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Capital
Defense
Weekly
[Available at http://capitaldefenseweekly.com/archives/070827.htm]
This
edition covers the period from August 20, 2007 to August 27,
2007.
One notable capital case is had
for that period, the Eighth Circuit's decision in Terrick
Nooner v. Norris. Nooner may be incompetent, but has previously
litigated a federal habeas petition. The Attorney General sought to bar
the claim as a "second or successive" application. At the time
Nooner filed his habeas relief no active death warrant existed for
him. The Arkansas Attorney General, thereafter, sought and
obtained a death warrant. Holding that the "statutory bar on
second or successive applications does not apply to Ford-based
incompetency claims [ ] after the state has obtained an execution
warrant" and the competency became ripe as
soon as an execution date was set, the Nooner panel remands for further
factual development. The panel refused, however, to issue a stay.
The Nooner briefs
are available on PACER & the oral
arguments are available
here.
The news of the week is the commutation of Kenneth Foster. The
Texas Board
of Pardon and Paroles voted 6-1 to recommend commutation. The
governor signed the commutation papers Thursday morning. As he commuted
Foster's sentence to life Gov. Perry interestingly noted he was worried
that Texas's system of death was too broad, at least when it comes that
state's "law of the party" doctrine. Although the "post-game"
debriefing over the lessons from the Kenneth Foster commutation
will continue for some time, when the Governor's comments are taken in
conjunction with an uptick in grants of relief in state and federal
court this year and decrease in new death sentences, it may be,
despite the increase in the total number of executions this year, that
we have entered a new era of the Texas death penalty.
Elsewhere in the National Law
Journal’s website is running an article entitled “ABA Calls AG’s Fast-Track Authority Seriously Flawed.” Chris Adams has purportedly quit
as head of the Georgia Capital Defenders to protest the lack of money
to fund an adequate defense for poor people in Georgia accused of
capital crimes. Three North Carolina men who had been
facing the death penalty were spared in recent days in unrelated cases:
Samuel
Mayfield (Gaston County), Kelvin Smith (Hoke County), and Andrew
Carty (Wake County). The
Christian Science Monitor is looking at postconviction counsel
& the proposed opt-in regulations. Former Ninth Circuit Judge
Arthur L. Alarcon this past week looked at why the California death
penalty is failing in the
LA Times. Finally, Dan
Rather Reports examines the cases of Ruben Cantu and Carlos
De Luna, September 4 at 8:00 p.m. ET on HDTV.
Looking ahead to the next edition, several notable cases are
had. The Oklahoma Court of Criminal Appeals grants relief in Ricky
Ray Malone v. State as the prosecutor "blatantly" violated the
boundaries placed on penalty phase closing arguments by suggesting
"that Malone’s jurors should sentence him to death because the family
member victims were counting on them to do so," "by invoking the
powerlessness, the indignities, and the depersonalization that the
American system of trial by jury imposes upon all crime victims
and their surviving families," and the infamous “three
hots and a cot” argument that seems
to have found popularity of late in Oklahoma. The California
Supreme Court has granted relief in People
v.
Arthur Hans Halvorsen on self-representation / Faretta related
claims. The Mississippi Supreme Court in Roger
Eric Thorson v. State remands for further analysis of claims of
mental retardation. Finally, in two separate Alabama cases, Bobby
Wayne Waldrop v. State & Dionne Eatmon v. State, the Alabama Court
of Criminal Appeals has affirmed two jury overrides to death where the
jury recommended life overwhelmingly (10-2 & 9-3, respectively).
As
always thanks for reading. - k
Commuted
August
30 Kenneth Foster (Texas)
Executions
August
28 Daroyce Mosley (Texas)
29 John Amador (Texas)
Pending
Executions
September
5 Tony Roach (Texas)
11 Edward Harbison (Tenn.) (stay
litigation materials)
12 Daryl Holton (Tenn. - vol) (stay
litigation materials)
13 Joseph Lave (Texas)
18 Terrick Nooner (Arkansas)
20 Clifford Kimmel (Texas)
25 Michael Richards (Texas)
25 Ralph Baze (Kentucky)
27 Carlton Turner (Texas)
27 Tommy Arthur (Alabama)
Week
of August 20,
2007 --
In Favor of Life or
Liberty
- Terrick
Nooner v. Norris, 2007 U.S. App. LEXIS 20186 (8th Cir 8/24/2007)
Remand ordered on Ford-related claims as: (1) competency became ripe as
soon as an execution date was set, and (2) "statutory bar on
second or successive applications does not apply to Ford-based
incompetency claims [ ] after the state has obtained an execution
warrant."(Briefs
are on PACER / oral
argument)
Week
of August 20,
2007 --
In Favor of Death
- Luther
Williams v. Allen, 2007 U..S. App. LEXIS 19836 (11th Cir
8/21/2007) "We conclude that the district court did not abuse its
discretion in dismissing Williams’s § 1983 action due to his
unnecessary delay, especially given the strong presumption against the
grant of equitable relief."
