of these rules will not be
disregarded, especially when instances of such violations impair this
court's ability to meaningfully reach and dispose of the issues raised
on appeal. Here, Lindsay's opening brief and appendix constitute such
an instance. His violations of the relevant NRAP provisions in these
submissions are of such a magnitude that they must be addressed.
The opening brief submitted by
Lindsay
was disorganized and often incoherent. Throughout the brief were
multiple pages of single-spaced citation to case law with little or no
factual analysis or support. [FN13] Compounding these deficiencies were
improper legal citations, typographical errors, and arguments with no
discernable beginning or end.
Most notable, however, was Lindsay's response to this court's
January
21, 2004, order. Despite this court's explicit directives, Lindsay
maintained his incorrect reading of Haberstroh and failed to include a
complete and relevant statement of facts in his opening brief. [FN14]
And no supporting citations to the multiple appendices were provided.
[FN15] To comply with the 80-page limit, Lindsay made no effort to
amend the opening brief and chose instead to tear out the final eight
pages, abruptly ending the discussion of one issue and completely
omitting any discussion of four other issues listed in the brief's
table of contents.
The 11-volume appendix filed by Lindsay was also inadequate.
Lindsay
failed to include numerous documents and portions of the district court
proceedings that appear essential to addressing the claims he raised.
[FN16] Other documents he included were incomplete, unsigned, marked up
with personal notes, or not stamped by the district court.
These multiple NRAP violations evince a clear disregard by
Lindsay for
this court, the rules governing the practice of attorneys before it,
and most important, the obligations incumbent upon him as counsel for a
client facing a death sentence. If Lindsay was physically or mentally
unable to diligently submit a competent work product, then it was his
obligation to withdraw as Middleton's counsel. [FN17] His failure to do
so has now fatally impaired this court's ability to achieve a
meaningful disposition of Middleton's appeal and has eroded this
court's confidence in Lindsay's representation of Middleton in the
proceedings before the district court below.
SCR 250(2)(d) provides that counsel appointed to represent a
capital
defendant in a post-conviction appeal must be "capable and competent to
represent the appellant." Lindsay's performance in this appeal falls
far short of this requirement, and we are therefore compelled to sua
sponte remove him as Middleton's post-conviction appellate counsel. We
further prohibit Lindsay from practicing before this court in any
future cases without this court's express prior authorization, [FN18]
and we refer him to the State Bar of Nevada for disability or
disciplinary proceedings regarding his performance. [FN19]
Middleton must be afforded his statutory
right to litigate his post‑conviction claims with the assistance of
competent and diligent counsel. Therefore, we remove Lindsay as
counsel, vacate the district court order denying Middleton's habeas
corpus petition, and remand. We instruct the district court to appoint
new post‑conviction counsel to represent Middleton. New counsel shall
review the prior petitions filed below and revise the pleadings as he
or she sees fit in a supplementary petition. The district court shall
take appropriate, reasonable steps to expedite the proceedings.
The state's second, and principal, claim on appeal is that the trial court abused its discretion by denying the state's motion for a mistrial after improperly instructing the jury that if it remained deadlocked, the trial court would be required to impose a sentence of life imprisonment "without the benefit of release." [FN63] Specifically, the state argues that the trial court's improper instruction was not only based upon an unsound legal premise, but tainted the subsequent jury deliberations by: (1) leading the jury to believe that the responsibility for determining the appropriateness of whether the defendant should be sentenced to life imprisonment or put to death did not rest solely in the jury's discretion; and (2) increasing the likelihood that the jury would remain deadlocked, thereby denying the state its right to fair and thorough deliberations by a jury attempting to reach a unanimous verdict. Therefore, the state argues, the trial court abused its discretion in denying the state's subsequent motion for a mistrial. We agree.
*34 The following additional facts and procedural history inform our resolution of this issue. On the third day of deliberations in the penalty phase of the defendant's trial, the jury sent to the court a note in reference to the questions on the verdict form dealing with the murder of Brown. The jury requested instructions on how to proceed if it was unable to agree on whether the nonstatutory mitigating factor or factors outweighed the aggravating factor or factors. Commenting on the note outside the jury's presence, the trial court told the parties that the jury must "strive to reach a unanimous verdict. If they become deadlocked on [the issue of weighing] ... I'll impose life without the benefit of release." In response, the state argued that if the jury was deadlocked on this issue, the court would have to declare a mistrial rather than sentence the defendant to life in prison. The trial court, however, disagreed stating: "[I]f it's deadlock, it means that you haven't met your burden," and "the defendant would get the benefit of it."
