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This edition brings in focus a highly controversial non-capital
decision,
United
States v. Singleton which deals with the admissibility of testimony
regarding "squeals for deals." Other topics this week include two
losses in the Courts of Appeals, Johnson
v. Gibson (Tenth Circuit) and Cox
v. Norris (Eighth Circuit).
On a better note all charges were dropped in the death penalty
prosecution of Shareef Cousin in Louisiana who was among the one of the
youngest men on death row in this country, and now one of the youngest
apparently to have been sent to death row falsely. Finally,
several opinions are not in this week's edition as they have not yet either
hit the internet or hit the private subscription database that I use, including
the Gary Graham decision/order and the Nebraska Supreme Court's decision/order
in People v. Reeves.
In
Focus
US
v. Singleton Tenth Circuit (en banc) reverses a highly controversial
panel opinion and holds "squeals for deals" not violative of federal statute
18 U.S.C. 201(c)(2).
As correctly argued by Ms. Singleton, "whoever" is a broad
term which by its ordinary definition would exclude no one. Indeed, if
one were to take the word at face value, defendant's argument becomes colorable,
at least. However, the defendant's approach, while facially logical, ignores
a crucial point that must be considered in any attempt to apply the statute
to the issues of this case. She argues the breadth of the word "'whoever'
includes within its scope the assistant United States attorney who offered
Douglas something of value in exchange for his testimony." To begin the
parsing of the statute with this assumption, however, ignores a fundamental
fact: the capacity in which the government's lawyer appears in the courts.
The prosecutor, functioning within the scope of his or her office, is
not simply a lawyer advocating the government's perspective of the case.
Indeed, the prosecutor's function is far more significant. Only officers
of the Department of Justice or the United States Attorney can represent
the United States in the prosecution of a criminal case. 28 U.S.C. §§
516, 547 (1994); United States v. Navarro, 959 F. Supp. 1273,
1277 (E.D. Cal. 1997), rev'd on other grounds, 1998 WL 809553 (9th
Cir. Nov. 24, 1998). Indeed, a federal court cannot even assert jurisdiction
over a criminal case unless it is filed and prosecuted by the United States
Attorney or a properly appointed assistant. See United
States v. Providence Journal Co., 485 U.S. 693, 699-708 (1988)
(dismissing petition for certiorari for lack of jurisdiction where the
petition was filed by a government lawyer acting without the authority
to do so); United States v. Durham, 941 F.2d 886, 892 (9th
Cir. 1991) (whether Special AUSA had been properly appointed went to jurisdiction
of the district court). Therefore, the government's sovereign authority
to prosecute and conduct a prosecution is vested solely in the United States
Attorney and his or her properly appointed assistants. Of course, it cannot
be otherwise because the government of the United States is not capable
of exercising its powers on its own; the government functions only through
its officers and agents. We thus infer in criminal cases that an Assistant
United States Attorney, acting within the scope of authority conferred
upon that office, is the alter ego of the United States exercising its
sovereign power of prosecution. Hence, in the attempt to apply section
201(c)(2), the United States and the Assistant United States Attorney cannot
be separated. Indeed, the alter ego role(1)
of the prosecutor is not unusual, for in a similar case, the Sixth Circuit
has noted:
When an assistant United States Attorney (AUSA) enters into a plea agreement
with a defendant, that plea agreement is between the United States government
and the defendant. When an AUSA uses at trial testimony obtained through
a plea agreement or an agreement not to prosecute, he does so as the government.
An AUSA who, pursuant to the provisions of the United States Sentencing
Guidelines, moves for a downward departure under § 5K1.1, does so
as the government.
United States v. Ware, 161 F.3d 414, 1998 WL 830587, *8
(6th Cir. Dec. 3, 1998).
Put into proper context, then, the defendant's argument is: in a criminal
prosecution, the word "whoever" in the statute includes within its scope
the United States acting in its sovereign capacity. Extending that premise
to its logical conclusion, the defendant implies Congress must have intended
to subject the United States to the provisions of section 201(c)(2), and,
consequently, like any other violator, to criminal prosecution. Reduced
to this logical conclusion, the basic argument of the defendant is patently
absurd.
There is even a more fundamental reason for arriving at the same conclusion,
however. Although Congress may, by legislative act, add to or redefine
the meaning of any word, it did not do so in the passage of section 201(c)(2).
Therefore, we must presume it intended to employ the common meaning of
the word. The word "whoever" connotes a being. See Webster's
Third New International Dictionary 2611 (1993) (defining "whoever"
as "whatever person: any
person" (emphasis
added)). The United States is an inanimate entity, not a being. The word
"whatever" is used commonly to refer to an inanimate object. See
id. at 2600 (defining "whatever" as "anything that:
everything that" (emphasis added)). Therefore, construing
"whoever" to include the government is semantically anomalous. Looking
beyond definitions, though, there are rules of statutory construction that
will lead to the same conclusion.
Statutes of general purport do not apply to the United States unless
Congress makes the application clear and indisputable. In The Dollar
Savings Bank v. United States, 86 U.S. 227 (1873), the Court instructed:
It is a familiar principle that the King is not bound by any act of
Parliament unless he be named therein by special and particular words.
The most general words that can be devised (for example, any person or
persons, bodies politic or corporate) affect not him in the least, if they
may tend to restrain or diminish any of his rights and interests. . . .
