Capital Defense Weekly

[Available at http://capitaldefenseweekly.com/archives/070813.htm]

This edition covers the period from July 30, 2007 to August 13, 2007. Although several "wins" are noted, only one is notable.

The Sixth Circuit in Kenneth Richey v.  Bradshaw grants relief.  The case is slightly complex.  Richey has a strong case of factual innocence.  A panel granted relief initially, then the Supreme Court, 5-4, reversed and remanded.  In the words of the panel:

[t]he Supreme Court remanded this case with instructions for us to re-consider the procedural propriety of our ruling that the state courts unreasonably applied Strickland in determining that Richey had received constitutionally adequate representation at his trial. Richey and the State have advanced different interpretations of the Supreme Court's remand language. Under either interpretation, we conclude that we properly reached and considered the merits of Richey's ineffective-assistance claim in our prior disposition. Moreover, because the deficient performance of Richey's counsel undermines our confidence in the outcome of his trial, and because we believe that the Ohio state courts unreasonably applied Strickland in determining otherwise, we reverse the judgment of the district court and remand with instructions to enter a conditional writ of habeas corpus, giving the State of Ohio ninety days to retry Richey or release him.

Other favorable cases noted include: [1] Jack Alderman v. Donald from the Northern District of Georgia that merely lets a lethal injection suit proceed; [2]  Ex parte Jimmy Davis from the Alabama Supreme Court which is merely a remand back to the Court of Criminal Appeals in light of the State's concession of error; and  [3] the Georgia Supreme Court in Troy Davis v. State, announcing it has accepted Davis's discretionary appeal.

Looking at the news, an administrative law judge in North Carolina has ruled [order  here] the state's execution procedure must be redone as the procedure used to craft the regulations did not provide sufficient input from lawyers for various condemned men .  Ronald Rompilla, whose 1988 death sentence was vacated by a landmark U.S. Supreme Court decision reinforcing the federal guarantees about the quality of counsel -- Rompilla v. Beard --  will spend  the rest of his life in prison, effectively without the chance of parole, following a plea deal this past week.  Kristin Houle, a Soros Justice Fellow at the Texas Coalition to Abolish the Death Penalty, has launched a blog entitled Prevention Not Punishment: Educating the public on the intersection of the death penalty and severe mental illness.

Chapter 154 of AEDPA has been in the news, especially the relatively recent modifications to it that delegate to the Attorney General certification of "fast-track" states for purposes of that Chapter.   To that end, the Attorney General earlier this year promulgated proposed regulations governing the certification of states to qualify for the benefits of Chapter 154. The regulations, commonly known as the “opt-in regulations,” provide a very, very deferential standard ]for states to qualify for the “procedural benefits” of the AEDPA’s fast-track opt-in provisions. The comment period for the regulations was originally scheduled to expire earlier this month, however, the opt-in regulations comment period has been extended to September 20, 2007.

I would be remiss to not note that this week will likely see the 400th execution in Texas since 1982. That execution is likely to be Johnny Conner on Wednesday night.

Looking ahead to the next edition, the Fifth Circuit in Panetti v. Quarterman finally remands this case back to the district court for further proceedings consistent with the Supreme Court’s opinion in Panetti’s case concerning competency to be executed..  The Sixth Circuit in Ronnie Lee Bowling v. Haberline likewise sent this case back to the district court following resolution of a rather complex exhaustion question (litigating and state and federal court simultaneously does not bar federal court from considering a pending habeas corpus petition). The Fifth Circuit in Billie Wayne Coble v. Quarterman,.on a petition for rehearing, orders penalty phase relief in light of Abdul-Kabir v. Quarterman and Brewer v. Quarterman, as, there was a reasonable likelihood that the Texas special issues precluded the jury from giving meaningful consideration and effect to Coble’s mitigating evidence. I should note that there is a report out of Pennsylvania, unconfirmed by media sources, of a case where — due to a successful mental retardation claim — death sentences from three separate trials have either been thrown out already or are likely to be thrown out.

