Of the favorable dispositions the more notable is State v. Troy Burkhart. During the sentencing phase of his trial Burkhart objected to testimony by the prosecution’s witness James Sligh, the director of inmate classification for the Department of Corrections, regarding the privileges available to an inmate who receives a sentence of life without parole. “We have long held that evidence in the sentencing phase of a capital trial must be relevant to the character of the defendant or the circumstances of the crime. The jury’s sole function is to make a sentencing determination based on these factors and not to legislate a plan of punishment. Such determinations as the time, place, manner, and conditions of execution or incarceration ... are reserved ... to agencies other than the jury."
The other favorable disposition is Brandon
Washington v. State. In that opinion the Alabama Court of Criminal
Appeals orders a remand for a new sentencing
hearing (but not a new penalty phase) as the trial court judge "erred
when it sentenced [Washington] without the
benefit of a presentence investigation and report." The process
may well be just ministerial and a death sentence may very well be
imposed again.
Wednesday appears to have been the Supreme Court’s
“Texas Day.” The transcript in Smith v. Texas
is here.
The transcript in Abdul-Kabir and Brewer is here.
A
reading of the cold transcripts suggests from the
questioning at oral arguments that the Court may break 5-4 for the
condemned.
As always, when the drafts of the majority & dissenting opinions
circulate the numbers may change, as may the results. The
opinions are
likely to turn on Kennedy meaning that the opinions are likely to be
narrow.
In the news, Gov. Ted Strickland of Ohio granted temporary reprieves to three inmates scheduled for execution in the next 5 weeks in order to allow more time to consider whether clemency should be granted: Kenneth Biros, James Filiaggi, and Christopher Newton. The California Attorney General and Governor have informed the federal court overseeing the lethal injection process in that state that they will make their recommendations for reforming the existing execution protocol by May 15, 2007. Stephen Henderson, reporter with McClatchy Newspapers, published a group of articles focusing on the death penalty entitled No Defense: Shortcut to Death Row looking at capital sentencing and ineffective assistance of counsel
Looking ahead, the Indiana Supreme Court issued an order staying the execution of Norman Timberlake, who was scheduled to be executed on January 19th. The Indinana Supreme Court last month had denied a petition that claimed "he is severely mentally ill, insane and incompetent to be executed. Holding that the grant of certiorari in Panetti v. Dretke, indicates the Supreme Court “may soon revisit and address the application of the Eighth Amendment to claims that mental illness bars execution"
As always, thank you for reading. - k
Executions
Pending Executions
February
22 Edward
Harbison (Tennessee)
22 Newton Anderson (Texas)
27 Donald
Miller (Texas)
March
6 Robert Perez (Texas)
7
Joseph Nichols (Texas)
20 Kenneth Biros (Ohio)
28 Vincent Gutierrez (Texas)
In Favor of Life or
Liberty
State
v. Troy Burkhart,
2007 S.C. LEXIS 7 (SC 1/8/2007) New penalty phase ordered as
the State at trial was permitted to introduce impermissible evidence of
prison conditions and
privileges
Burkhart could earn if sentenced to life without parole.
Favoring Death
Advance Sheet for Week of
January 8, 2007
United States v. Emile Fort, et al, 2007 U.S. App. LEXIS 323 (9th Cir 1/8/2007) (dissent) In an opinion already called "absurd" the panel reverses a "district court protective order that had disclosure when the government thumbed its nose at the court's request for assistance in drafting.. . . [The majority reasons] that the reports fell under work product and analysis. This case itself dealt with an alleged violent gang in a project." The Federal Defenders of the Ninth Circuit have more.
Rocky Snow v. Sirmons, 2007 U.S. App. LEXIS 325 (10th Cir 1/8/2007) Relief denied on: (1) claims of ineffective assistance of counsel at: (A) trial (failure to challenge the in-court identifications made by Newland and Russell; to request a continuance after Campbell was added at the last minute as a witness for the state;to object to the state's entry of irrelevant evidence; and to investigate and present additional evidence to raise a reasonable doubt as to his guilt) and (B) on appeal (alleged to forgive procedural default), as well as (2) Brady for the suppression of police video and notes relating to witnesses statements.