The jurors were then recalled to the courtroom and the court reinstructed them on the possible verdicts. The court reiterated that at each point in its deliberations, the jury must be unanimous. Specifically, the court stated that the jury had to agree unanimously that aggravating factors outweighed mitigating factors for death to be imposed, or in the alternative, it had to agree unanimously that mitigating factors either outweighed or were in equipoise with aggravating factors for a life sentence to be imposed. The trial court concluded its substantive re-instruction by stating: "If you continue to deliberate on this issue and at the final analysis you are not able to agree, then you report that, and in that event your deliberations would cease and by your action I would be required to impose a sentence of life without the benefit of release." (Emphasis added.) The jury was then excused to continue its deliberations.
Later that day, the jury sent a second note to the court stating that, with regard to the murder of Brown, it still was deadlocked on the issue of whether the nonstatutory mitigating factors outweighed the aggravating factors. In response, the trial court instructed the jury to put the issue aside and to move on to the questions on the verdict form dealing with the double murder of Brown and Clarke. The court implored the jurors to strive to answer the remaining questions. The court then repeated to the jury the action the court would take if the jury were to become deadlocked on the second issue: "I've already told you, if you cannot agree, then I will impose a sentence which is in accord with the inability of the state to satisfy the burden of proof beyond all reasonable doubt in respect to the aggravating factor and your consideration of the mitigating factor. So there's no puzzle." (Emphasis added.) The state again indicated to the court that it disagreed with the court's proposed disposition. The state argued that the jury's notes merely indicated that it was deadlocked and, therefore, imposing a life sentence would be improper. The court adhered to its position.
*35 Shortly thereafter, the jurors sent a third note to the court indicating that they also were deadlocked on the issue of whether the state had proven an aggravating factor pertaining to the double homicide. The trial court indicated to the parties that it would respond to the note by giving a "Chip Smith" instruction to the jury in an effort to nudge the jury toward unanimity. When the state inquired as to how the court interpreted the jury's deadlock on the aggravating factors pertaining to the double homicide, the court again stated, "[i]f they can't agree, they haven't--the state hasn't met its burden; simple as that." The court then called the jury back in and proceeded by giving the "Chip Smith" instruction.
Later that same afternoon, the jury sent a fourth, and final, note to the court stating: "We still have a problem with the word unanimous .... Some of us feel the state has proven one or more statutory aggravating factors and some of us feel the state has failed to prove one or more statutory aggravating factors." In response, the court provided the jury with an "Official Revised" version of the verdict form which permitted the jurors to "unanimously agree that [they] are unable to unanimously agree" on both counts of capital felony. All twelve jurors chose this new option for both counts.
Immediately after the jury announced that it had agreed to disagree, the trial court ordered the verdict accepted and recorded. The state then orally moved, pursuant to Practice Book § 42-45, for a mistrial. The state's motion, however, was denied by the court.
[54][55] We begin our analysis by setting forth our standard of review. "The principles that govern our review of a trial court's ruling on a motion for a mistrial are well established. Appellate review of a trial court's decision granting or denying a motion for a [mistrial] must take into account the trial judge's superior opportunity to assess the proceedings over which he or she has personally presided.... Thus, [a] motion for a [mistrial] is addressed to the sound discretion of the trial court and is not to be granted except on substantial grounds.... In our review of the denial of a motion for mistrial, we have recognized the broad discretion that is vested in the trial court to decide whether an occurrence at trial has so prejudiced a party that he or she can no longer receive a fair trial. The decision of the trial court is therefore reversible on appeal only if there has been an abuse of discretion." (Citation omitted; internal quotation marks omitted.) State v. Cook, 262 Conn. 825, 842, 817 A.2d 670 (2003).