As always thanks for reading. - k

Executions
August
15 Kenny Parr (Texas)

Pending Executions
August
21 Frank Welch (Oklahoma)
22 Johnny Conner (Texas)
23 Luther Williams (Alabama)
28 Daroyce Mosley (Texas)
29 John Amador (Texas)
30 Kenneth Foster (Texas)

More Execution information*

Week of  July 30, 2007 --  In Favor of Life or Liberty

  • Jack Alderman v. Donald, NO. 1:07-CV-1474-BBM (N.D.Ga 7/30/2007) District court denies the State’s motion to dismiss this Georgia lethal injection challenge and will permit discovery to go forward.

  • Ex parte Jimmy Davis; (In re: Jimmy Davis v. State of Alabama), 2007 Ala. LEXIS 154 (Ala 8/3/2007) Remand to Court of Criminal Appeals ordered where "[t]he State now concedes that Ex parte Clemons requires reversal of the Court of Criminal Appeals' judgment in this case and urges this Court to remand the case to the Court of Criminal Appeals for the limited purpose of reviewing the merits of the ineffective-assistance-of-counsel claims raised in Davis's appeal to that court."

  • Troy Davis v. State, 2007 Ga. LEXIS 572 (8/3/2007) (unpublished) (dissent) Stay motion denied as moot.  Discretionary appeal granted.  Strong dissent on the issue of whether Davis has met the high hurdle for  "late inning" stay & "appeals" litigation.

Week of  July 30, 2007 --  In Favor of Death

  • United States v. Angela Johnson, No. 06-1001 (7/30/2007) The Eighth Circuit reverses as multiplicitous five of her ten convictions (and thus four of her eight death sentences) because Johnson's drug conspiracy murder convictions were lesser included offenses of her CCE murder convictions. No mention is made to indicate whether the court considered the possibility that the remaining death sentences should be reversed for rehearing for having been decided in the same proceedings as unconstitutional counts which may have magnified the crime in the eyes of the jury. The panel appeared untroubled by two disconcerting facts in the case below. One is the trial judges observation that “I am troubled by the lack of certainty in the record concerning the precise involvement of Angela Johnson in these crimes.” The other is that Johnson’s former boyfriend, Dustin Honken, who killed the victims in this matter,three adults and two children, was sentenced to death for only the two children, Johnson received it for four victims.

  • Dorsey v. Quarterman, No. 06-70039 (5th Cir 7/30/2007) Relief denied. "The first claim based on one or more jurors’ exposure to extraneous material fails under harmless error analysis. The second claim, a Batson claim relating to juror Jerry Riley, is procedurally barred. Dorsey also seeks COA on a claim that his constitutional rights were violated by the trial court’s denial of his challenge for cause against four venire persons who exhibited a bias in favor of the death penalty. Because Dorsey exercised his peremptory challenges to strike all the jurors at issue, there is no claim that the jury that heard the case was not impartial."

  • Kevin Watts v. Quarterman, 2007 U.S. App. LEXIS 18295 (5th Cir 8/1/2007) (unpublished)  Failure to raise issue of limitations placed on expert on evidence  direct appeal meant the issue was procedurally barred on habeas.  Even without the procedural bar the issue is held, on the merits, to be meritless.

  • People v. Enrique Zambrano, 2007 Cal. LEXIS 8079 (Ca 7/30/2007) Relief denied on claims including: [1] Wheeler/Batson error (court uses comparative juror analysis); [2] restrictions on voir dire; [3] denial of charge severance; [4] discovery violations; [5] admission of photographs; [6] sufficiency of witness-killing special circumstance evidence; [7] reasonable doubt instruction; [8] witness-killing instruction; [9] motive instruction; [10] extrajudicial statements instruction; [11] evidence suppression instruction; [12] flight instruction; [13] notice and discovery of aggravating evidence; [14] cross-examination of defense prison expert; [15]  Biblical references in DA's closing (not objected to); [17] appeals to community vengeance (no objection); [18] future dangerousness; [19] admission of unadjudicated rape; [20] denial of allocution; [21] denial of modification motion; [22] challenges to capital sentencing scheme; [23] denial of new trial motion; [24] conflict of interest; [25] missing reporters' notes; and  [26] unreported conferences.