Ex
parte Charles Hood, 2007 Tex. Crim. App. LEXIS 14 (Tex. Crim
App 1/10/2007) (majority
/ dissent)
Relief denied on timing of a challenge to the Texas
special questions & how those questions in their prior form, the
so-called “nullification instruction,” failed to give juries meaningful
assistance in channeling jury discretion. The Court holds that
the challenge could have been brought following Penry II even though
the CCA was consistently holding at that time that such a claim was
without merit.
Robert Peede v. State, 2007 Fla. LEXIS 4 (FL 1/11/2007) (A) competency of postconviction proceedings; (B) iAC penalty phase performace; (C) inadequate mental health examination; (D) Brady; and (E) competency at trial. Relief denied on habeas corpus petition claims relating to appellate IAC including: (A) failure to challenge other crimes evidence; (B) identification evidence; (C) prosecutor's comments; and (D) confrontation clause.
State
v. Borchardt, No. K-1999-2077 (Md. 1/12/2007) Loss on IAC
claims & geographical
disparity, with dissents on
both of those issues. The dissent argues that Borchardt should at least
be entitled to discovery on the geographical disparity argument.
“Additionally, and more important, an adequate presentation of specific
evidence of discrimination by the defendant cannot occur without
adequate discovery from the State.. . . The Paternoster study
illustrates that death-eligible defendants in Baltimore County are more
likely to receive a sentence of death than in any other county. This
study alone satisfies the [United States v.] Armstrong standard,
justifying further discovery.”
Stephen
Moody v. Quartermnan, 2007 U.S. App. LEXIS 975 (5th Cir 1/17/2007)
The district court's grant of relief on Batson ground relief reversed
as it failed to give proper deference to the state court's fact finding.
Van v.
Jones, 04-2277 (6th Cir 1/16/2007) Van asks whether a consolidation
hearing is a critical stage of the
prosecution that triggers a defendant’s right to a lawyer. The
petitioner, a Cambodian with limited English skills, was the ringleader
of a vicious assault. Van was not represented by counsel at the hearing
in which the trial court consolidated Van’s trial with that of three
other defendants. The majority concludes that Van was not prejudiced by
this decision, so there is no Sixth Amendment issue. Judge Moore
dissents, arguing that a consolidation hearing is always a critical
stage. Because she would hold that defendants should always have
attorneys at consolidation hearings, she concludes that the question of
prejudice is irrelevant. (via Rob
Loblaw)
Michael Benge v. Johnson, 2007 U.S. App. LEXIS 856 (6th Cir. 1/16/2007) Benge asks whether an attorney in a capital case was constitutionally ineffective for failing to object to flawed jury instructions. As in Van, the majority concludes that the defendant was not prejudiced. Judge Martin dissents, using the case as another opportunity to criticize the death penalty as arbitrary. Here, the only aggravating factor in the underlying murder was that Benge stole the victim’s ATM card while killing her. (via Rob Loblaw)
Glen
Rogers v. State, 2007 Fla. LEXIS 13 (FL 1/18/2007) Relief
denied most notably on: "(1) the introduction of evidence of a prior
misdemeanor assault; (2) the trial court’s failure to grant a mistrial
after improperly allowing the introduction of the prior misdemeanor
assault in front of the jury; (3) the prosecutor making the “Desert
Storm” comment during closing argument of the penalty phase; and (4)
appellate counsel’s ineffectiveness in failing to research caselaw and
argue on direct appeal that the jury should have been instructed on the
statutory mitigator of being under the influence of extreme mental or
emotional disturbance based upon all the evidence in the record."
State v. Darrell Draughn, 2007 La. LEXIS 10 (LA 1/17/2007) Relief denied on direct appeal on 27 different issues.
