Capital
Defense Weekly
In perhaps the most positive, and potentially important, Fifth Circuit
decision since I started posting online a decade ago, in
Billy
Ray Nelson v. Quarterman the Fifth Circuit
en banc holds 9-7 on Penry & the nature of the Texas special
question scheme.
The opinion - which overturns much of that Court's post-Penry analysis
of the Texas Special Questions - holds that the Special Questions in
use at the time of Nelson's trial precluded meaningful consideration of
his (and presumably the overwhelming majority of those who were tried
under the then existing Texas scheme) proffered mitigation. The lead
opinion of Judge Carl Stewart is among the best dissections of
Fifth Circuit & SCOTUS capital sentencing law I have seen. Judge
Dennis’s pointed concurrence is a great read for his openness &
judicial modesty in admitting he has made mistakes in his analysis of
the death penalty in Texas.
Another opinion of potentially major long-term impact was handed down
by Utah Supreme Court held Friday in
State
v. Menzies that a state statutory right to effective
assistance of counsel exists in post-conviction. Counsel performance
here is so bad that it was a constructive denial of counsel and hence
client need not show prejudice, which is presumed. Note that the
language here is strong and undeniable in the support for the ABA
standards and good on the issue of fee caps & work-product
privilege.
Additionally, in
State
v. Allen Gregory the Washington Supreme Court grants penalty phase
relief on two grounds. First, the State relied
on a prior conviction for rape as an aggravator, however the
conviction for rape was subsequently voided. Second, the
trial court's the prosecutor to exclude "any reference to the
conditions that exist in prison," however the prosecutor "then
blatantly violated the resulting order" in a manner that was
"flagrant and ill-intentioned." As a result of both
grounds, both separately and in conjunction, the sentence of death
must be vacated.
Then of course there is the latest developments with lethal
injection which is, perhaps, best summed up by a quote from Judge
Fogel's “memorandum of intended decision” in
Morales
v. Tilton, footnote 8, attributed to a California prison officer
after a botched execution there: “Sh*t does happen, so.”
Morales
findings conclude that California's “implementation of lethal injection
is broken, but it can be
fixed.” Likewise
following
the well publicized botched execution of Angel Diaz
Florida
Governor Jeb Bush, after reviewing the initial
autopsy findings has
suspended executions, for now, in Florida. In both states
otherwise highly professional and competent corrections departments
seem to have been giving unduly short-shrift to the process by
which they take the lives of those in their care. As an aside,
year to date, it is guestimated that 10 to 12 executions were put
off due to lethal injection concerns in roughly a half
dozen-jurisdictions.
The Supreme Court also handed down
Carey v . Musladin.
Justice Thomas's opinion is narrow and the concurrence make plain,
including that by Justice Kennedy, that the Carey will be narrowly
applied. Indeed, the opinion is a prelude to what is likely to be
a heated question over the ultimate issue of the AEDPA & Article
III that appears to be looming in the lower federal courts.
The Supreme Court last week decided
Lopez
v. Gonzalez.
For those of us who dwell in the trial court realm, especially the
noncapital realm, the opinion is huge. Steve
Sady, Chief Deputy Federal Public Defender, Portland, Oregon, has an
incredibly important post on the holding in
Lopez
over at the
Ninth
Circuit blog.
His conclusions is simple & needs repeating here -- "[w]e need to
be sure to immediately review our cases for clients who are being
disadvantaged based on simple possession convictions."
In the news, the Texas Court of Criminal Appeals has established new
rules for
appointed habeas attorneys in death row cases; those rules are
linked
here.
Murder Victims' Families for Human
Rights as part of their
No Silence, No Shame
has released a new report entitled “
Creating
New Victims: How executions hurt the families left behind.” The
November 2006 edition of the Texas Bar Journal published by the
State Bar of Texas, the State Bar has adopted a
Texas
version of the
American Bar Association's
Guidelines for the Appointment and
Performance of Defense Counsel in Death Penalty Cases.”
Recent scholarship will be addressed in the next edition, but it can
also be found
at
the blog.
This week's edition in theory is looking at just the
period from November 27
to December 11, 2006, however, decisions
& development more recent than those dominate this
edition. One reason is that although the email goes out over
the weekend - normally Sunday - cases from that week's Monday to Friday
are not always covered is that Lexis & Westlaw generally do not
post all their decisions until the following week. As a
compromise an advance sheet of opinions that can be found are usually
included & discussed. As always, thanks for reading. - k
Due to the holidays & potentially being out of the country I do not
anticipate sending out a synopsis again until after Christmas.
That edition will include a year end round-up. DPIC has their
year end round-up
here,
although their projected total of number of new death sentences seems
slightly high due to the low numbers of new death sentences in Ohio (4)
and Texas (14), who have two of the nation's largest death rows.
Full
edition is available at http://www.capitaldefenseweekly.com/archives/061211.htm.
Executions
December
13 Angel Diaz (Florida)
Pending
Executions
January
9 Corey Hamilton (Oklahoma)
10 Carlos Granados (Texas)
17 Johnathan Moore (Texas)
23 Kenneth Biros (Ohio) (potential LI related stay)
24 Larry Swearingen (Texas)
25 Ronald Chambers (Texas)
26 Marcus Robinson (North Carolina)
30 Christopher Swift (Texas-volunteer)
February
13 James Filiaggi (Ohio) (potential LI related stay)
22 Edward Harbison (Tennessee)
22 Newton Anderson (Texas)
27 Donald Miller (Texas)
March
6 Robert Perez (Texas)
7 Joseph Nichols (Texas)
28 Vincent Gutierrez (Texas)
More
Execution information
SCOTUS
Carey v . Musladin,
No. 05–785 (12/11/2006) Grant of habeas relief vacated as the Ninth
Circuit erred in concluding that a state appeals
court's decision, that buttons displaying the victim's image worn by
the victim's family during respondent's trial did not deny respondent
his right to a fair trial, was contrary to or an unreasonable
application of clearly established federal law as determined by the
Supreme Court.
Lopez
v. Gonzalez, No. 05–547 (12/5/2006) Aggravated felonies for
immigration purposes are offenses that -- even if prosecuted in state
court --are felonies in federal court. A state court felonies
that are merely a misdemeanor in the federal system are not aggravated
felonies for immigration purposes.
In
Favor of
Life or
Liberty
Week
of 11/27 to 12/1/2006
State
v. Allen Gregory, 2006 Wash. LEXIS 890 (Wash 11/30/2006)
Penalty phase relief granted on two grounds. First, the State relied
on a prior conviction for rape as an aggravator, however the
conviction for rape was subsequently voided. Second, the
trial court's the prosecutor to exclude "any reference to the
conditions that exist in prison," however the prosecutor "then
blatantly violated the resulting order" in a manner that was
"flagrant and ill-intentioned." As a result of both
grounds, both separately and in conjunction, the sentence of death
must be vacated.
Week
of 12/4 to 12/8/2006
State
v. Darryl Gumm, 2006 Ohio App.