  • Louis Gaskin v. Secretary, Dept. of Corrections, 2007 U.S. App. LEXIS 18451 (11th Cir 8/3/2007) Relief denied on claims relating to: "(1) whether Gaskin was denied the effective assistance of counsel in the penalty phase of his trial based on  counsel’s failure to investigate and present mitigation evidence and to address statutory mitigating circumstances in closing argument; (2) whether Gaskin was denied a fair and impartial jury when the trial court denied his motions to change venue due to pervasive and prejudicial pretrial publicity; and (3) whether Florida’s capital sentencing statute is unconstitutional on its face and as applied, and whether this claim is procedurally defaulted."

Week of  August 6, 2007 --  In Favor of Life or Liberty

  • Kenneth Richey v.  Bradshaw, 2007 U.S. App. LEXIS 18983  (6th Cir. 8/10/2007) "The Supreme Court remanded this case with instructions for us to re-consider the procedural propriety of our ruling that the state courts unreasonably applied Strickland in determining that Richey had received constitutionally adequate representation at his trial. Richey and the State have advanced different interpretations of the Supreme Court's remand language. Under either interpretation, we conclude that we properly reached and considered the merits of Richey's ineffective-assistance claim in our prior disposition. Moreover, because the deficient performance of Richey's counsel undermines our confidence in the outcome of his trial, and because we believe that the Ohio state courts unreasonably applied Strickland in determining otherwise, we reverse the judgment of the district court and remand with instructions to enter a conditional writ of habeas corpus, giving the State of Ohio ninety days to retry Richey or release him."

Week of  August 6, 2007 --  In Favor of Death

  • People v. Maria Del Rosio Alfarno,  2007 Cal. LEXIS 8215 (Cal 8/6/2007):  "A conviction and death sentence for defendant's murder of a nine year old girl in the course of committing a burglary and a robbery at her home is affirmed over claims of error regarding: 1) an alleged failure to address an alleged conflict between defendant and counsel concerning her desire to enter a guilty plea; 2) a ruling that defendant's offer to plead guilty was inadmissible; 3) a failure to close the trial proceedings during defendant's testimony; 4) numerous alleged errors in the conduct of voir dire during the guilt phase of the trial and a penalty phase retrial; 5) a failure to substitute counsel after her first penalty phase trial ended in a mistrial; 6) denial of a motion for change of venue; 7) the prosecution's examination of defense expert witnesses; 8) admission of evidence of juvenile misconduct; 9) prosecutorial misconduct; 10) the constitutionality of the state's death penalty statute; 11) violations of international law; 12) denial of an automatic application for modification of the death verdict; and 13) a ruling on a motion for new trial." [via FindLaw]
  • People v. Timothy DePriest, 2007 Cal. LEXIS 8291 (Cal 8/9/2007) "A conviction and death sentence is affirmed on automatic appeal over claims of error regarding: 1) challenges for cause; 2) denial of an additional peremptory challenge; 3) cumulative error and prejudice; 4) a speedy trial motion; 5) statements to police; 6) shoe print evidence; 7) loss of the victim's car; 8) a detective's testimony; 9) the sufficiency of the evidence; 10) jury instructions; 11) alleged misconduct by a detective; 12) a motion to modify verdict; and 13) constitutional challenges to the death penalty law and related claims." [via FindLaw]

  • State v. Glenn Mann, 2007 Tenn. Crim. App. LEXIS 619 (Tenn Crim App 8/6/2007) "Based on the record, it is clear that the petitioner's petition was filed several years after the statute of limitations had expired."

  • State v. Juan Velazquez, 2007 Ariz. LEXIS 75 (Az 8/9/2007) Relief denied on  A.) Witherspoon v. Illinois Challenge;  B.) Morgan v. Illinois Challenge; C.) Double-counting of victim's age; D.) Probable cause finding on aggravating circumstances; E.) Especially cruel aggravator; F.) Previously convicted of a serious offense aggravator; G.) Penalty phase jury instructions ("(1) the sentencing process was mischaracterized as “weighing”; (2) the sentencing process was mischaracterized as “fact-finding”; (3) the nature of the sentencing decision-making process was never correctly described; (4) the instructions created a presumption of death; and (5) the consideration of mitigation evidence was improperly restricted."); H.) penalty phase prosecutorial misconduct in closing arguments; and I.) statutory review of death sentence.