[56] In reviewing a claim of abuse of discretion, we have stated that "[d]iscretion means a legal discretion, to be exercised in conformity with the spirit of the law and in a manner to subserve and not to impede or defeat the ends of substantial justice." (Internal quotation marks omitted.) State v. Onofrio, 179 Conn. 23, 29, 425 A.2d 560 (1979). In general, abuse of discretion exists when a court could have chosen different alternatives but has decided the matter so arbitrarily as to vitiate logic, or has decided it based on improper or irrelevant factors. See id. Therefore, "[i]n those cases in which an abuse of discretion is manifest or where injustice appears to have been done, reversal is required." State v. Avcollie, supra, 174 Conn. at 111, 384 A.2d 315.
*36 [57] The state first contends that the trial court's instruction that, if the jury remained deadlocked, the court would be required to sentence the defendant to life imprisonment, was improper. Specifically, the state argues that the instruction was based upon the unsound legal premise that, under Connecticut law, during the penalty phase of a capital case a deadlocked jury necessarily signifies that the trial court must sentence the defendant to life imprisonment because the state has failed to sustain its burden of proof. We agree with the state.
[58][59][60] "It is settled doctrine in Connecticut that a valid jury verdict in a criminal case must be unanimous.... A nonunanimous jury therefore cannot render any finding of fact." (Internal quotation marks omitted.) State v. Aparo, supra, 223 Conn. at 388, 614 A.2d 401. Indeed, where a jury is deadlocked, a court cannot rightfully record a verdict "because [as a matter of law] no such verdict can be found to have existed ...." State v. Goodman, 35 Conn.App. 438, 448, 646 A.2d 879, cert. denied, 231 Conn. 940, 653 A.2d 824 (1994); see also State v. Daniels, supra, 207 Conn. at 394, 542 A.2d 306 (concluding that deadlocked jury in penalty phase of capital case makes no finding of whether death or life imprisonment is warranted). Rather, it is axiomatic that a deadlocked jury makes no lawfully cognizable finding, thereby requiring no specific action by the trial court. See State v. Sawyer, supra, 227 Conn. at 580, 630 A.2d 1064; State v. Aparo, supra, at 388, 614 A.2d 401; State v. Daniels, supra, at 388, 542 A.2d 306.
This court addressed a similar issue in State v. Daniels, supra, 207 Conn. at 394, 542 A.2d 306, wherein the court concluded that under our death penalty statute, a deadlocked jury in the penalty phase of a capital trial "neither authorizes imposition of the death penalty nor requires the imposition of a life sentence." The court stated that, "[b]ecause the record in this case reveals an unchallenged finding that an aggravating factor exists, but no unanimous finding that the defendant has proved that a mitigating factor exists, the defendant was not entitled as a matter of law to a sentence of life imprisonment ...." Id., 393, 542 A.2d 306. Under Connecticut law, therefore, we concluded that a deadlocked jury authorizes neither a life sentence nor the death penalty. Id., 394, 542 A.2d 306. [FN64] We therefore determine that the jury instruction in the present case that the trial court would be required to impose a life sentence if the jury remained deadlocked was improper.
[61][62][63][64] The state further contends that this improper instruction tainted the jury's subsequent deliberations. We agree. The United States Supreme Court and this court continuously have recognized "the need for heightened reliability in death penalty deliberations ...." (Citations omitted.) State v. Ross, 230 Conn. 183, 230-31, 646 A.2d 1318 (1994), cert. denied, 513 U.S. 1165, 115 S.Ct. 1133, 130 L.Ed.2d 1095 (1995). "[T]he task ... of determining whether a specific human being should die at the hands of the [s]tate ... necessarily calls upon the intellectual, moral and emotional resources of the jurors in a way that far exceeds any factual determination of guilt or innocence. It requires the jury to make a reasoned moral and individualized determination regarding the imposition of the death penalty.... It is not hyperbole to say that making the choice ... between life and death ... is the most serious decision that our legal system requires a jury to make." (Citations omitted; internal quotation marks omitted.) State v. Rizzo, 266 Conn. 171, 228, 833 A.2d 363 (2003). "Thus, great care must be taken by the trial court to ensure that a capital sentencing jury fully appreciates the momentous nature of its duty and, in particular, that the jury not be led to believe that the responsibility for determining the appropriateness of the defendant's death rests elsewhere.... To ensure that the jury is fully aware of its determinative role in our capital sentencing process ... [i]t is imperative ... that the jury instructions in a capital case clearly and unequivocally explain to the jury that it is solely responsible for determining whether the defendant will receive the death penalty or, instead, a sentence of life imprisonment without the possibility of release." (Citations omitted; emphasis added; internal quotation marks omitted .) State v. Reynolds, 264 Conn. 1, 124-25, 836 A.2d 224 (2003), cert. denied, U.S. , --- U.S. ----, 124 S.Ct. 1614, 158 L.Ed.2d 254 (2004).