LEXIS 6409 (Ohio 1st App 12/8/2006) Atkins relief
granted.
Advance
sheet for the week of 12/11 to
12/15/2006
Billy
Ray Nelson v. Quarterman, No. 02-11096 (5th Cir 12/11/2006)
The
Fifth Circuit
en banc holds 9-7 on Penry & the nature of the Texas special
question scheme — Billy
Ray Nelson v. Quarterman.
The opinion - which overturns much of that Court's post-Penry analysis
of the Texas Special Questions - holds that the Special Questions in
use at the time of Nelson's trial precluded meaningful consideration of
his (and presumably the overwhelming majority of those who were tried
under the then existing Texas scheme) proffered mitigation. The lead
opinion of Judge Carl Stewart is among the best dissections of
Fifth Circuit & SCOTUS capital sentencing law I have seen. Judge
Dennis’s pointed concurrence is a great read for his openness &
judicial modesty in admitting he has made mistakes in his analysis of
the death penalty in Texas.
State
v. Menzies, No. 20040289 (Utah 12/15/2006) The Utah Supreme Court
held Friday in State
v. Menzies that a state statutory right to effective
assistance of counsel exists in post-conviction. Counsel performance
here is so bad that it was a constructive denial of counsel and hence
client need not show prejudice, which is presumed. Note that the
language here is strong and undeniable in the support for the ABA
standards and good on the issue of fee caps & work-product
privilege.
Favoring
Death
Week
of 11/27 to 12/1/2006
Charles
Smith v. Quarterman, 2006 U.S. App. LEXIS 29492 (5th Cir
11/30/2006) "The state court’s decision that Smith’s counsel
made a reasonable strategic decision to forego the presentation of
evidence at the punishment phase is neither contrary to, nor an
unreasonable application of, clearly established federal law."
William
Earl Lynd v. Terry, 2006 U.S. App. LEXIS 29187 (11th Cir
11/28/2006) Relief denied on "whether Lynd was deprived of
his right to assistance from necessary and competent experts at his
competency trial and at both phases of his capital trial," as
well as "whether Lynd was denied effective assistance of counsel
because: (1) his retained counsel unreasonably advised him not to
cooperate with a state mental health evaluation; (2) his counsel
failed to conduct an investigation into Lynd's background, including
his mental health and substance abuse problems; (3) his counsel
failed to investigate adequately the State's case; and (4) his
court-appointed counsel had a conflict of interest."
David
Raley v. Ylst, 2006 U.S. App. LEXIS 29398 (9th Cir
11/30/2006)
Rehearing en banc denied. Opinion modified but not the prior outcome.
Antonio
Melton v. State, 2006 Fla. LEXIS 2804 (FL 11/30/2006)
Post-conviction loss on: "(1) his claim that he was denied the
effective assistance of counsel
during both the guilt phase and penalty phase of his trial; (2) his
claim that the State withheld material and exculpatory evidence and
presented misleading evidence; (3) his newly discovered evidence claim;
(4) his claim that the prosecutor's misconduct during the course of his
case rendered Melton's conviction and sentence fundamentally
unfair and unreliable; and (5) his claim that there was
unconstitutional systematic exclusion of a significant portion of the
nonwhite population from the jury pool."
Comm.
v. Kevin Marinelli, 2006 Pa. LEXIS 2279 (PA
11/27/2006) Relief denied on postconviction review of all
claims, including: "(1) Should Appellant's death sentence be vacated
because he was denied
an impartial sentencing jury and, as a result, consideration of
mitigating evidence was restricted; (2) Is Appellant entitled to a new
sentencing because the penalty phase instructions shifted the burden of
persuasion from the Commonwealth to Appellant and violated the
presumption of life afforded defendants in capital sentencing
procedures; (3) Is Appellant entitled to a new trial because [a juror]
was a former client of [an] Assistant District Attorney [in the case];
(4) Must Appellant's death sentence be vacated because the sentencing
jury was never instructed that, if sentenced to life, he would be
statutorily ineligible for parole; (5) Was counsel ineffective in
misapprising Appellant of his right to testify to personal background
mitigating circumstances without being subject to cross-examination of
the circumstances of the offense, and was Appellant’s waiver of his
right to testify in mitigation invalid; (6) Did the trial court fail to
properly instruct on the nature and use of aggravating and mitigating
factors; (7) Is Appellant entitled to the production of the remaining
voir dire transcripts and restoration of his right to direct appeal,
nunc pro tunc, because these notes of testimony of the voir dire
proceedings were and remain unavailable to him; and (8) Must
Appellant’s
death sentence be vacated because this Court failed to provide
meaningful proportionality review;"
State
v. James Conway, 2006 Ohio 6219 (Ohio
10th App. 11/27/2006) Relief denied, most notably, on: (1)
failure to permit funding to retain experts; (2) limitations placed
on discovery; (3) applicability of res judicata to bar review
of certain claims; and (4) failure to appoint to counsel for the
duration of the postconviction process.
State
v. James O'Neal, 2006 Ohio 6283
(Ohio 1st App 12/1/2006) Relief denied on claims of mental
retardation.
Week
of 12/4 to 12/8/2006
Kenneth
Parr v. Quarterman, 2006 U.S.
App. LEXIS 29998 (5th Cir 12/7/2006) Denial of habeas relief
and a request for a certificate of
appealability in a death penalty case are affirmed and denied,
respectively, over procedurally barred or abandoned claims, and claims
of error regarding: 1) whether the conviction was obtained in violation
of the Fifth Amendment under the doctrine of collateral estoppel; 2)
Brady claims; 3) ineffective assistance of counsel; 4) the jury's
consideration of evidence regarding parole during deliberations; 5)
jury instructions; 6) denial of defendant's request to introduce
evidence on the length of time he would be required to serve before
being eligible for parole; 7) alleged eliciting of testimony about
defendant's post-arrest silence by the state; 8) admission of evidence;
and 9) an Eighth Amendment claim.
Martin
Link v. Luebbers, 2006 U.S.
App. LEXIS 30085 (8
th Cir 12/8/2006) Relief denied on: 1)
failure to investigate and present mitigating
evidence; 2) appellate IAC
regarding the trial court’s decision to allow evidence regarding
testing done on a car; and 3) appellate IAC regarding from trial
counsel's failure to make
a record regarding juror strikes.
Roger
Judge v. Canada, 2006 U.S. App.
LEXIS 30158 (3
rd
Cir 12/8/2006) (unpublished) Deportation from Canada, even where the
defendant may face capital charges, may not be brought in American
federal courts.
Christopher
Barbour, et al v. Haley, 2006
U.S. App. LEXIS 30116 (11
th Cir 12/8/2006) Relief denied on
whether there exists a constitutional right to post-conviction
assistance of counsel in capital cases where, unlike Murray v.
Giarratano, there is a real possibility of no assistance of
counsel in capital post-conviction proceedings.
