Capital Defense Weekly

Two favorable dispositions are noted from January 8, 2007 to January 15, 2007

Of the favorable dispositions the more notable is State v. Troy Burkhart. During the sentencing phase of his trial Burkhart objected to testimony by the prosecution’s witness James Sligh, the director of inmate classification for the Department of Corrections, regarding the privileges available to an inmate who receives a sentence of life without parole.  “We have long held that evidence in the sentencing phase of a capital trial must be relevant to the character of the defendant or the circumstances of the crime. The jury’s sole function is to make a sentencing determination based on these factors and not to legislate a plan of punishment. Such determinations as the time, place, manner, and conditions of execution or incarceration ... are reserved ... to agencies other than the jury."

The other favorable disposition is Brandon Washington v. State. In that opinion the Alabama Court of Criminal Appeals orders a remand  for a new sentencing hearing (but not a new penalty phase) as the trial court judge "erred when it sentenced [Washington] without the benefit of a presentence investigation and report."  The process may well be just ministerial and a death sentence may very well be imposed again.

Wednesday appears to have been the Supreme Court’s “Texas Day.” The transcript in Smith v. Texas is here. The transcript in Abdul-Kabir and Brewer is here.  A reading of the cold transcripts suggests from the questioning at oral arguments that the Court may break 5-4 for the condemned. As always, when the drafts of the majority & dissenting opinions circulate the numbers may change, as may the results.  The opinions are likely to turn on Kennedy meaning that the opinions are likely to be narrow.

In the news, Gov. Ted Strickland of Ohio granted temporary reprieves to three inmates scheduled for execution in the next 5 weeks in order to allow more time to consider whether clemency should be granted: Kenneth Biros, James Filiaggi, and Christopher Newton. The California Attorney General and Governor have informed the federal court overseeing the lethal injection process in that state that they will make their recommendations for reforming the existing execution protocol by May 15, 2007. Stephen Henderson, reporter with McClatchy Newspapers, published a group of articles focusing on the death penalty entitled No Defense: Shortcut to Death Row looking at capital sentencing and ineffective assistance of counsel

Looking ahead, the Indiana Supreme Court issued an order staying the execution of Norman Timberlake, who was scheduled to be executed on January 19th. The Indinana Supreme Court last month had denied a petition that claimed "he is severely mentally ill, insane and incompetent to be executed.  Holding that the grant of certiorari in Panetti v. Dretke, indicates the Supreme Court “may soon revisit and address the application of the Eighth Amendment to claims that mental illness bars execution"

As always, thank you for reading. - k

Executions

January
17 Johnathan Moore (Texas)


Pending Executions

January
24 Larry Swearingen Texas)
25 Ronald Chambers (Texas)
26 Marcus Robinson (North Carolina)
30 Christopher Swift (Texas-volunteer)

February
22 Edward Harbison (Tennessee)
22 Newton Anderson (Texas)
27 Donald Miller (Texas)

March
6 Robert Perez (Texas)
7 Joseph Nichols (Texas)
20 Kenneth Biros (Ohio)
28 Vincent Gutierrez  (Texas)

More Execution information


In Favor of Life or Liberty

Advance Sheet for Week of January 8, 2007

Brandon Washington v. State, 2007 Ala. Crim. App. LEXIS 16 (Ala Crim App 1/11/2007) Remand ordered for a new sentencing hearing as "the trial court erred when it sentenced him without the benefit of a presentence investigation and report.

State v. Troy Burkhart,  2007 S.C. LEXIS 7 (SC 1/8/2007) New penalty phase ordered as the State at trial was permitted to introduce impermissible evidence of prison conditions and  privileges Burkhart could earn if sentenced to life without parole.

Advance Sheet for Week of January 15, 2007

Norman Timberlake v. State, 2007 Ind. LEXIS 50 (Ind. 1/17/2007)  Stay granted in light of Panetti v. Quarterman on the standard fo competency to be executed.

Favoring Death

Advance Sheet for Week of January 8, 2007

Melvin Bonnell v. Mitchell,  2007 U.S. App. LEXIS 691 (6th Cir 1/8/2007) (unpublished)  Relief deneid on claims that: "(1) that the state improperly suppressed exculpatory evidence, (2) that the district court erred in denying him discovery and an evidentiary hearing on his allegations of suppression and destruction of such exculpatory evidence, (3) that the prosecution failed to correct materially false testimony at trial, and (4) that the prosecution was guilty of misconduct throughout the trial."