*37 In Caldwell v. Mississippi, 472 U.S. 320, 328-29, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985), the United States Supreme Court expressly concluded that "it is constitutionally impermissible to rest a death sentence on a determination made by a sentencer who has been led to believe that the responsibility for determining the appropriateness of the defendant's death rests elsewhere." In that case, the defendant challenged the prosecution's statement in its closing argument that, under Mississippi's capital sentencing scheme, an appellate court ultimately would decide if the defendant were to live or die. Id., 324-26. The Supreme Court vacated the defendant's death sentence, reasoning that, "under the [e]ighth [a]mendment the qualitative difference of death from all other punishments requires a correspondingly greater degree of scrutiny of the capital sentencing determination.... Accordingly, many of the limits that this [c]ourt has placed on the imposition of capital punishment are rooted in a concern that the sentencing process should facilitate the responsible and reliable exercise of sentencing discretion....
"In evaluating the various procedures developed by [s]tates to determine the appropriateness of death, this [c]ourt's [e]ighth [a]mendment jurisprudence has taken as a given that capital sentencers would view their task as the serious one of determining whether a specific human being should die at the hands of the [s]tate. Thus, as long ago as ... McGautha v. California, 402 U.S. 183 [91 S.Ct. 1454, 28 L.Ed.2d 711] (1971), [the court has assumed] ... that jurors confronted with the truly awesome responsibility of decreeing death for a fellow human will act with due regard for the consequences of their decision .... Belief in the truth of the assumption that sentencers treat their power to determine the appropriateness of death as an awesome responsibility has allowed this [c]ourt to view sentencer discretion as consistent with--and indeed as indispensable to--the [e]ighth [a]mendment's need for reliability in the determination that death is the appropriate punishment in a specific case. Woodson v. North Carolina, [428 U.S. 280, 305, 96 S.Ct. 2978, 49 L.Ed.2d 944 (1976) ] (plurality opinion). See also Eddings v. Oklahoma, [455 U.S. 104, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982) ]; Lockett v. Ohio, [438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978) ]." (Citations omitted; internal quotation marks omitted.) Caldwell v. Mississippi, supra, 472 U.S. at 329-30. [FN65]
Similarly, in the present case, the trial court's instruction to the jury tainted the subsequent deliberations by diluting the jury's appreciation of its role in the sentencing phase of a capital trial. The trial court instructed the jury that if it remained deadlocked, "[the court] would be required to impose a sentence of life without the benefit of release ... which is in accord with the inability of the state to satisfy the burden of proof beyond all reasonable doubt in respect to the aggravating factor and your consideration of the mitigating factor." (Emphasis added.) These instructions created a "reasonable likelihood"; Boyde v. California, 494 U.S. 370, 380, 110 S.Ct. 1190, 108 L.Ed.2d 316 (1990) (where it is claimed that instruction is subject to erroneous interpretation, "proper inquiry ... is whether there is a reasonable likelihood that the jury has applied the challenged instruction" erroneously); that the jury did not fully appreciate the "momentous nature of its duty" and "its determinative role in our capital sentencing process ...." (Internal quotation marks omitted.) State v. Reynolds, supra, 264 Conn. at 124-25. In other words, by charging the jury that if it were to remain deadlocked, the ultimate decision as to the defendant's sentence would be removed from its discretion, the trial court created a reasonable likelihood that the jury failed to appreciate its "awesome responsibility ...." (Internal quotation marks omitted.) Caldwell v. Mississippi, supra, 472 U.S. at 329. On the basis of the explicit content of this instruction, therefore, we cannot conclude that the trial court's instructions to the jury, as a whole, "clearly and unequivocally explain[ed] to the jury that it is solely responsible for determining whether the defendant will receive the death penalty or, instead, a sentence of life imprisonment without the possibility of release," as required by the eighth amendment. (Emphasis added; internal quotation marks omitted.) State v. Reynolds, supra, at 125, 836 A.2d 224.