Ex
Parte David Lewis, 2006 Tex. Crim.
App. LEXIS 2345 (Tex Crim App 12/6/2006) (dissent) Relief denied on
post-conviction claims of mental retardation.
Thomas
Springs v. State, 2006 Ark.
LEXIS 616 (Ark 12/7/2006) Relief denied on claims including: "(1)
erred, as a matter of law, by failing to intervene and appoint a
head-injury expert to examine him; (2) erred in submitting aggravating
circumstances to the jury that were not warranted by the evidence; (3)
erred in refusing to give Appellant's proffered instruction on
mitigating circumstances and, instead, submitting Arkansas Model
Criminal Instruction Form 2; (4) erred in admitting State's Exhibits 23
and 24 because that evidence was cumulative and its probative value was
substantially outweighed by the danger of unfair prejudice; (5)
erred
when it allowed Appellant to be charged under Ark. Code Ann. §
5-10-101
(Supp. 2003) in violation of the Eighth Amendment to the United States
Constitution and the Arkansas Constitution; (6) abused its discretion
in admitting victim-impact evidence during Appellant's sentencing
because, under Arkansas law, such evidence is irrelevant in
capital-murder cases."
In
re: Amendments to Florida Rules of
Criminal Procedure 3.851 & 3.590, 2006 Fla. LEXIS 2806 (FL
12/7/2006)
Angel
Diaz v. State, 2006 Fla. LEXIS
2810 (FL 12/8/2006) "Diaz
challenges the constitutionality of Florida's lethal injection statute
and the procedures that the state uses for lethal
injection. He also contends that his conviction and sentence of death
must be vacated in light of newly discovered evidence. He claims that
he is exempt from execution because he suffers from severe mental
illness. He also argues that the trial court erred in denying his
various requests for public records." Angel Diaz is, as has been
abundantly clear through out this edition, dead and his claims in this
appeal failed.
State
v. Gary Kleypas, 2006 Kan.
LEXIS 716 (Kan 12/8/2006) "The question we must resolve in the
State's interlocutory appeal is
whether evidence of stalking is admissible and relevant in the death
penalty phase of a capital murder case to establish the statutory
aggravating factor that the killing was done in a heinous, atrocious,
or cruel manner." Answering yes, the Court reverses the trial
court and holds the evidence admissible.
Advance Sheet for the week of 12/11 to
12/15/2006
Calvin
Shuler v. Jon Ozmint, 2006 U.S.
App. LEXIS 30377 (4th Cir 12/11/2006) (unpublished) Relief
denied on claims relating to ineffective assistance of counsel for
failing to adequately investigate, subornation of perjury by the
State's counsel & failing to turn over key impeachment evidence of
the State's "star" witness.
In
re Angel Diaz, 2006 U.S. App. LEXIS
30274 (11th Cir 12/11/2006) Successor petition denied on
"three
claims as grounds for his application to file a
successive habeas petition: (1) newly discovered evidence of innocence
establishes that but for constitutional error no reasonable fact finder
would have found Diaz eligible for death; (2) Diaz's conviction and
sentence are in violation of Brady v. Maryland; and (3) Diaz's right of
confrontation was violated at his trial."
Angel
Diaz v. McDonough, 2006 U.S.
App. LEXIS 30533 (11th Cir 12/13/2006) Challenge to
lethal injection denied.
Paul
Hildwin v. State, 2006 Fla.
LEXIS 2876 (FL 12/14/2006) Relief denied on the: "(1) denial of a
new trial and new penalty phase based on newly
discovered DNA evidence that excludes him as the source of semen on
underpants and saliva on a wash cloth found at the top of a laundry bag
in the victim's car; (2) exclusion of the results of "mock jury"
presentations conducted using the new evidence; (3) denial of a new
trial on grounds that the evidence suggesting he raped the victim
constituted a fatal variance from or constructive amendment of the
indictment; and (4) cumulative error."
David
Jones v. State, 2006 Fla. LEXIS
2881 (FL 12/14/2006) Relief denied on whether: "(1) whether the trial
court erred in denying Jones'
claim of ineffective assistance of trial counsel during jury selection
and the guilt phase; and (2) whether the trial court erred in denying
Jones' claim of ineffective assistance of trial counsel during the
penalty phase. " The issues include the subissues of whether the
"claims are: (1) appellate counsel was ineffective for
failing to raise on direct appeal that the State improperly presented
evidence and argument on sexual battery; (2) appellate counsel was
ineffective for failing to raise on direct appeal that a witness
improperly commented on Jones' credibility; and (3) appellate counsel
was ineffective for failing to raise on direct appeal that the State
improperly presented evidence and argument regarding a knife and
unsubstantiated stab wounds."
Quinez
Hodges v. Mississippi, 2006
Miss. LEXIS 692 (Miss 12/14/2006) Relief denied on post-conviction
relief. Trial counsel had less than a year of experience and has
since been involuntarily committed to a state psychiatric facility.
Issues denied include: (1) prosecutorial misconduct; (2) admission of
evidence of other offenses; (3) iac; (4) jury instructions on parole
eligibility; (5) improper comments by prosecution during sentencing
closing argument; (6) indictment failed to properly charge offense; (7)
indictment failed to charge a death penalty eligible offense; (8) jury
allowed to consider duplicative aggravating circumstance; (9) removal
of juror; (10) introduction of evidence of other crimes; (11) admission
of photograph of victim; (12) lesser offense instructions; and (13)
failure to include jury instructions in record.
State
v. Alexander Polke, 2006 N.C.
LEXIS 1297 (N.C. 12/15/2006) Relief denied, on nonpreservation
claims, relating to: "(1) whether the trial court abused its discretion
by denying
defendant's pretrial motion to question prospective jurors about the
relative cost of executions versus life imprisonment, (2) whether the
trial court committed plain error by submitting the N.C.G.S. §
15A-2000(f)(1) mitigating factor to the jury, (3) whether the trial
court committed plain error by failing to submit the N.C.G.S. §
15A-2000(f)(2) and (f)(6) mitigating factors to the jury, (4) whether
the trial court committed structural error by failing to submit the
N.C.G.S. § 15A-2000(e)(5) aggravating factor to the jury, and (5)
whether the trial court committed plain error by failing to intervene
ex mero motu during the State's closing argument."
State
v. Marvin Johnson, 2006 Ohio LEXIS
3410 (Ohio 12/13/2006) Relief denied on twenty-three propositions of
law on direct appeal.
Richard
Austin v. State, 2006 Tenn.
Crim. App. LEXIS 970 (Tenn. Crim. App. 12/13/2006) The coram nobis
court below did not abuse its discretion in summarily
denying the petition without an evidentiary hearing because the
recanted testimony here failed to meet the prerequisite threshold of
trustworthiness.