(Advance Sheet Week of  August 13, 2007) --  In Favor of Life or Liberty

  • Billie Wayne Coble v. Quarterman, 2007 U.S. App. LEXIS 19327 (5th Cir 8/14/2007) On petition for rehearing, penalty phase relief  granted in light of Abdul-Kabir v. Quarterman and Brewer v. Quarterman, as there was a reasonable likelihood that the Texas special issues precluded the jury from giving meaningful consideration and effect to Coble’s mitigating evidence.  “Coble’s evidence of mental illness and troubled background had meaningful mitigating relevance beyond the scope of the two special issues. Although Coble’s evidence was relevant to the special issues, and the jury may therefore have been able to give partial effect to that evidence in answering the special issues, we conclude that there is a reasonable likelihood that the jury was unable to give meaningful consideration and effect to a major mitigating thrust of Coble’s evidence))its tendency to make him less morally culpable for his crimes))through the special issues.”

  • Panetti v. Quarterman, 2007 U.S. App. LEXIS 19--- (5th Cir 8/14/2007).  Although in some ways the case is merely symbolic, the matter is  remanded back to the district court for further proceedings consistent with the Supreme Court’s opinion in Panetti’s case concerning competency to be executed.

  • Ronnie Lee Bowling v. Haberline, 2007 U.S. App. LEXIS 19670 (6th Cir. 8/14/2007) (unpublished) Remand as there is no federal bar to litigating state and federal claims avenues of relief, so long as the claims contained in the motion/petition are not the same claims.**

  • Ex parte James Henry Borden, Jr. (In re: James Henry Borden, Jr. v. State of Alabama), 2007 Ala. LEXIS 164 (Ala 8/17/2007)  "We conclude that Borden did not fail to comply with Rule 28(a)(10) Ala. R. App. P., and, thus, that he did not waive his ineffective-assistance-of-counsel claims. We also conclude that Borden's juror-misconduct claims were preserved for appellate review. Accordingly, we reverse the judgment of the Court of Criminal Appeals and remand the case to that court for proceedings consistent with this opinion."

(Advance Sheet Week of  August 13, 2007) --  In Favor of Death

  • Lester Leroy Bower, Jr. v. Quarterman, 2007 U.S. App. LEXIS 19548 (5th Cir 8/16/2007)  Relief denied. Specifically, [A] "Bower argues that his counsel was deficient during the guilt/innocence phase under two broad categories: (1) Buckner’s adoption of the time/proximity defense was unreasonably deficient; and (2) Buckner’s performance at the suppression hearing was unreasonably deficient;" [B] Bower alleges that the state failed to produce exculpatory and impeachment evidence from federal investigative files indicating that: (1) Tate was involved in illegal gambling and drug dealing and was killed because he had used proceeds from drug sales to pay off gambling debts instead of repaying his drug source; (2) in 1983, Fiocchi .22 caliber long rifle subsonic ammunition was readily available at gun shows throughout Texas, including shows in Dallas in November 1983; (3) subsonic ammunition had benign uses including indoor shooting, teaching someone to shoot who did not like loud noises, and getting rid of vermin in populated areas; and (4) Catawba tubes adapted for use as silencers on Ruger pistols were readily available from many sources;" and  [C]  failure to investigate and present mitigation evidence, as well as failing to adequately prepare for witnesses in the penalty phase.

  • Kenneth Parr v. Quarterman, No 07-70030 (5th Cir 8/15/2007) Relief denied.  "Parr raises two claims in his application for habeas relief before this court: one, that neither he nor his counsel were present for the setting of his execution date in violation of the Fourteenth and Sixth Amendments;1 and two, that Texas’s method of execution."