*38 [65][66][67][68] The trial court's instructions further tainted the jury's deliberations by reinforcing the likelihood of deadlock, thereby denying the state its right to fair and thorough deliberations by a jury attempting to reach a unanimous result. It is unquestionable that a defendant has a substantial liberty interest at stake in any criminal trial. State v. Sawyer, supra, 227 Conn. at 578-79, 630 A.2d 1064. "That does not mean, however, that the defendant's liberty interest is the only substantial interest at stake .... The state also has a substantial interest, namely, its interest in securing a [determination of the imposition of the death penalty]" through the jury's thoughtful deliberation to a unanimous verdict. Id., 579, 630 A.2d 1064; see also State v. Malcolm, 257 Conn. 653, 658, 778 A.2d 134 (2001) (recognizing "the state's right to seek a judgment against the defendant"); State v. James, 247 Conn. 662, 674, 725 A.2d 316 (1999) ( "[t]he [state], like the defendant, is entitled to resolution of the case by verdict from the jury" [internal quotation marks omitted] ). A jury instruction that implies that a jury need not deliberate to a unanimous decision "neglects the state's interest in the resolution of the charges on which it presented the defendant." State v. Sawyer, supra, at 578, 630 A.2d 1064. Indeed, "[a jury] should not be given an instruction that could encourage it to give the [penalty phase deliberations] short shrift .... Anything less [than a unanimous completion of the difficult task] dilutes the right of the state and the defendant to have the jury give its undivided attention and most serious deliberations to the [penalty phase proceedings] and flies in the face of the unanimity requirement of Aparo and Daniels." Id., 583, 542 A.2d 306. Jury instructions must reflect the "commitment that justice be done to both the state and the defendant, and that the [penalty phase disposition] be thoroughly deliberated, considered and disposed of definitively." Id., 578, 542 A.2d 306; State v. Salgado, 257 Conn. 394, 405, 778 A.2d 24 (2001).
In the present case, after the jury reported being deadlocked, the trial court instructed the jury that, if it remained deadlocked, the trial court would sentence the defendant to life imprisonment. This instruction was reasonably likely to have influenced those jurors who, at that point in the deliberations, were inclined to vote against the imposition of the death penalty, to resist further deliberations aimed at reaching a unanimous verdict. In other words, those jurors who favored sentencing the defendant to life imprisonment improperly were informed by the court that they could ensure a sentence of life imprisonment simply by refusing to deliberate further, in which event the court would impose a life sentence.
[69] After improperly instructing the jury as to the sentence that it would be required to impose if the jury were to remain deadlocked, the trial court denied the state's motion for mistrial. The trial court's instruction in the present case impermissibly led the jury to believe that it was not solely responsible for determining the appropriate sentence for the defendant. Moreover, the improper instruction increased the likelihood that the jury would remain deadlocked, as it did, in violation of the state's right to fair and thorough deliberations by a jury attempting to reach a unanimous verdict. We conclude that the denial of the motion for a mistrial was a manifest abuse of discretion and rendered an injustice to the state because it improperly barred the state from pursuing a second penalty hearing before a properly charged and motivated jury. See State v. James, supra, 247 Conn. at 674, 725 A.2d 316 (state has strong interest "in fair trials designed to end in just judgments" [internal quotation marks omitted] ); see also State v. Avcollie, supra, 174 Conn. at 111, 384 A.2d 315 ("[i]n those cases in which an abuse of discretion is manifest or where injustice appears to have been done, reversal is required").
FOCUS
Still on death row though six judges think he is innocent?
No, there's no might about it. Call it a travesty, for that is what is happening in the case of Tennessee death row inmate Paul Gregory House.
House, in his mid-40s, remains on death row although six of the 15 members of the U. S. Sixth Circuit Court of Appeals said Wednesday that he is not guilty of the murder for which he was convicted in 1986 and should be freed immediately, according to a report in The New York Times.
Eight other judges on the court said in an appeal decision that House should be executed while another judge said the inmate who was sentenced from Union County should at least be given a new trial.