Selected
Excerpts
from, & Commentary on, this
Edition's Cases
State
v. Allen Gregory, 2006 Wash. LEXIS 890 (Wash 11/30/2006)
Penalty phase relief granted on two grounds. First, the State relied
on a prior conviction for rape as an aggravator, however the
conviction for rape was subsequently voided. Second, the
trial court's the prosecutor to exclude "any reference to the
conditions that exist in prison," however the prosecutor "then
blatantly violated the resulting order" in a manner that was
"flagrant and ill-intentioned." As a result of both
grounds, both separately and in conjunction, the sentence of death
must be vacated. From the discussion of the prosecutor's penalty
phase closing:
Gregory contends that during closing
argument in the penalty phase
the prosecutors committed misconduct in a number of ways. The same
standards of review that apply to the guilt phase apply to the penalty
phase in a capital case. See State v. Davis, 141 Wn.2d at 870-72.
The defendant bears the burden of showing that the prosecutor's
argument was both improper and prejudicial. Failure to object to a
prosecutor's improper remark constitutes a waiver, unless the remark
was "'so flagrant and ill intentioned that it evinces an enduring and
resulting prejudice'" that could not have been cured by an instruction
to the jury. Id. at 872 (quoting Gentry, 125 Wn.2d at 640). We also
conduct a more searching review of penalty phase claims of error. Lord,
117 Wn.2d at 888.
Procedural rules [*151] regarding arguments raised for the
first time
on appeal are construed more liberally in the sentencing phase of a
death penalty case. Id. at 849.
Shifting Burden: Gregory argues that the prosecutor improperly
shifted the burden of proof at the penalty phase and improperly
commented on Gregory's failure to call certain witnesses. The court
instructed the jury at the beginning of the penalty phase that in order
to determine what sentence should be imposed, it must determine whether
there are sufficient mitigating circumstances to merit leniency. A
mitigating circumstance could be "any relevant fact about the defendant
or the offense, which although not justifying or excusing the offense,
suggests a reason for not imposing the death penalty." MRP at 7214.
Gregory contends that the burden was shifted when the prosecutor
emphasized the lack of mitigating evidence presented by the mitigation
specialist:
[Y]ou can be certain, you can
be certain, they
put on everything they had and the very best that they had because
there is no incentive to do anything else. So what you heard from the
witness stand presented by the defense is the best that can be said
about [*152] Allen Gregory. It's the best they can do as
far as
mitigating his conduct.
They hired a mitigation specialist who testified yesterday and said
he spent 200 hours working on this case. That's the equivalent of five
40-hour weeks without anything else interfering. They presented you
with one police report [regarding an incident of child abuse Gregory
suffered at the hands of his father].
MRP at 7726-27; see also
RRP at 7640. The prosecutor also noted that a number of Gregory's
family members did not testify and none of Gregory's middle school,
high school, or Job Corps instructors testified on his behalf. On
rebuttal, the prosecutor again stated:
You know that they
hired a mitigation expert to try to dig up anything they could [that
was] positive to say about Allen Gregory, anything they could.
. . . .
And you can bet that they put on the very best and all the evidence
they could scrape together that they thought could possibly mitigate
his responsibility.
MRP at 7795-96. Defense counsel did not
object to any of these remarks.
The State is generally afforded wide latitude in making arguments to
the jury and prosecutors are allowed to draw reasonable
[*153] inferences from the evidence. Gentry, 125 Wn.2d at
641.
The State is entitled to comment upon quality and quantity of evidence
presented by the defense. An argument about the amount or quality of
evidence presented by the defense does not necessarily suggest that the
burden of proof rests with the defense. E.g., People v. Boyette, 29
Cal. 4th 381, 127 Cal. Rptr. 2d 544, 58 P.3d 391, 425 (2002)
(holding in a capital case that argument commenting on the lack of
corroboration for the defendant's story did not shift the burden of
proof); see also United States v. Lopez, 803 F.2d 969, 973 (9th Cir.
1986), cert. denied, 481 U.S. 1030, 107 S. Ct. 1958, 95 L. Ed. 2d 530
(1987).
Gregory cites to two Washington cases in which arguably similar
arguments were found to be improper. In State v. Cleveland, 58 Wn. App.
634, 648, 794 P.2d 546 (1990),
the prosecutor commented on the skill of defense counsel stating "'you
can bet your bottom dollar that Mr. Jones would not have overlooked any
opportunity to present admissible, helpful evidence to you.'" Id. at
647. The Cleveland court held that the argument was [*154]
improper because the inference was that Cleveland had a duty to present
favorable evidence if it existed. Id. at 648.
However, the jury was instructed that it could find that there was a
reasonable doubt, even in the absence of defense evidence. Id.
The court was "satisfied that the result in this case would have been
the same had the portion of the closing argument objected to not been
made." Id. at 649.
Gregory also points to State v. Music, a death penalty case
in which the prosecutor commented in closing argument about the failure
of the defense to present witnesses at the penalty phase to speak for
the defendant. 79 Wn.2d 699, 716-17, 489 P.2d 159 (1971), vacated
pursuant to Music v. Washington, 408 U.S. 940, 92 S. Ct. 2877, 33 L.
Ed. 2d 764 (1972) (relying on Furman v. Georgia, 408 U.S. 238, 92 S.
Ct. 2726, 33 L. Ed. 2d 346 (1972)).
The court was "convinced beyond a reasonable doubt that with or without
the remarks of the prosecutor the jury would have reached the same
result." Id. at 718.
In this case, the prosecutor reminded the jury during his argument that
the State had the burden [*155] of proof:
The
same presumption applies here: presumption of innocence at trial;
presumption of a life sentence in this phase. The same party bears the
burden of proof, the state. The same burden of proof applies, and that
is proof beyond a reasonable doubt. It's not higher, and it's not lower.
MRP
at 7713. The jury instructions at the penalty phase also reinforced the
proper burden of proof. Given the proper instructions regarding burden,
we conclude that even absent the remarks, the jury would have reached
the same result.
Diminished Sense of Responsibility: Gregory contends that when
the prosecutor said that Gregory would face "another court with another
judge at a different time," MRP at 7739, he diminished the jurors'
sense of responsibility for the death sentence by suggesting that the
sentence would be reviewed on appeal. However, allegedly improper
comments must be viewed in the context of the entire argument. Gentry,
125 Wn.2d at 640. In closing, the prosecutor discussed mercy:
Religion
plays a[n] important part [in] many of our lives. Faith plays an
important part in many of our lives. The question is whether or not
religious [*156] law should be held to take priority over
the law the
court just gave you. Each and every one of you told us, in your
questionnaire and in your jury selection, that you did not have a
religious belief that would interfere with your ability to apply the
law, you didn't have a religious belief that said, "The death penalty
is an inappropriate sentence in any and all occasion."
Whether or not the defendant faces another court with another judge
at a different time and with a different standard, that's another
question. But mercy here has to be based on the evidence that's
presented.
The instruction that the court gave you says the appropriateness of
the exercise of mercy may be considered. A mitigating circumstance is a
fact which in fairness and mercy may be considered.
MRP at 7738-39 (emphasis added). There
was no objection from defense counsel.