United States v. Emile Fort, et al,  2007 U.S. App. LEXIS 323 (9th Cir 1/8/2007) (dissent) In an opinion already called "absurd" the panel reverses a "district court protective order that had disclosure when the government thumbed its nose at the court's request for assistance in drafting.. . .  [The majority reasons] that the reports fell under work product and analysis. This case itself dealt with an alleged violent gang in a project."  The Federal Defenders of the Ninth Circuit have more.

Rocky Snow v. Sirmons,  2007 U.S. App. LEXIS 325 (10th Cir 1/8/2007)  Relief denied on: (1) claims of ineffective assistance of counsel at: (A)  trial (failure to challenge the in-court identifications made by Newland and Russell; to request a continuance after Campbell was added at the last minute as a witness for the state;to object to the state's entry of irrelevant evidence; and to investigate and present additional evidence to raise a reasonable doubt as to his guilt) and (B) on appeal (alleged to forgive procedural default), as well as (2) Brady for the suppression of police video and notes relating to witnesses statements.

Ex parte Charles Hood,  2007 Tex. Crim. App. LEXIS 14 (Tex. Crim App 1/10/2007) (majority / dissent) Relief denied on timing of a challenge to the Texas special questions & how those questions in their prior form, the so-called “nullification instruction,” failed to give juries meaningful assistance in channeling jury discretion.  The Court holds that the challenge could have been brought following Penry II even though the CCA was consistently holding at that time that such a claim was without merit.

Robert Peede v. State, 2007 Fla. LEXIS 4 (FL 1/11/2007) (A) competency of postconviction proceedings; (B) iAC penalty phase performace; (C) inadequate mental health examination; (D) Brady; and (E) competency at trial.  Relief denied on habeas corpus petition claims relating to appellate IAC including: (A) failure to challenge other crimes evidence; (B) identification evidence; (C) prosecutor's comments; and (D) confrontation clause.

State v. Borchardt, No. K-1999-2077 (Md. 1/12/2007)  Loss on IAC claims & geographical disparity, with dissents on both of those issues. The dissent argues that Borchardt should at least be entitled to discovery on the geographical disparity argument. “Additionally, and more important, an adequate presentation of specific evidence of discrimination by the defendant cannot occur without adequate discovery from the State.. . . The Paternoster study illustrates that death-eligible defendants in Baltimore County are more likely to receive a sentence of death than in any other county. This study alone satisfies the [United States v.] Armstrong standard, justifying further discovery.”

Ronnie Gardner v. Galetka, 2007 Utah LEXIS 4 (Utah 1/12/2007) On "certification of a question of state law from the United States District Court for the District of Utah. The question to be addressed is the following: 'If Mr. Gardner had raised the ineffective assistance of counsel claim at issue in Gardner v. Galetka  ("Gardner III") in state court in a successive petition in 1990, would the petition have been procedurally barred?'"


Advance Sheet for Week of January 15, 2007

Stephen Moody v. Quartermnan, 2007 U.S. App. LEXIS 975 (5th Cir 1/17/2007) The district court's grant of relief on Batson ground relief reversed as it failed to give proper deference to the state court's fact finding.

Van v. Jones, 04-2277 (6th Cir 1/16/2007) Van asks whether a consolidation hearing is a critical stage of the prosecution that triggers a defendant’s right to a lawyer. The petitioner, a Cambodian with limited English skills, was the ringleader of a vicious assault. Van was not represented by counsel at the hearing in which the trial court consolidated Van’s trial with that of three other defendants. The majority concludes that Van was not prejudiced by this decision, so there is no Sixth Amendment issue. Judge Moore dissents, arguing that a consolidation hearing is always a critical stage. Because she would hold that defendants should always have attorneys at consolidation hearings, she concludes that the question of prejudice is irrelevant. (via Rob Loblaw)