Selected Excerpts from, & Commentary on, this Edition's Cases
State
v. Troy Burkhart,
2007 S.C. LEXIS 7 (SC 1/8/2007) New penalty phase ordered as
the State at trial was permitted to introduce impermissible evidence of
prison conditions and
privileges
Burkhart could earn if sentenced to life without parole.
We have long held that evidence in the sentencing phase of a capital trial must be relevant to the character of the defendant or the circumstances of the crime. State v. Copeland, 278 S.C. 572, 300 S.E.2d 63 (1982). The jury's sole function is to make a sentencing determination based on these factors and not to legislate a plan of punishment. State v. Johnson, 293 S.C. 321, 360 S.E.2d 317 (1987). "Such determinations as the time, place, manner, and conditions of execution or incarceration . . . are reserved . . . to agencies other than the jury." State v. Plath (Plath II), 281 S.C. 1, 15, 313 S.E.2d 619, 627 (1984) (emphasis added). Based on this reasoning, we have disallowed defense evidence regarding the process of electrocution, State v. Plath (Plath I), 277 S.C. 126, 284 S.E.2d 221 (1981), and expert [*8] testimony regarding the deterrent effect of capital punishment. State v. George, 323 S.C. 496, 476 S.E.2d 903 (1996).
Recently, in State v. Bowman, 366 S.C. 485, 623 S.E.2d 378 (2005), the defendant challenged on appeal the admission of evidence regarding general prison conditions. Although we found the issue was not preserved for review, we cautioned the State and the defense bar that such evidence is not relevant to the question of whether a defendant should be sentenced to death or life imprisonment. 366 S.C. at 498-99, 623 S.E.2d at 387.
This case was tried before our decision in Bowman; however, we apply that reasoning here because it is consistent with our long-standing rule that evidence in the sentencing phase of a capital trial must be relevant to the character of the defendant or the circumstances of the crime. We are aware of the tension between evidence regarding the defendant's adaptability to prison life, which is clearly admissible, n2 and this restriction on the admission of evidence regarding prison life in general. We note, however, that evidence of the defendant's characteristics may include prison conditions [*9] if narrowly tailored to demonstrate the defendant's personal behavior in those conditions.
Here, unlike Bowman, appellant objected to the State's evidence
regarding general prison conditions. Although appellant attempted to
counter the testimony of the State's witness with evidence regarding
the harshness of prison life, this entire subject matter injected an
arbitrary factor into the jury's sentencing considerations. A capital
jury may not impose a death sentence under [*10] the
influence of any arbitrary factor. S.C. Code Ann. § 16-3-25(C)(1)
(2003). When the jury is invited to speculate about irrelevant matters
upon which a death sentence may be based, § 16-3-25(C)(1) is violated.
State v. Sloan, 278 S.C. 435, 298 S.E.2d 92 (1982). Accordingly, we
reverse appellant's death sentence and remand for resentencing.
The record reflects that, on January 13, 2006, at the conclusion of the penalty phase of the jury trial, the court ordered that a presentence investigation be completed. (C. 22.) When the final sentencing hearing was held before the trial court, defense counsel noted at the outset that a presentence report had not been completed and that the report from the youthful-offender investigation had been submitted instead. The court stated for the record that the youthful-offender report would be used as the presentence report. The court stated, "The probation office wanted to handle it that way," and "[I]t has been prepared for purposes of this sentencing and if there are any corrections to the report that either side would like to point out you are welcome to do so." (R. 914-15.) Defense counsel confirmed with the court that the report was the same one that had been submitted during the Washington's application for youthful-offender [*25] status, and stated that he had no corrections to the report. (R. 915.) Washington now argues that the information submitted in a youthful-offender report "is far different" from the information submitted in a presentence report. He does not list or discuss any specific evidence that he contends was available after trial that was not gathered or was not available when the youthful-offender investigation was conducted, and he failed to present any such evidence to the trial court either at sentencing or in a motion for a new trial.