It is clear from the context surrounding the prosecutor's argument
that he was referring to a religious interpretation of the concept of
mercy. It seems highly unlikely that the jury would have interpreted
this comment in any other way given the context surrounding it. While
the defense claims that the comment about another [*157]
court and
another judge "switched gears" from a religion-based discussion of
mercy to a discussion of the appellate process, the record belies this
contention. Appellant's Reply Br. at 50. The discussion of mercy
occurred both before and after the statement at issue. While Gregory
cites to Caldwell v. Mississippi, 472 U.S. 320, 105 S. Ct. 2633, 86 L.
Ed. 2d 231 (1985)
to support his argument, that case involved a clear argument that the
jury's verdict would be automatically reviewable by the state supreme
court. Id. at 325-26. We conclude that the comment here did not
improperly diminish the jurors' responsibility.
Inflammatory Comments: Gregory contends that the prosecutor
denigrated the defense and made other inflammatory comments. During
closing argument, the prosecutor discussed and criticized what he
anticipated would be the defense's arguments. The prosecutor stated:
You
should keep in mind that the defense only wants one of you to vote for
life. It requires a unanimous verdict to impose the death penalty.
Anything less is life without parole. It takes 12 to find a defendant
not guilty, but it only takes 1 for a life sentence. The goal
[*158]
for the defense is not 12. The goal is just 1.
MRP
at 7716. Defense counsel objected, arguing, "[t]he motivations of the
defense is a personal comment on the argument," but the objection was
overruled. Id. Then briefly in rebuttal, the prosecutor again referred
to the defense counsel's wish for "one holdout." MRP at 7801.
Gregory contends that these comments amount to a personal attack on
defense counsel. However, this court has noted that "the prosecutor, as
an advocate, is entitled to make a fair response to the arguments of
defense counsel." Russell, 125 Wn.2d at 87.
Defense counsel, in both opening and closing remarks at the penalty
phase, encouraged each juror at the beginning of deliberations to
when
you go back into this room here, I want you to stop, stop listening to
the words in your head from me and the prosecutor or even your fellow
jurors. Take a few moments to go off by yourself and look deep inside
yourself, look at those things that you hold dear.
MRP at
7790. Defense counsel emphasized that every juror should decide for
himself or herself what the penalty should be. The prosecutor's
argument did not denigrate the defense, [*159] but merely
responded
to defense counsel's arguments.
In addition, Gregory argues that the prosecutor resorted to name
calling, characterizing Gregory as "evil" and a "menace to society,"
MRP at 7796-97, which so infected the proceeding with unfairness that
Gregory was denied due process. First, the prosecutor is entitled to
draw inferences from the evidence and these inferences could have been
justified given Gregory's criminal history and the facts of this case.
See, e.g., In re Pers. Restraint of Davis, 152 Wn.2d 647, 717, 101 P.3d
1 (2004); Brown, 132 Wn.2d at 568-69.
Moreover, neither of these comments drew an objection from defense
counsel and an instruction to the jury to disregard these brief
characterizations could have neutralized any prejudice. Therefore, we
decline to find that these comments denied Gregory due process.
Discussion of Prison Conditions and Possibility of Escape: The
State made a motion in limine arguing that evidence at the penalty
phase should be limited to the defendant's character, criminal record,
and the circumstances of the crime. This argument was specifically
targeted at preventing the introduction of evidence [*160]
regarding
prison conditions for prisoners sentenced to life without parole. The
defense agreed. The trial court ordered that "[f]or purposes then of
the penalty phase, . . . evidence not related to the defendant's
character or criminal record or to any circumstances of the crime be
inadmissible." MRP at 6895. In accordance with this ruling, the defense
did not offer any evidence regarding prison conditions of those
sentenced to life without parole. Then, in closing, the prosecutor
argued:
[C]onsider
life without parole and whether or not it's as bleak as has been
presented to you. Prison is just another form of society, albeit with
guards and fences. But inside of the prison walls, the defendant will
still be allowed to watch television, listen to the radio, listen to
music, read the newspaper, read books and magazines. He will be allowed
to go outside under the sun and sky, to exercise in an equipment room
fully provided for him. When he is sick, he will go to the infirmary.
When he is hungry, he will go to the commissary. He is allowed to have
visits from his family and from his friends. He is allowed to have
social interaction with the other people who are within the
[*161]
prison walls. All of those things are things [G.H.] doesn't have
anymore.
There is one other thing that a person who is incarcerated for life
without parole can do, and that is escape. What incentive would the
defendant have to conform his behavior to the rules of society inside
of prison when he couldn't conform them and wouldn't conform them to
the rules outside? If he breaks a law while he is in prison, tries to
escape, gets in a fight, what are they going to do? Lock him up in
prison? He is already there for life without parole.
MRP at
7721-22. Defense counsel did not object. In rebuttal, the prosecutor
argued the possibility that Gregory could escape. Defense counsel
objected based on "facts not in evidence," but the objection was
overruled. MRP at 7799.
Defense counsel attempted to respond in his closing argument. He stated:
Mr.
Neeb wanted to suggest to you that life in prison is some sort of
country club atmosphere. Well, he later exhorted you only to base your
decision on the evidence that you have before you. You didn't hear
anything about that it was a country club. Common sense will tell you a
number of things about prison life.
Life in prison without [*162] the possibility of parole is
just
that. It's life. Allen Gregory will die in prison. He will end his days
behind concrete walls and iron bars and concertina wire. His life will
be controlled from the time he is told to get up in the morning until
he lays his head down on that prison-issued pillow at night. His life
will be contained in a 9-by-7-foot cell lit by a single light bulb. And
he will go to sleep at night listening to the lullabies of other men
who are just waiting out the minutes and the hours and the days and the
weeks and the years until old age and infirmity and death come to take
them away.
MRP at 7753. Defense counsel later
argued:
Allen
Gregory will be punished every time he wakes up in his cell and sees
only bars and a single commode; every time he walks to the chow hall
with the other men who have forfeited their right to be among us for
the rest of their lives; every time his head hits that prison pillow
and he has to think about what he has done, every minute of every hour
of every day of every week of every month of every year for the rest of
his life.
MRP at 7755.
Gregory now argues that the prosecutor's statements based on prison
conditions [*163] violated due process because they were
based on
facts not in evidence and the defense was unable to rebut the argument
with his own evidence. It is clear that the prosecutor's argument at
the very least violates the trial court's order excluding "any
reference to the conditions that exist in prison." MCP 2788.
Whether the prosecutors' arguments amounted to reversible error is
a close question. The fact that the State made the motion in limine and
then blatantly violated the resulting order strongly suggests that the
argument was flagrant and ill-intentioned. The characterization of
prison life is central to the question of which sentence is
appropriate, life without parole or death, suggesting also that the
argument was prejudicial. However, without an objection from defense
counsel, in order to find that prejudice resulted, we must also
conclude that a curative instruction would not have been effective, a
very difficult standard to meet.