Michael Benge v. Johnson, 2007 U.S. App. LEXIS 856 (6th Cir. 1/16/2007) Benge asks whether an attorney in a capital case was constitutionally ineffective for failing to object to flawed jury instructions. As in Van, the majority concludes that the defendant was not prejudiced. Judge Martin dissents, using the case as another opportunity to criticize the death penalty as arbitrary. Here, the only aggravating factor in the underlying murder was that Benge stole the victim’s ATM card while killing her. (via Rob Loblaw)

Glen Rogers v. State,  2007 Fla. LEXIS 13 (FL 1/18/2007) Relief denied most notably on: "(1) the introduction of evidence of a prior misdemeanor assault; (2) the trial court’s failure to grant a mistrial after improperly allowing the introduction of the prior misdemeanor assault in front of the jury; (3) the prosecutor making the “Desert Storm” comment during closing argument of the penalty phase; and (4) appellate counsel’s ineffectiveness in failing to research caselaw and argue on direct appeal that the jury should have been instructed on the statutory mitigator of being under the influence of extreme mental or emotional disturbance based upon all the evidence in the record."

State v. Darrell Draughn,  2007 La. LEXIS 10 (LA 1/17/2007) Relief denied on direct appeal on 27 different issues.

Selected Excerpts from, & Commentary on, this Edition's Cases

State v. Troy Burkhart,  2007 S.C. LEXIS 7 (SC 1/8/2007) New penalty phase ordered as the State at trial was permitted to introduce impermissible evidence of prison conditions and  privileges Burkhart could earn if sentenced to life without parole.

During the sentencing phase of trial, appellant objected to testimony by State's witness James Sligh, Director of Inmate Classification for the Department of Corrections, regarding the privileges available to an inmate who receives a sentence of life without parole. These privileges include access to the yard, work, education, meals, canteen, phone, library, recreation,  [*7]  mail, television, and outside visitors. On cross-examination, Sligh acknowledged that prison life is "very regimented" and "is not a country club." Further, appellant presented evidence through his own witness that prison is a harsh environment with violent predators where one's freedom is severely curtailed.

We have long held that evidence in the sentencing phase of a capital trial must be relevant to the character of the defendant or the circumstances of the crime. State v. Copeland, 278 S.C. 572, 300 S.E.2d 63 (1982). The jury's sole function is to make a sentencing determination based on these factors and not to legislate a plan of punishment. State v. Johnson, 293 S.C. 321, 360 S.E.2d 317 (1987). "Such determinations as the time, place, manner, and conditions of execution or incarceration . . . are reserved . . . to agencies other than the jury." State v. Plath (Plath II), 281 S.C. 1, 15, 313 S.E.2d 619, 627 (1984) (emphasis added). Based on this reasoning, we have disallowed defense evidence regarding the process of electrocution, State v. Plath (Plath I), 277 S.C. 126, 284 S.E.2d 221 (1981), and expert  [*8]  testimony regarding the deterrent effect of capital punishment. State v. George, 323 S.C. 496, 476 S.E.2d 903 (1996).

Recently, in State v. Bowman, 366 S.C. 485, 623 S.E.2d 378 (2005), the defendant challenged on appeal the admission of evidence regarding general prison conditions. Although we found the issue was not preserved for review, we cautioned the State and the defense bar that such evidence is not relevant to the question of whether a defendant should be sentenced to death or life imprisonment. 366 S.C. at 498-99, 623 S.E.2d at 387.

This case was tried before our decision in Bowman; however, we apply that reasoning here because it is consistent with our long-standing rule that evidence in the sentencing phase of a capital trial must be relevant to the character of the defendant or the circumstances of the crime. We are aware of the tension between evidence regarding the defendant's adaptability to prison life, which is clearly admissible, n2 and this restriction on the admission of evidence regarding prison life in general. We note, however, that evidence of the defendant's characteristics may include prison conditions  [*9]  if narrowly tailored to demonstrate the defendant's personal behavior in those conditions.

Here, unlike Bowman, appellant objected to the State's evidence regarding general prison conditions. Although appellant attempted to counter the testimony of the State's witness with evidence regarding the harshness of prison life, this entire subject matter injected an arbitrary factor into the jury's sentencing considerations. A capital jury may not impose a death sentence under  [*10]  the influence of any arbitrary factor. S.C. Code Ann. § 16-3-25(C)(1) (2003). When the jury is invited to speculate about irrelevant matters upon which a death sentence may be based, § 16-3-25(C)(1) is violated. State v. Sloan, 278 S.C. 435, 298 S.E.2d 92 (1982). Accordingly, we reverse appellant's death sentence and remand for resentencing.