  • Daniel Wilson v. Mitchell, 2007 U.S. App. LEXIS 19341 (6th Cir. 8/15/2007) Relief denied on claims that:: "1) the erroneous instruction regarding voluntary intoxication was not harmless error; (2) the prosecution violated Brady v. Maryland by failing to disclose a Youth Services report to Wilson’s expert, Dr. Eisenberg, until Dr. Eisenberg was on the stand; (3) a juror was improperly excluded; (4) the trial court improperly instructed the jury regarding Wilson’s unsworn statement; and (5) Wilson’s appellate counsel was ineffective for failing to raise the Brady claim on direct appeal."

  • Lawrence Reynolds v. Bagley, 2007 U.S. App. LEXIS 19429 (6th Cir. 8/16/2007) Denial of relief affirmed on (A) various claims of ineffective assistance of counsel ("(1) the assistance of an independent pharmacologist, toxicologist, or alcohol expert,” (2) “the assistance of a forensic psychologist to properly investigate, obtain and prepare information to be presented to the jury,” and (3) “the assistance of a competent neurological expert to examine Reynolds to determine if his thought processes were impaired as a result of multiple head injuries he suffered as a child or as a result of his long-term alcohol abuse.”"); (B) jury taint arising from a police officer in the jury pool used voir dire to describe how truthful and effective the detectives involved with the case were; and (C) "sentencing proceedings were fundamentally unfair for two reasons: first, because the trial court filed its sentencing opinion during the sentencing proceeding itself, suggesting that the judge’s mind had been made up and his opinion a fait accompli, regardless of anything that might have transpired during the sentencing hearing; and second, because the trial court’s opinion failed to properly state how the court had weighed aggravating and mitigating factors."

  • John Middleton v. Roper, 2007 U.S. App. LEXIS 19556 (8th Cir 8/17/2007) Relief denied on claims including:  (A) "he was denied his right to effective assistance of counsel and to due process of law when the state trial court refused to grant his requests for a continuance of the trial. Middleton complains that the State endorsed twenty-three new witnesses only three weeks prior to trial, and that as a result, his counsel were unable adequately to prepare his defense. He contends that counsel were forced to conduct depositions in the evening during the trial instead of readying themselves for the following day's cross examinations, and that their effectiveness at trial suffered as a consequence;" (B) "he trial court, by reciting the Missouri Approved Jury Instructions at the penalty phase rather than a set of instructions requested by Middleton, precluded the jury from giving consideration to mitigating evidence, as required by the Eighth Amendment;" (C)" he trial court's admission of a videotape and photograph showing the bodies of Middleton's murder victims in an uncharged case was so unfairly prejudicial that it violated his rights under the Due Process Clause;" and (D) "his sentence of death is not proportionate to the punishment imposed in similar Missouri cases, and that Missouri's system of proportionality review fails to provide an appropriate comparison among cases."

  • Thong Le v. State, 2007 Miss. LEXIS 452 (Miss 8/16/2007) Relief denied on post-conviction -- chiefly on grounds that the issues could have been raised on direct appeal -- on claims including: [1] IAC (previously raised on direct appeal); [2] failure to suppress confession; [3] Bruton; [4] Batson; [5] failure to charge aggravating factors in indictment; [6] lethal injection, [7] cumulative error, and [8]double counting of aggravators(pecuniary gain / armed robbery)

  • State v. Darrel Stallings, 2007 Kan. LEXIS 481 (Kan 8/10/2007) [On cross-appeal from a trial where the defendant was permitted to allocute before the sentencing jury and a life sentence was subsequently imposed.] "Our statutes provide that a capital murder defendant has the right of allocution before the sentencing judge. Our statutes do not provide a mechanism for a capital murder defendant to make an unsworn, unchallenged statement to the death penalty jury. The legislature bears sole responsibility for allowing or denying the opportunity for a capital murder defendant to plead to the death penalty jury to spare his or her life. There is no common-law or other right which overrides the legislative prescription of criminal procedure. Our statutory scheme does not violate a capital murder defendant's constitutional rights."

Non-Capital

  • Anthony Ferreira v. Secretary, DOC, 2007 U.S. App. LEXIS 18680 (11th Cir. 8/7/2007) Discussing timelines for filing where a sentence is vacated and an inmate is subsequently resetnenced.

Selected Excerpts from, & Commentary on, this Edition's Cases

[Note formatting may be off below this point.]