Even so, this court has held that procedural rules regarding
arguments raised for the first time on appeal are construed more
liberally in the sentencing phase of a capital case. Lord, 117 Wn.2d at
849.
Three factors weigh in [*164] favor of a finding of
prosecutorial
misconduct here. First, the violation of the trial court's order is
blatant and the original motion in limine was targeted at preventing
the defense from effectively responding to the prosecutor's argument.
n45 Second, although defense counsel attempted to paint a contrary
picture of prison life, he was unable to introduce evidence to support
his argument and his argument simply was not as compelling as the
prosecutor's (perhaps because he did not expect to be allowed to make
such an argument). Third, the images of Gregory watching television and
lifting weights, when juxtaposed against the images of the crime scene,
would be very difficult to overcome with an instruction. Again, these
images would be central to the question of whether life without parole
or death was the more appropriate sentence. Although this presents a
close question, we conclude that the prosecutor's argument
characterizing prison life amounted to prosecutorial misconduct that
could not have been cured by an instruction. n46 The prosecutor's
misconduct independently requires reversal of the death sentence.
Billy
Ray Nelson v. Quarterman, No. 02-11096 (5th Cir 12/11/2006)
The Fifth Circuit
en banc holds 9-7 on Penry & the nature of the Texas special
question scheme — Billy
Ray Nelson v. Quarterman.
The opinion - which overturns much of that Court's post-Penry analysis
of the Texas Special Questions - holds that the Special Questions in
use at the time of Nelson's trial precluded meaningful consideration of
his (and presumably the overwhelming majority of those who were tried
under the then existing Texas scheme) proffered mitigation. The lead
opinion of Judge Carl Stewart is among the best dissections of
Fifth Circuit & SCOTUS capital sentencing law I have seen. Judge
Dennis’s pointed concurrence is a great read for his openness &
judicial modesty in admitting he has made mistakes in his analsysis of
the death penalty in Texas. The good folks at the Habeas
Assistance Training Project / CapDefNet.org note:
On December 11, 2006, the Fifth Circuit
issued an en banc decision
granting habeas relief to Billy Nelson on a Penry claim. Nelson v.
Quarterman. The opinion was authored by Judge Stewart. A three-judge
panel had previously affirmed the denial of habeas relief. The Supreme
Court granted Nelson’s petition for writ of certiorari and remanded for
reconsideration in light of Tennard v. Dretke, 542 U.S. 274 (2004). On
remand, a panel again affirmed the denial of relief. Rehearing en banc
was ordered sua sponte and a majority of the en banc court held that
“there is a reasonable likelihood that the Texas capital-sentencing
scheme precluded the jury from giving full effect to Nelson’s
mitigating evidence as required by the Supreme Court.”
The mitigating evidence that Nelson had presented involved: (1)
rejection by his mother, who completely abandoned him by age 14; (2)
abuse of drugs and alcohol; (3) a troubled relationship with his
brother and with women; (4) having fathered a child out of wedlock and
being denied a relationship with his child; and (5) testimony that he
suffered from a borderline personality disorder. Under the sentencing
scheme in effect at the time of Nelson’s trial, the sentence was
determined by the jury’s answer to two questions, one about whether the
killing was deliberate, and the other about whether Nelson would pose a
future danger. When Nelson argued in state court that the jury was not
able to give effect to his mitigating evidence, the state court
disagreed, noting that the jury was instruction to consider all aspects
of his background and character when answering the special issues.
Because the case is governed by AEDPA, the Fifth Circuit had to decide
whether this ruling was contrary to, or involved an unreasonable
application of, clearly established federal law as of the time the
state court ruled back in 1994. The majority found that the clearly
established law at that time was that a jury had to be able to give
“full effect” to all of the defendant’s mitigating evidence. If there
was a reasonable likelihood that the instructions were interpreted to
preclude full consideration of the evidence, a new sentencing hearing
was required. Looking to the evidence Nelson presented, the majority
concluded that while the jury may have been able to give partial effect
to some of the mitigation through the two special issues, that was
insufficient to allow the jury “to express its reasoned moral response”
and the Texas court’s contrary conclusion was an unreasonable
application of Supreme Court precedent. The State’s belated argument
that a Penry violation is subject to harmless error review was rejected
by the majority.
Judge Dennis wrote a concurrence in which, among other things, he
explained that he had erred when on the three-judge panel in this case
he had found that the Brecht harmless error test was applicable to the
Penry claim.
Dissents from grant of relief in Nelson v. Quarterman
Chief Judge Jones, joined by Judges Jolly, Smith, Barksdale, Garza and
Clements, dissented. Jones pointed out that the same type of evidence
presented by Nelson had been presented in many other cases where the
Fifth Circuit rejected Penry claims. Therefore, according to Jones, the
majority decision suggests a “sea change” from the Fifth Circuit’s
understanding of Supreme Court case law. Jones further contended that
if “‘full effect’ has become the test for mitigating evidence, rather
than ‘some effect’ or ‘within the effective reach of the jury,’ then
the majority’s decision is irreconcilable with the
Jurek-Franklin-Johnson-Graham line of cases.” In finding that Nelson’s
jury was able to give some effect to his evidence by answering the two
special issues, Jones argued that Nelson’s mental condition was
treatable, unlike Penry’s, so it could provide a basis for the jury to
find that Nelson would not pose a danger in the future. Noting that the
decision in this case is contrary to prior Fifth Circuit case law
construing the relevant Supreme Court precedent, Jones questioned how
the state court could be deemed “unreasonable” in its application of
the same Supreme Court holdings. Jones concluded with the hope that the
Supreme Court will definitively answer whether or not the majority is
correct when it issues decisions in the pending Texas cases that raise
Penry issues.
Judge Smith issued a separate dissent, although stating that he
“enthusiastically join[ed] in the superb dissenting opinions” by the
Chief Judge and Judges Clement and Owen. Smith wrote “to highlight the
embarrassing procedural tangle caused by the various actions of the
Supreme Court and [the Fifth Circuit] in Penry-related cases.”
According to Smith, “[a]ny well-intentioned plan” by the Fifth Circuit
“to step back and comprehensively review [its] Penry jurisprudence has
crashed and burned.” Among other things, Smith noted the disparate
treatment by the circuit of cases with Penry issues and pointed out the
“peculiar” development of the Supreme Court granting certiorari review
in the Brewer case even though a petition for rehearing en banc is
still pending in the Fifth Circuit. He concluded by expressing regret
that the en banc court issued this decision now instead of waiting for
guidance from the Supreme Court.
Judge Clement dissented, joined by the Chief Judge and Judges Jolly,
Smith, Barksdale and Garza. She focused on the fact that this case
falls under AEDPA and contended: “Since the Supreme Court has not
spoken to the precise type of mitigating evidence at issue here – and
certainly had not done so by 1994, when Nelson’s conviction became
final – it will be difficult to say that, under AEDPA, the state habeas
court acted contrary to or unreasonably applied federal law as
determined by the Supreme Court.”