The statute governing sentencing in capital-murder cases provides, in relevant part:
"Before making the sentence determination, the trial court shall order and receive a written pre-sentence investigation report. The report shall contain the information prescribed by law or court rule for felony cases generally and any additional information specified by the trial court."
§ 13A-5-47(b), Ala. Code 1975 (emphasis added).
Rule 26.3(b), Ala. R. Crim. P., prescribes the content of a presentence report, as follows:
"(1) A statement of the offense and the circumstances surrounding it;
"(2) A statement [*26] of the defendant's prior criminal and juvenile record, if any;
"(3) A statement of the defendant's educational background;
"(4) A statement of the defendant's employment background, financial condition, and military record, if any;
"(5) A statement of the defendant's social history, including family relationships, marital status, interests, and activities, residence history, and religious affiliations;
"(6) A statement of the defendant's medical and psychological history, if available;
"(7) Victim Impact Statements; and
"(8) Any other information required by the
court."
We have found no Alabama case presenting the circumstances now
before
us. However, two cases with similar facts are instructive. In Nelson v.
State, 681 So. 2d 252, 256 (Ala. Crim. App. 1995), a capital-murder
case, a presentence report was not submitted [*27] to the
trial court
during the final sentencing hearing before trial court. In n1
conducting our plain-error review of the record, we stated:
In Guthrie v. State, 689 So. 2d 935 (Ala. Crim. App. 1996), a presentence report was provided to the court, but in conducting our plain-error review of the case, we expressed our concern about the "perfunctory nature" of the report. Specifically, we noted that some of the information appeared to have been taken from an interview with Guthrie years earlier and that little effort had been made obtain more information about Guthrie and his status at the time of sentencing. We held:
Although the case before [*29] us is not on point with Nelson because the trial court here had before it a youthful offender report that the court considered as a presentence report, and it is not on point with Guthrie because it appears that the presentence report in Guthrie's case contained more glaring inadequacies than did the report in this case. However, from a consideration of those two cases, along with § 13A-5-47, Ala. Code 1975, and Rule 26.3, Ala. R. Crim. P., we are compelled to find that the trial court committed plain error when it proceeded to sentencing without a current presentence report. A presentence report is mandatory, according to § 13A-5-47, and it cannot be waived. It appears from the record that, even though the trial court ordered a presentence report, the probation office decided to resubmit the youthful-offender report instead, because it "wanted to handle it that way." (R. 914.) The decision was not for the probation office to make, in light of existing Alabama law, and the trial court should not have accepted the youthful-offender report as a substitute for the mandatory presentence investigation and report.
We note that the youthful-offender report [*30] is thorough and that it contains information about most of the categories listed in Rule 26.3, Ala. R. Crim. P. (C. 54-59.) The report, however, was completed on June 16, 2005, 9 months before Washington was sentenced, and 6 months before the trial was held. The report does not contain victim-impact statements, and it contains no updated information about Washington's health, psychological status, or his adjustment to incarceration. Furthermore, it appears that Washington was not contacted for any statements or updates on this information after the trial, nor was he permitted to make any additional statements about the crime or his involvement in it. As noted in the Committee Comments to Rule 26, the presentence report should have been prepared only after trial so that Washington was not expected to disclose to the probation officer the facts of the crime before he went to trial.
We recognize that an argument can be made that the absence of a presentence report in this case should be considered harmless error because the youthful-offender report was fairly thorough and because defense counsel did not object to the absence of a presentence report. However, because Alabama case law [*31] and the relevant statute clearly provide that a presentence report is mandatory, because a presentence report was ordered by the court, and because this is a capital-murder case in which the death penalty has been imposed and this case will therefore undergo many levels of review, we believe that justice will better be served by remanding this case now so that this error can be corrected.
Therefore, just as this Court did in Nelson, we now direct:
Upon return to remand, this Court will conduct the mandatory
plain-error review of the proceedings.
ISSN: 1523-6684
As always, please forgive the typos & unorthodox citation methods. Thanks for the tip-offs, thanks for reading & most importantly thanks for all the hard work. - k