Brandon Washington v. State, 2007 Ala. Crim. App. LEXIS 16 (Ala Crim App 1/11/2007) Remand ordered for a new sentencing hearing as "the trial court erred when it sentenced him without the benefit of a presentence investigation and report.

In his final issue on appeal, Washington argues that the trial court erred when it sentenced him without the benefit of a presentence investigation and report. At the sentencing hearing, the trial court stated that it had received a copy of the report  [*24]  prepared by the Alabama Board of Pardons and Paroles when Washington sought consideration as a youthful offender instead of a presentence report, and it relied on that report at sentencing without objection from Washington. Thus, we review the claim for plain error.

The record reflects that, on January 13, 2006, at the conclusion of the penalty phase of the jury trial, the court ordered that a presentence investigation be completed. (C. 22.) When the final sentencing hearing was held before the trial court, defense counsel noted at the outset that a presentence report had not been completed and that the report from the youthful-offender investigation had been submitted instead. The court stated for the record that the youthful-offender report would be used as the presentence report. The court stated, "The probation office wanted to handle it that way," and "[I]t has been prepared for purposes of this sentencing and if there are any corrections to the report that either side would like to point out you are welcome to do so." (R. 914-15.) Defense counsel confirmed with the court that the report was the same one that had been submitted during the Washington's application for youthful-offender  [*25]  status, and stated that he had no corrections to the report. (R. 915.) Washington now argues that the information submitted in a youthful-offender report "is far different" from the information submitted in a presentence report. He does not list or discuss any specific evidence that he contends was available after trial that was not gathered or was not available when the youthful-offender investigation was conducted, and he failed to present any such evidence to the trial court either at sentencing or in a motion for a new trial.

The statute governing sentencing in capital-murder cases provides, in relevant part:

    "Before making the sentence determination, the trial court shall order and receive a written pre-sentence investigation report. The report shall contain the information prescribed by law or court rule for felony cases generally and any additional information specified by the trial court."

§ 13A-5-47(b), Ala. Code 1975 (emphasis added).

Rule 26.3(b), Ala. R. Crim. P., prescribes the content of a presentence report, as follows:

"The presentence report may contain:

    "(1) A statement of the offense and the circumstances surrounding it;

    "(2) A statement  [*26]  of the defendant's prior criminal and juvenile record, if any;

    "(3) A statement of the defendant's educational background;

    "(4) A statement of the defendant's employment background, financial condition, and military record, if any;

    "(5) A statement of the defendant's social history, including family relationships, marital status, interests, and activities, residence history, and religious affiliations;

    "(6) A statement of the defendant's medical and psychological history, if available;

    "(7) Victim Impact Statements; and

    "(8) Any other information required by the court."


The Committee Comments to Rule 26.3 state, "Generally, a presentence report should be prepared only after the determination of guilt, so as to avoid, insofar as possible, placing the defendant in a position where the defendant is expected to disclose to the probation officer facts about the offense that are not being disclosed at trial."

We have found no Alabama case presenting the circumstances now before us. However, two cases with similar facts are instructive. In Nelson v. State, 681 So. 2d 252, 256 (Ala. Crim. App. 1995), a capital-murder case, a presentence report was not submitted  [*27]  to the trial court during the final sentencing hearing before trial court. In n1 conducting our plain-error review of the record, we stated:
    

    "[T]he sentencing proceeding before the trial court fails to meet the requirements of § 13A-5-47. First, the trial court did not order and receive a written presentence report as required by § 13A-5-47(b). This requirement is mandatory in a case in which the death penalty has been imposed and cannot be waived."

Nelson v. State, 681 So. 2d 252, 256 (Ala. Crim. App. 1995)(emphasis added), aff'd on return to remand, 681 So. 2d 257 (Ala. Crim. App. 1996), aff'd, 681 So. 2d 260 (Ala. 1996). This Court remanded the case and ordered the trial court to conduct another sentencing hearing that complied with the statute.