- People v. Ignacio Tafoya, 2007
Cal. LEXIS 8907 (Cal 8/20/2007) Relief denied on claims including: "1)
denial of severance motions; 2) evidence regarding a
prosecution witness; 3) denial of a request for telephone privileges;
4) voir dire procedures; 5) the trial court's comments about hardship
exclusions from jury duty; 6) the sufficiency of the evidence; 7) the
exclusion of a statement made by a victim to a witness; 8) a decision
allowing the prosecution to reopen its cross-examination of defendant;
9) prosecutorial misconduct; 10) jury instructions; 11) evidence of
unadjudicated criminal activity; 12) denial of a motion for new trial
based on alleged jury misconduct; 13) denial of an automatic
application for modification of the death judgment; 14) miscellaneous
constitutional issues; 15) the proportionality of the sentence; 16) a
challenge under international law; 17) the method of execution; and 18)
cumulative error." [via
Findlaw]
- State
v. Paul Cummings, 2007 N.C. LEXIS 815 (N.C. 8/24/2007) Relief
denied on numerous claims including: (A) denial challenges to
certain jurors; (B) trial court's sustaining prosecution objections to
certain questions asked by
defense counsel during voir dire including whether their
decisions would be influenced by their ideas
about the costs of life imprisonment versus the costs of a death
sentence; (C) trial court's refusal to
allow the defense to present to the jury during penalty proceeding
closing argument an exhibit containing the statement that life
imprisonment is the presumptive sentence for first-degree murder
“unless and until the prosecution proves otherwise;" (D) "trial court
erred in
failing to intervene during the prosecution's penalty proceeding
closing argument when the prosecutor began to discuss how
defendant's crime was committed 'for money'; ” (E) "trial court erred
in failing
to intervene ex mero motu in the prosecution's closing argument
when the prosecution read a certain letter from the victim's son;" (F)
"trial court erred in failing to intervene ex mero motu when
the prosecutor stated: 'They want to talk about compassion,
mercy. That's not the law. That's not the standard. If it was,
you wouldn't forget about the compassion and mercy that he showed
for her. No, don't base it on any of that';" (G) "the trial court erred
in
instructing the jury pursuant to N.C.G.S. § 15A-2000(f)(1) as the
evidence was insufficient to support a jury finding that
defendant's prior criminal history was insignificant;" (H) "the
prosecution's decision to
proceed capitally was influenced by improper considerations of
race and political aspiration;" and (I) proportionality.
[brief
here other recent N.C.
briefs here]
- Leif
Halvorsen v. Comm.,
2007 Ky. LEXIS 177 (Ky 8/23/2007) Relief denied on numerous claims
"within a broad assertion that the 'jury never learned who he was, and
never heard his story'. The principal focus of this contention revolves
around trial counsel's alleged failure to consult with Appellant, which
resulted in a failure to investigate and present evidence that would
have supported the defenses of intoxication, duress, and extreme
emotional disturbance (EED) ." (briefs to be available
here)
- Marco
Chapman v. Comm.,
2007 Ky. LEXIS 178 (Ky 8/23/2007) The defendant negotiated with the
Commonwealth to plead guilty and be sentenced to death. Although
appointed counsel raises numerous issues those are in the main
unpreserved and without merit. "The case before us is the review
of
Chapman's conviction and sentence in which we are asked to resolve
several questions concerning the death penalty in Kentucky. The
ultimate question is whether a defendant may enter into a plea
agreement to forgo a jury trial and sentencing and volunteer for the
death penalty." (briefs available
here)
- Jimmy
Harris v. State,
2007 Okla. Crim.
App. LEXIS 32 (Okla. Crim. App. 8/20/2007) Relief denied on numerous
claims of trial and appellate counsel
ineffectiveness. Appellate counsel "failed to raise several meritorious
claims" including "prosecutorial misconduct occurred in the first stage
of Harris’s trial" including denigration of counsel" and attempting to
"incite societal alarm by referring to the missing murder weapon;"
shackling related issues, instructions on affirmative defenses,
improper
use of victim evidence, failing to challenge state death penalty
scheme, failing to raise
validity of continuing threat, failing to challenge lack of jury
determination of mental retardation claim, failing to adequate
investigate juror misconduct related claims, and various evidentiary
rulings.Trial counsel were ineffective: failing to adequately
investigate guilt and penalty phase claims, including mitigation
evidence.