Finally, Judge Owen, joined by Judges Jolly and Smith, dissented. She
also emphasized “the standard of review that must be applied” and
argued that “[i]t was not objectively unreasonable to conclude that
Nelson’s mitigating evidence was distinguishable from the mental
retardation and low intelligence at issue” in Penry, Tennard and Smith,
and was instead more like the “transient qualities of youth” at issue
in Johnson v. Texas and Graham v. Collins.
Carey v . Musladin,
No. 05–785 (12/11/06) Grant of habeas relief vacated
where the Ninth Circuit erred in concluding that a state appeals
court's decision, that buttons displaying the victim's image worn by
the victim's family during respondent's trial did not deny respondent
his right to a fair trial, was contrary to or an unreasonable
application of clearly established federal law as determined by the
Supreme Court. The good folks at the Habeas Assistance Training Project
/ CapDefNet.org note:
On December 11, 2006, the Supreme Court
issued its decision in Carey v.
Musladin. In an opinion written by Justice Thomas, joined by the Chief
Justice and Justices Scalia, Ginsburg, Breyer and Alito, the Court
reversed a grant of habeas relief from the Ninth Circuit Court of
Appeals. It ruled that no clearly established Supreme Court precedent
addresses spectator misconduct and, therefore, 28 U.S.C. § 2254(d)
precluded relief on Musladin’s claim that buttons worn by relatives of
the homicide victim which displayed his imagine deprived Musladin of a
fair trial.
The state appellate court had applied Holbrook v. Flynn, 425 U.S. 560
(1986), and found that although wearing photographs of the victim
allowed an “impermissible factor” to come into play, the buttons had
not “branded defendant ‘with an unmistakable mark of guilt’ in the eyes
of the jurors.” The Ninth Circuit found that the state decision “was
contrary to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the
United States.” 28 U.S.C. § 2254(d)(1). The clearly established
law,
according to the Ninth Circuit, was Holbrook and Estelle v. Williams,
425 U.S. 501 (1976). The appeals court cited its own precedent – Norris
v. Risley, 918 F.2d 828 (9th Cir. 1990) – in support of its conclusion
that Holbrook and Williams clearly established a test for inherent
prejudice in cases involving conduct by courtroom spectators. Because,
in its view, the state court had applied an inherent prejudice test
that differed from the one set forth in the two Supreme Court cases,
relief was not barred by § 2254(d)(1).
In Williams, the Court had ruled that compelling a defendant to wear
identifiable prison clothing at trial violated the Fourteenth
Amendment. In Flynn, a case involving the seating of uniformed state
troopers in the spectator seats behind the defendant, the Court held
that the presence of the troopers was not so “inherently prejudicial”
as to deny the defendant of his right to a fair trial. The Court quoted
Williams in explaining, “the question must be . . . whether an
‘unacceptable risk is presented of impermissible factors coming into
play.’” Flynn, 425 U.S. at 570. Notably to the Court here, both cases
involved government-sponsored practices. Further, in each case the
Court had stated that an “essential state” policy or interest would be
needed to justify an inherently prejudicial practice. The Court then
found that unlike state-sponsored courtroom practices, “the effect on a
defendant’s fair-trial rights of the spectator conduct to which
Musladin objects is an open question in our jurisprudence.” In the
absence of guidance from the Supreme Court, lower courts “have diverged
wildly in their treatment of defendants’ spectator-conduct claims.”
While some courts have applied Williams/Flynn to such claims, other
courts have declined to do so or have ruled on the claims without
mentioning the Supreme Court cases. Given the absence of holdings from
the Court concerning the potentially prejudicial effect of courtroom
conduct by spectators, “it cannot be said that the state court
‘unreasonabl[y] appli[ed] clearly established Federal law.”
Concurring opinions in Carey v. Musladin
Justice Stevens concurred in the judgment. He observed that in Williams
v. Taylor, 529 U.S. 362 (2000), the Court held that a state court
decision denying relief to Williams on a claim of ineffective
assistance of counsel had been contrary to and an unreasonable
application of the law, as determined by Strickland v. Washington, 466
U.S. 668 (1984). However, in Strickland itself, the Court had held that
trial counsel had not been ineffective. Nevertheless, the opinion,
“including carefully considered dicta,” had set forth the standards for
evaluating such claims and these standard have been accepted as
“clearly established law” for more than 20 years. Despite this, in what
Stevens characterizes as “ironic dictum” in the portion of the Williams
decision authored by Justice O’Connor, the phrase “clearly established
Federal law” in 28 U.S.C. § 2254(d) was defined to reference “the
holdings, as opposed to the dicta, of this Court’s decisions as of the
time of the relevant state-court decisions.” Williams v. Taylor, 529
U.S. at 412. Since then, this “ironic dictum” has been repeated in
three opinions in which a bare majority of the Court rejected claims of
constitutional error that four members of the Court would have upheld.
Because Stevens was “persuaded that Justice O’Connor’s dictum about
dicta represents an incorrect interpretation of the statute’s text, and
because its repetition today is wholly unnecessary,” he did not join
the Court’s opinion. As for his reasons for joining the Court’s
judgment, he stated they were essentially the same as set forth by
Justice Souter, except regarding the suggestion about possible First
Amendment protection.
Justice Kennedy also concurred in the judgment. He pointed to the
fundamental and well established principle of due process that
“[t]rials must be free from coercive or intimidating atmosphere.” This
principle appeared to apply whether or not the pressures were from
partisans or outsiders. In Kennedy’s view, if severe intimidation was
brought about through the wearing of buttons, relief would likely be
available even without a Supreme Court case “addressing the wearing of
buttons.” “AEDPA does not require state and federal courts to wait for
some nearly identical factual pattern before a legal rule must be
applied.” Here, however, Kennedy found “no indication the atmosphere at
[Musladin’s] trial was one of coercion or intimidation to the severe
extent demonstrated in the cases [he] discussed.”
Justice Souter concurred in the judgment as well. He stated: “While the
ground between criteria entailed by ‘clearly established’ and
‘unreasonable application’ may be murky, it makes sense to regard the
standard governing this case as clearly established by this Court.”
Souter looked to the “unacceptable risk” language from Williams and
Flynn and found that “[t]he Court’s intent to adopt a standard at this
general and comprehensive level could not be much clearer.” Further,
turning to the applicability of that standard, “there is no serious
question that it reaches the behavior of spectators.” This is because
the focus on the cases is “on appearances within the courtroom open to
the jurors’ observations.” It is the duty of the trial court to keep
the courtroom free of improper influence, irrespective of the source.