Kenneth Richey v.  Bradshaw, 2007 U.S. App. LEXIS 18983  (6th Cir. 8/10/2007) "The Supreme Court remanded this case with instructions for us to re-consider the procedural propriety of our ruling that the state courts unreasonably applied Strickland in determining that Richey had received constitutionally adequate representation at his trial. Richey and the State have advanced different interpretations of the Supreme Court's remand language. Under either interpretation, we conclude that we properly reached and considered the merits of Richey's ineffective-assistance claim in our prior disposition. Moreover, because the deficient performance of Richey's counsel undermines our confidence in the outcome of his trial, and because we believe that the Ohio state courts unreasonably applied Strickland in determining otherwise, we reverse the judgment of the district court and remand with instructions to enter a conditional writ of habeas corpus, giving the State of Ohio ninety days to retry Richey or release him." From the daily blog

. . . . Kenneth Richey v. Bradshaw, 2007 U.S. App. LEXIS 18983 (6th Cir. 8/10/2007). That opinion is a remand from the Supreme Court. The Sixth Circuit had previously

reversed the judgment of the district court, holding that (1) Ohio law did not allow the doctrine of transferred intent to satisfy the mens rea element of the crime of aggravated felony murder; and (2) Richey was deprived of the effective assistance of counsel as a result of his counsel’s mishandling of the scientific evidence.

The Supreme Court subsequently granted cert and, in a split ruling reversed, in a less than clear opinion, on various procedural issues. Indeed, two possible readings of the SCOTUS’s holding can be had,

We agree with the parties that the Supreme Court’s remand instructions are not entirely clear. To begin, there is an ambiguity regarding whether the Court has conclusively determined that we erred with respect to the three procedural issues it delineates, or whether it has simply recited the State’s assertions as to how we erred and instructed us to undertake further analysis in light of the State’s claims of error. Unsurprisingly, the State argues that the Court has held that we did in fact err, while Richey argues that the Court has merely reiterated the State’s claims of error without resolving them against him.

The second, and more problematic, ambiguity involves the last three sentences of the Court’s remand instructions (beginning with “Respondent, however, contends”), referring to whether the State preserved its Holland argument. Once again, there are two possible interpretations of this language. One interpretation, and that advanced by Richey, is that the Supreme Court is saying that if we determine that the State failed to object to our consideration of the evidence developed for the first time in the district court, then the State is precluded from arguing that we are limited by state court factual findings, or that any aspect of Richey’s claim is procedurally defaulted (issues two and three, respectively, enumerated by the Court). On the other hand, a second interpretation, the one urged by the State, is that the Supreme Court’s statements about whether the State preserved its Holland objection are applicable only to the first issue identified by the Court, namely, whether we improperly relied on evidence that was not presented to the state courts.. . .

Under either interpretation—Richey’s or the State’s—we conclude once again that the state courts unreasonably applied Strickland in determining that Richey was not deprived of his constitutional right to the effective assistance of counsel

The panel’s majority concludes:

The Supreme Court remanded this case with instructions for us to re-consider the procedural propriety of our ruling that the state courts unreasonably applied Strickland in determining that Richey had received constitutionally adequate representation at his trial. Richey and the State have advanced different interpretations of the Supreme Court’s remand language. Under either interpretation, we conclude that we properly reached and considered the merits of Richey’s ineffective-assistance claim in our prior disposition. Moreover, because the deficient performance of Richey’s counsel undermines our confidence in the outcome of his trial, and because we believe that the Ohio state courts unreasonably applied Strickland in determining otherwise, we reverse the judgment of the district court and remand with instructions to enter a conditional writ of habeas corpus, giving the State of Ohio ninety days to retry Richey or release him.

Judge Siler dissents, finding that the majority is correct on the procedural issues but disagrees with the substantive findings as to prejudice

I agree that the issue is not totally procedurally defaulted, but I disagree with the majority on the question of deficient performance.


SMALL PRINT
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*Execution information derived from Rick Halperin, DPIC & media accounts
**For purposes of full disclosure indicates possible prior involvement to one degree or another.
***Wendy Peoples, I am told, is  responsible for CapDefNet's "Week-at-a-Glance."