- Comm.
v. Bernard Cousar, 2007 Pa. LEXIS 1697 (Pa 8/21/2007) Relief denied
on claims including: (A) sufficiency of the evidence; (B)
weight of the evidence; (C) the trial court abused its discretion
in
allowing the Commonwealth to try the charges jointly; (D) limitation on
defense witness's testimony; (E) trial court should not have allowed
the Commonwealth to introduce evidence of his tattoo with the letters
“M.O.B.;” (F) prosecutorial bolstering of key witness, (G) prosecution
testifying in penalty phase closing to facts not in evidence; (H)
flight charge; and (I) statutory review.
Notable
- State
v. Gary Benn,
2007 Wash. LEXIS 573 (Wash 8/23/2007) "[A] jury's failure to find an
aggravating factor during the penalty phase of a capital trial does not
constitute an acquittal of that aggravating factor implicating double
jeopardy."
- Richard
Phillips v. Ornoski,
2007 U.S. App. LEXIS 19825 (9th Cir 8/21/2007) Extension of time to
respond on appeal in this capital habeas appeal granted with clear
implications for the pending opt-in regulations.
(Advance
Sheet Week
of August 27,
2007) --
In Favor of Life or
Liberty
- Ricky
Ray Malone v. State, 2007 OK CR 34 (Okla Crim App 8/31/2007) "It
was improper for the prosecutor to so blatantly suggest that Malone’s
jurors should sentence him to death because the family member victims
were counting on them to do so. It was improper to so directly
and profusely appeal to sympathy for the family member victims.
And it was highly improper to seek this sympathy based not only upon
the loss of Green, but also by invoking the powerlessness, the
indignities, and the depersonalization that the American system of
trial by jury imposes upon all crime victims and their surviving
families. It was likewise improper to imply that Malone’s family
members should be compensated for their fifteen-month endurance of this
painful process by a death penalty verdict from the jury, and that
“[a]nything less would be a travesty.” And the prosecutor’s
comparison of Malone’s situation (of limited but continuing “human
contact”) with that of his dead victim (who “will never know human
contact again”) is yet another version of the infamous, but
ever-popular, “three hots and a
cot” argument that this Court
has so strenuously, but unsuccessfully, sought
to eliminate from the Oklahoma prosecutorial repertoire of favorite,
death-seeking, closing argument incantations."
- Roger
Eric Thorson v. State, 2007 Miss. LEXIS 497 (Miss
8/30/2007) Remand ordered in light of Atkins for an "evidentiary
hearing pursuant to Atkins, [State v.] Lynch and [State v.]
Chase."
- Nathaniel Woods v. State, 2007 Ala. Crim. App. LEXIS 137
(Ala Crim App 8/31/2007) Remand ordered as "the trial court here did
not enter specific findings as to the
existence or nonexistence of nonstatutory mitigating circumstances, we
must remand this case to the trial court for it to amend its sentencing
order to clarify its findings regarding the nonstatutory mitigating
circumstances. If it finds it necessary, the trial court may reweigh
the aggravating and mitigating circumstances and resentence Woods."
(Advance
Sheet Week
of August 27,
2007) --
In Favor of Death
- Billy
Leon Kearse v. State, 2007 Fla. LEXIS 1534 (FL
8/30/2007) Relief denied on postconviction appeal: "(A) that trial
counsel provided constitutionally ineffective
assistance, (B) that the circuit court erred in denying Kearse's claim
of newly discovered evidence warranting a new penalty phase, (C) that
the trial court erred in denying Kearse's public records requests, and
(D) that the trial court erred in summarily denying several of his
postconviction claims. We address each in turn below." On habeas: "(A)
that appellate counsel was ineffective for failing to raise two
meritorious claims, and (B) that both his death sentence and
lethal injection are unconstitutional."