As for visible buttons with victim’s photo, Souter believed that no one
could seriously deny that permitting spectators to wear them “can raise
a risk of improper considerations.” The only debatable question,
according to Souter, was whether the risk in a given case reaches an
“unacceptable” level. In his view, there was a fair argument that any
level of risk from buttons is unacceptable. There were two
considerations that nevertheless prevented him from finding that the
state court acted unreasonably in denying relief. First, “of the
several courts that have considered the influence of spectators’
buttons, the majority have left convictions standing.” That left him
“wary of assuming that every trial and reviewing judge in those cases
was unreasonable as well as mistaken in failing to embrace a no-risk
standard,” and made it hard to say the state judges in this case were
unreasonable given the lack of detail about the buttons’ display.
Second, Souter acknowledged possible First Amendment implications in
barring the buttons that had not been given “focus or careful
attention” in this or other cases. Souter concluded that Musladin had
failed to show that the state courts unreasonably applied Supreme Court
law.
In
re Angel Diaz, 2006 U.S. App. LEXIS
30274 (11th Cir 12/11/2006)
Eleventh Circuit denies request for permission to file a second habeas
petition.The good folks at the Habeas Assistance Training Project /
CapDefNet.org note:
On December 11, 2006, the Eleventh
Circuit (Tjoflat, Marcus and Pryor)
issued a decision denying the application by Angel Nieves Diaz for
leave to file a second or successive habeas petition. In re: Angel
Nieves Diaz. Diaz raised three claims: (1) newly discovered evidence
showing ineligibility for the death penalty; (2) violation of Brady v.
Maryland; and (3) confrontation clause violation.
The newly discovered evidence was an affidavit from the jailhouse
informant who testified at Diaz’s trial. The appeals court concluded
that the affidavit did not qualify as “newly discovered” evidence
because it was consistent with both the informant’s trial testimony and
statements he made that were presented with Diaz’s first state
post-conviction relief motion. More importantly, the appeals court
found that Diaz did not qualify for filing a successor petition because
information that the informant was untruthful could only have impacted
the penalty decision by undermining the aggravators presented at trial.
The statute governing the filing of successor petitions requires that
the new evidence go to showing innocence of the underlying offense. 28
U.S.C. § 2244(2)(B)(ii).
Because the Brady claim had been presented in the initial habeas
petition, it could not provide the basis for leave to file a successive
petition on the ground of newly discovered evidence.
In the final claim, Diaz argued that testimonial hearsay was presented
at the penalty phase of his trial in violation of Crawford v.
Washington. But because the Supreme Court has not made the Crawford
decision retroactively applicable to cases on collateral review, it
cannot be asserted in a second federal petition. The application for
stay of execution was denied as moot. Diaz is scheduled to be executed
on December 13, 2006
Calvin
Shuler v. Jon Ozmint, 2006 U.S.
App. LEXIS 30377 (4
th Cir 12/11/2006)(unpublished) Relief
denied. The good folks at the Habeas Assistance Training Project /
CapDefNet.org note:
On December 11, 2006, in an unpublished
opinion, the Fourth Circuit
(Wilkins with Widener and Duncan) affirmed the denial of habeas relief
to Calvin Shuler. Shuler v. Ozmint, 06-7. The case involved the robbery
of an armored car by Shuler, who was a former employee of the armored
car company. One man was kidnaped and killed during the robbery. Relief
on all claims was found to be precluded by 28 U.S.C. § 2254(d)
because
the state post-conviction court’s rulings on them were neither contrary
to, not involving an unreasonable application of, clearly established
Supreme Court precedent.
Shuler had alleged that his trial attorneys performed deficiently by
failing to investigate and present evidence about Shuler’s steroid use
and the adverse impact it had on his mental state. Such evidence would
have, according to Shuler, established both statutory and non-statutory
mitigating circumstances. The state post-conviction relief court had
denied relief on this claim, finding that although counsel’s
investigation into steroid use was limited, the limitation on
investigation was objectively reasonable given counsel’s strategic
judgment that the jury would view the drug use as aggravating rather
than mitigating. In concluding that this ruling was not unreasonable,
the Fourth Circuit found important that the evidence available to
counsel indicated that any steroid use “was limited and remote.”
Shuler also alleged that trial counsel were ineffective in failing to
develop and present evidence that Shuler had used cocaine base in the
hours before the offense. Counsel had investigated Shuler’s use of
cocaine base and was unable to come up with evidence of more than
casual drug use. Although counsel considered presenting evidence of
Shuler’s use of cocaine base during the penalty phase, counsel was
again concerned that the jury would view casual drug use in a negative
light. They were also worried that testimony about the effects of
cocaine base would open the door to damaging testimony about Shuler’s
pre-trial attempt to feign mental illness. As with the prior
allegation, the state post-conviction court found that counsel acted in
an objectively reasonable fashion in foregoing use of the evidence and
the Fourth Circuit could not deem this conclusion unreasonable under
§
2254(d)
Next, Shuler alleged that counsel was ineffective in failing to present
evidence about his attempted suicide the morning of the robbery-murder.
This was not unreasonable, according to the state post-conviction
court, given that counsel would have had to present psychological
testimony in order to justify a jury instruction on the statutory and
nonstatutory mitigating factors that Shuler alleged were supported by
the suicide attempt. This raised the problem of opening the door to the
malingering evidence. The state court also concluded that Shuler had
not established prejudice in light of the evidence that was presented
about the severe depression he suffered following the deaths of his
parents. In addition, the jury knew that the robbery-murder occurred on
Shuler’s birthday and the anniversary of his mother’s burial. The
Fourth Circuit concluded § 2254(d) precluded relief on this claim.
Shuler alleged that a prosecution witness testified falsely about his
plea agreement in violation of Napue v. Illinois. The state
post-conviction court concluded that the witness’s testimony about his
plea was in fact incorrect, a finding that the Fourth Circuit accepts
for purposes of ruling on the claim. The state post-conviction court
nevertheless found that relief was not warranted because the jury did
learn of the nature of the plea agreement, which permitted a future
reduction of the witness’s sentence, and because the inaccuracy was not
material in light of defense counsel’s “vehement attack” on the
witness’s credibility. Again, § 2254(d) was found to bar habeas
relief
on this claim.
Finally, the Fourth Circuit rejected Shuler’s Brady claim which was
premised on the prosecution’s failure to disclose a deal about where a
witness would be incarcerated. The state post-conviction court made a
factual finding that there was no deal, a finding that was not
unreasonable in light of the evidence presented. The state court also
found that any deal was not material, a finding that the Fourth Circuit
held was not unreasonable.
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opinions" that may be modified or withdrawn by the issuing court
without notice. Note we purposefully do not use Blue Book, or any
other traditional, citation form.
AVAILABILITY
OF OPINIONS: Most opinions can be found at Lexisone.com,
Lexis and Westlaw. If you are looking for opinions and do not
belong to Lexis, Westlaw or a similar service, please visit
Lexisone.com to obtain copies of the opinions. If you can't
access an opinion you need to contact Capital Defense Weekly.
ISSN:
1523-6684
*
Execution date information per Rick Halperin and other sources
As
always,
please
forgive the
typos & unorthodox citation methods. Thanks for the tip-offs,
thanks for reading & most importantly thanks for all the hard work.
- k