''… I am convinced that we are faced with a real-life murder mystery, an authentic 'who-done-it' where the wrong man may be executed,'' Judge Ronald Lee Gilman of Memphis wrote in a dissenting opinion. ''Was Carolyn Muncey killed by her down-the-road neighbor, Paul House, or by her husband Hubert Muncey?
''The evidence at House's state-court trial clearly pointed to him as the perpetrator, highlighted by the physical evidence of the semen and the blood. But the evidence at House's habeas corpus hearing before the district court just as clearly pointed to Hubert Muncey as the guilty party, highlighted by Muncey's confession of guilt to two female acquaintances, the uncontroverted fact that the semen found on his wife's clothing turned out to be his own and the considerable doubt cast on how the victim's blood came to appear on House's blue jeans.''
Gilman added: ''At the end of the day, I am in grave doubt as to which of the above two suspects murdered Carolyn Muncey.
'' … A new trial would allow the jury to assess House's guilt or innocence free from the erroneous introduction of the semen evidence, with full knowledge of the controversy surrounding the blood evidence and with the benefit of the testimony implicating Hubert Muncey. Under circumstances where we face the execution of a man who might well be innocent, I believe that our system of justice demands no less.''
Then there was Judge Gilbert Merritt of Nashville, who said in a dissenting opionion that ''I regard this as the rare or extraordinary case in which the petitioner through newly discovered evidence has established his actual innocence of both the death sentence and underlying homicide.
''The court's opinion, like the attorney general's argument for the state, regards as 'undisputed' old evidence and inferences that are now contradicted by other evidence in the case. It fails to describe adequately the persuasive case of actual innocence that the petitioner's newly discovered evidence raises.
''Nor does it adequately describe the legal standards to be applied.''
Merritt later wrote in his dissent that ''all of the state's physical evidence, both blood and semen, allegedly tying House to the murder, has been effectively rebutted.''
''The new body of evidence as a whole so completely undermines the case against House and establishes a persuasive case against Muncey that, had it been presented at trial, no rational juror could have found evidence sufficient for conviction.
''The new evidence so completely turns the case around that the proof is no longer constitutionally sufficient to warrant a conviction or imposition of the death penalty. Thus, House should be immediately released.''
But Paul Gregory House remains incarcerated at Riverbend Maximum Security Prison in west Nashville because eight other judges on the Sixth Circuit Court of Appeals, all appointed by Republican presidents, voted to uphold his sentence. House is housed in Riverbend's infirmary because he suffers from a severe case of multiple sclerosis.
His attorney, federal public defender Stephen M. Kissinger, told me Thursday that House's case will surely be appealed to the U.S. Supreme Court.
''He is absolutely innocent,'' Kissinger said in a telephone interview. ''There is no doubt that he's innocent. He's been cleared of rape by DNA, and the victim's husband has confessed to murdering his wife and hiding her body in much the same manner as it was found.
''There are so many things which point to Mr. House's innocence. It's easily the best case of innocence I have seen in 20 years of practicing law.''
Kissinger is worried that his client won't make it to see what the U.S. Supreme Court does with his case. He's worried that his client might die before then, die in prison on death row even though he may well be an innocent man.
Wouldn't that be an awful thing to happen? And while it wouldn't be the first time for that to happen somewhere, it would be impossible to undo. And that would be more than awful.
Dwight Lewis is a columnist, regional editor and member of the editorial board for The Tennessean. E-mail: dlewis@yahoo.com.
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ADDITIONAL
RESOURCES
If you have found this e-zine
useful feel free to pass it on to a friend or colleague. You might also
want to visit: http://www.lidab.com/
(Louisiana's public defender),
probono.net (ABA/ABCNY),
TalkLeft.comhttp://www.capdefnet.org/
(federal defender & arguably the best
death penalty defense site on the net). These other
resources have many prepackaged motions and law guides dealing
with death penalty issue.
Findlaw.com 's new service provides e-mail style newsletters on a
wide variety of subjects at
newsletters.findlaw.com , including both a free weekly free
criminal law and limited state court decision lists. For information
generally on the death penalty
please visit the Death Penalty Information Center
(http://www.deathpenaltyinfo.org).