- Stephen
Todd Booker v. State, 2007 Fla. LEXIS 1533 (FL
8/30/2007) Relief denied on claims relating to (1) interference with
Booker's legal mail; (2) use of the prior violent felony aggravator;
(3) failure to investigate and present mitigation evidence; (4) failure
to inform jury of the amount of time Booker was facing if sentenced to
a sentence other than death; (5) Crawford; (6) new evidence; & (7)
length of incarceration on death row. Booker has been incarcerated for
30 years for a crime committed in 1977, most of it on death row.
"[M]embers of the victim's family [have] urged that Booker be sentenced
to life in prison."
- State
v. Paul Cummings, 2007 N.C. LEXIS 815 (NC 8/24/2007) "An inmate's post-conviction relief petition, under
R.C.
2953.21, alleging counsel inadequately investigated the mitigation
evidence related to a murder the inmate was convicted of, was properly
denied because counsel was not ineffective when an expert retained by
counsel did not share with counsel the expert's mitigating opinions as
to this murder." [from Lexisone] [briefs]
- Bobby Wayne Waldrop v. State, 2007 Ala. Crim. App. LEXIS
150 (Ala Crim. App. 8/31/2007) Trial court handed down a death
sentence despite a 10-2 recommendation for life. Postconviction
relief denied on numerous claims, arising
chiefly around ineffective assistance of counsel on failure to
investigate mitigation and other evidence, as well as the trial
court
failing to consider traditional social history mitigation
evidence.
- Dionne Eatmon v. State, 2007 Ala. Crim. App. LEXIS 126 (Ala
Crim App 8/31/2007) The jury voted 9-3 for life, the trial judge decide
Eatmon should die. Relief denied on request for continuance as
the defense's mitigation expert, who was hired just a few weeks prior
to trial, needed more time, as well as claims relating to the jury
override, state capital sentencing scheme, and independent review.
- William Bruce Marshall v. State, 2007 Ala. Crim. App. LEXIS
138 (Ala Crim App 8/31/2007) Relief denied on claims relating to:
(1) introduction of confession and other evidence obtained as a
result
of what
he alleges was an illegal arrest; (2) failure to grant his motion for a
judgment of acquittal on the charges of capital murder; (3) sufficiency
of the evidence; (4) trial court erred in allowing the State
to offer evidence of a collateral bad act; (5) trial court erred
in
granting the
State's motion in limine seeking to preclude evidence as to
alternate
causes of decedent's vaginal injuries; and (6) independent &
statutory review
- State
v. Larry James Gapen, 2007 Ohio 4333 (Ohio 2nd App
8/24/2007) "An inmate's
post-conviction relief petition, under R.C. 2953.21, alleging counsel
inadequately investigated the mitigation evidence related to a murder
the inmate was convicted of, was properly denied because counsel was
not ineffective when an expert retained by counsel did not share with
counsel the expert's mitigating opinions as to this murder."
[from Lexisone]
Selected
Excerpts
from, & Commentary on, this Edition's Cases
[Note
formatting may be off below this point.]
Terrick
Nooner v. Norris, 2007 U.S. App. LEXIS 20186 (8th Cir 8/24/2007)
Remand ordered on Ford-related claims as: (1) competency became ripe as
soon as an execution date was set, and (2) "statutory bar on
second or successive applications does not apply to Ford-based
incompetency claims [ ] after the state has obtained an execution
warrant." From that opinion:
Because the second certified question concerns our
jurisdiction, we
consider it first. E.g., Panetti v. Quarterman, 551 U.S. __, 127 S. Ct.
2842, 2852 (2007); see also Rosado v. Wyman, 397 U.S. 397, 403 n.3
(1970) (noting “a court always has jurisdiction to determine its own
jurisdiction”). We review de novo the district court’s conclusion
Nooner’s instant application was a second or successive habeas
application. See Williams v. Norris, 461 F.3d 999, 1001 (8th Cir.
2006), petition for cert. filed, __ U.S.L.W. __ (U.S. May 10, 2007)
(No. 06-11260). The Antiterrorism and Effective Death Penalty Act of
1996 (AEDPA), Pub. L. No. 104-132, 110 Stat. 1214, limits the
availability of habeas relief. See 28 U.S.C. § 2244(b);1 Fry v.
Pliler,
551 U.S. ___, 127 S. Ct. 2321, 2327 (2007). Before filing a second or
successive application, the applicant must “move in the appropriate
court of appeals for an order authorizing the district court to
consider the application.” 28 U.S.C. § 2244(b)(3)(A).