In Guthrie v. State, 689 So. 2d 935 (Ala. Crim. App. 1996), a presentence report was provided to the court, but in conducting our plain-error review of the case, we expressed our concern about the "perfunctory nature" of the report. Specifically, we noted that some of the information appeared to have been taken from an interview with Guthrie years earlier and that little effort had been made obtain more information about Guthrie and his status at the time of sentencing. We held:

    "This presentence report's cursory and incomplete treatment of Guthrie troubles us, because it may have hamstrung the trial court's consideration of the full mosaic of Guthrie's background and circumstances before determining the proper sentence. As such, this presentence report risked foiling the purpose of § 13A-5-47(b). We find that the insufficiency of this report requires a remand for the trial court to reconsider Guthrie's sentence with a sufficient presentence report."

Guthrie v. State, 689 So. 2d at 947, aff'd on return to remand, 689 So. 2d 948 (Ala. Crim. App.), aff'd, 689 So. 2d 951 (Ala. 1997).

Although the case before  [*29]  us is not on point with Nelson because the trial court here had before it a youthful offender report that the court considered as a presentence report, and it is not on point with Guthrie because it appears that the presentence report in Guthrie's case contained more glaring inadequacies than did the report in this case. However, from a consideration of those two cases, along with § 13A-5-47, Ala. Code 1975, and Rule 26.3, Ala. R. Crim. P., we are compelled to find that the trial court committed plain error when it proceeded to sentencing without a current presentence report. A presentence report is mandatory, according to § 13A-5-47, and it cannot be waived. It appears from the record that, even though the trial court ordered a presentence report, the probation office decided to resubmit the youthful-offender report instead, because it "wanted to handle it that way." (R. 914.) The decision was not for the probation office to make, in light of existing Alabama law, and the trial court should not have accepted the youthful-offender report as a substitute for the mandatory presentence investigation and report.

We note that the youthful-offender report  [*30]  is thorough and that it contains information about most of the categories listed in Rule 26.3, Ala. R. Crim. P. (C. 54-59.) The report, however, was completed on June 16, 2005, 9 months before Washington was sentenced, and 6 months before the trial was held. The report does not contain victim-impact statements, and it contains no updated information about Washington's health, psychological status, or his adjustment to incarceration. Furthermore, it appears that Washington was not contacted for any statements or updates on this information after the trial, nor was he permitted to make any additional statements about the crime or his involvement in it. As noted in the Committee Comments to Rule 26, the presentence report should have been prepared only after trial so that Washington was not expected to disclose to the probation officer the facts of the crime before he went to trial.

We recognize that an argument can be made that the absence of a presentence report in this case should be considered harmless error because the youthful-offender report was fairly thorough and because defense counsel did not object to the absence of a presentence report. However, because Alabama case law  [*31]  and the relevant statute clearly provide that a presentence report is mandatory, because a presentence report was ordered by the court, and because this is a capital-murder case in which the death penalty has been imposed and this case will therefore undergo many levels of review, we believe that justice will better be served by remanding this case now so that this error can be corrected.

Therefore, just as this Court did in Nelson, we now direct:

    "For the above reasons, we remand this case to the trial court with instructions that it conduct another sentencing hearing and strictly follow the appropriate statutory requirements. At this hearing, the appellant should be allowed to respond to the presentence report and to present any evidence about any part of the report as to which there is a factual dispute. The presentence report should contain all relevant information prescribed by law or court rule in felony cases and should include all information pertaining to the appellant that would be relevant to the determination of sentence, including current information up to the date of sentencing. Of course, the appellant ... should be present during the proceedings. The trial  [*32]  court is instructed to take all action necessary to permit the clerk of the circuit court to file with this court a return within [70] days from the release of this opinion. The return should include the sentencing order of the trial court and a transcript of the hearing proceedings."

Nelson v. State, 681 So. 2d at 257.

Upon return to remand, this Court will conduct the mandatory plain-error review of the proceedings.


SMALL PRINT
SUBSCRIBING & ARCHIVES:  Capital Defense Weekly is normally written by Karl Keys. CDW is published forty (40) times (or so) a year.

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ISSN: 1523-6684

* Execution date information per Rick Halperin and other sources

  As always, please forgive the typos & unorthodox citation methods.  Thanks for the tip-offs, thanks for reading & most importantly thanks for all the hard work. - k