Nooner does not rely on the exceptions set forth in §
2244(b)(2).
Nooner instead relies on the Supreme Court’s decisions in Stewart v.
Martinez-Villareal, 523 U.S. 637, 643 (1998), and Panetti, 127 S. Ct.
at 2853. Nooner argues the instant application is not a second or
successive application because it does not challenge his conviction and
sentence, but rather the application challenges Norris’s denial of
access to mental health experts in Nooner’s effort to develop a claim
under Atkins v. Virginia, 536 U.S. 304, 321 (2002) (concluding the
Eighth Amendment “places a substantive restriction on the State’s power
to take the life of a mentally retarded offender,” (internal quotation
marks omitted)) and Ford v. Wainwright, 477 U.S. 399, 409-10 (1986)
(holding “the Eighth Amendment prohibits a State from carrying out a
sentence of death upon a prisoner who is insane”)
In Martinez-Villareal, an applicant filed a habeas application
alleging, among other things, a Ford-based incompetency claim.
Martinez-Villareal, 523 U.S. at 640. The district court dismissed the
Ford-based incompetency claim without prejudice, because the state had
not yet obtained a warrant for the applicant’s execution and the
application was premature. Id. at 640, 643. After the state obtained an
execution warrant, the applicant sought permission from the court of
appeals to file a second or successive application alleging the Ford
claim. Id. at 640-41. The Supreme Court held the applicant “was not
required to get authorization to file a ‘second or successive’
application before his Ford claim could be heard” because “[t]here was
only one application for habeas relief.” Id. at 643-44. The Court
concluded the applicant was entitled to a hearing on the merits of his
Ford-based incompetency claim, because the state issued a warrant for
the applicant’s execution and the applicant’s claim was “then
unquestionably ripe.” Id. at 643, 646.
In Panetti, the Supreme Court extended the holding of
Martinez-Villareal. Panetti, 127 S. Ct. at 2853. The applicant filed an
initial habeas application, however, the application did not include a
Ford-based incompetency claim. Id. at 2849. After the state trial court
set an execution date, the applicant filed another habeas application
containing a Ford claim. Id. The Supreme Court noted it “has declined
to interpret ‘second or successive’ as referring to all § 2254
applications filed second or successively in time, even when the later
filings address a state-court judgment already challenged in a prior
§
2254 application.” Id. at 2853. The Court observed “Congress did not
intend the provisions of AEDPA addressing ‘second or successive’
[applications] to govern a filing in the unusual posture presented
here: a § 2254 application raising a Ford-based incompetency claim
filed as soon as that claim is ripe.” Id. In conclusion, the Court
stated “[t]he statutory bar on ‘second or successive’ applications does
not apply to a Ford claim brought in an application filed when the
claim is first ripe.” Id. at 2855. After discussing the merits, the
Court reversed the denial of habeas relief. Id. at 2863.
In both Martinez-Villareal and Panetti, the Supreme Court held
the
statutory bar on second or successive applications does not apply to
Ford-based incompetency claims filed after the state has obtained an
execution warrant. Panetti, 127 S. Ct. at 2849, 2853;
Martinez-Villareal, 523 U.S. at 640, 643-44. For the limited purpose of
the statutory bar on second or successive applications found in §
2244(b)(2), we cannot think of any statutory reason why this holding
cannot be extended to Ford based incompetency and Atkins-based mental
retardation claims filed before the state has obtained an execution
warrant.
Moreover, in both Martinez-Villareal and Panetti, the Supreme
Court
indicated the setting of an execution date caused the applicants’
Ford-based incompetency claims to become ripe. Panetti, 127 S. Ct. at
2852; Martinez-Villareal, 523 U.S. at 643. Here, Nooner filed the
habeas application before the State of Arkansas had obtained an
execution warrant. That Nooner filed the habeas application before the
setting of an execution date is irrelevant to the ripeness of
Nooner’s
habeas application because “it is the situation now rather than the
situation at the time of the [d]istrict [c]ourt’s decision that must
govern.” Reg’l Rail Reorganization Act Cases, 419 U.S. 102, 140 (1974);
see also Pub. Water Supply Dist. No. 8 of Clay County, Mo. v. City of
Kearney, Mo., 401 F.3d 930, 932 (8th Cir. 2005).
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1997-2007
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