The rule thus settled respecting the British Crown is equally applicable
to this government, and it has been applied frequently in the different
States, and practically in the Federal courts. It may be considered as
settled that so much of the royal prerogatives as belonged to the King
in his capacity of parens patriae, or universal trustee, enters
as much into our political state as it does into the principles of the
British constitution.
Id. at 239 (footnote omitted); see also
8 Matthew Bacon, A New Abridgment of the Law 92 (1869) ("[W]here
a statute is general, and thereby (a) any prerogative, right, title, or
interest is divested or taken from the king, in such case the king shall
not be bound, (b) unless the statute is made by express words to extend
to him."); Henry Campbell Black,
The Construction and Interpretation
of the Laws 94-97 (2d ed. 1911) (same). The Court revisited the concept
in Nardone v. United States, 302 U.S. 379, 383-84 (1937),
when it held this canon of construction generally applies when failure
to limit the application of a statute would "deprive the sovereign of a
recognized or established prerogative title or interest" or "where a reading
which would include [the government] would work obvious absurdity."
We have already established the absurdity in trying to apply section
201(c)(2) to the sovereign's prosecutorial powers, and a number of courts
have agreed for an abundance of reasons we also find persuasive. See,
e.g., United States v. Haese, ___ F.3d ___, 1998 WL
842185, at *8 (5th Cir. Dec. 7, 1998);
Ware, 161 F.3d 414,
1998 WL 830587, at *9; United States v. White, ___ F. Supp.
2d ___, 1998 WL 758830, at *2-3 (E.D.N.C. 1998); United States v.
Hammer, ___ F. Supp. 2d ___, 1998 WL 725211, at *17 (M.D. Pa. 1998);
United States v. Reid, 19 F. Supp. 2d 534, 535-38 (E.D. Va. 1998);
United States v. Arana, 18 F. Supp. 2d 715, 717-19 (E.D. Mich.
1998);
United States v. Dunlap, 17 F. Supp. 2d 1183, 1184-88
(D. Colo. 1998); United States v. Guillaume, 13 F. Supp.
2d 1331, 1332-34 (S.D. Fla. 1998);
United States v. Eisenhardt,
10 F. Supp. 2d 521, 521-22 (D. Md. 1998); United States v. Barbaro,
1998 WL 556152, at *3 (S.D.N.Y. Sept. 1, 1998). But see United States
v. Revis, ___ F. Supp. 2d ___, 1998 WL 713229 (N.D. Okla. 1998);
United
States v. Fraguela, 1998 WL 560352 (E.D. La. Aug. 27, 1998).
The next question, then, is whether applying the statute to the government
would deprive the sovereign of a recognized or established prerogative,
title, or interest. The answer to that question is, inescapably yes.
Capital
Cases
Johnson
v. Gibson Tenth Circuit denies habeas relief on grounds that this indigent
defendant was not entitled to money under Ake v. Oklahoma, 470 U.S.
68, 77 (1985), for certain expenses, peremptories were not racially based,
jury instructions concerning the intent to kill were not constitutionally
infirm, prosecutorial comments denigrating the defense held procedurally
defaulted, as well as a number of summarily dismissed arguments. On the
Batson issue, the only issue the panel examined at length, the court held:
Petitioner claims that the prosecutor's use of peremptory challenges
to strike all three black jurors on the venire, resulting in the selection
of an all-white jury, violated
Batson v. State of Kentucky, 476
U.S. 79 (1986). Petitioner exhausted this claim in the state courts; it
is not procedurally defaulted. Johnson's conviction was on direct appeal
when the Supreme Court issued
Batson.(2)
Accordingly, the Oklahoma Court of Criminal Appeals (OCCA) remanded the
Johnson
proceeding for an evidentiary hearing on his claim that race discrimination
tainted the jury selection process. At the hearing, petitioner established
that the prosecution exercised its peremptory challenges in a manner that
gave rise to the inference that it "exclude[d] the [black] venire members
from the petit jury on account of their race." United States v. Johnson,
941 F.2d 1102, 1107 (10th Cir. 1991). The defendant therefore made a prima
facie case of a
Batson violation. SeeBatson, 476 U.S. at
97. The burden then shifted to the prosecutor to present a "neutral explanation
for his action." Id. at 100. Following the prosecutor's explanations,
the trial judge concluded that "the State has met its burden of proof and
. . . there was no purposeful discrimination in the exercise of [] peremptory
challenges against black persons." Tr. of Hr'g Nov. 13, 1986, at 34 (hereinafter
Batson
Tr.).(3)
On habeas review, we presume the state court's factual determinations
to be correct unless we find that they are not fairly supported by the
record. See Sena v. New Mexico State Prison, 109 F.3d 652,
653 (10th Cir. 1997). In addition,
Batson cautions us to review
with deference the ultimate factual finding that there was no intentional
discrimination. See Batson, 476 U.S. at 98 n.21.
Petitioner now offers troubling evidence of the pretextual character
of the prosecutor's ostensibly neutral reasons. A black juror and a white
juror shared similar characteristics; the prosecutor, relying on those
characteristics, struck only the black juror. Cf. Turner v. Marshall,
121 F.3d 1248, 1251-52 (9th Cir. 1997) (finding allegedly race-neutral
reasons for peremptory challenge pretextual by comparing shared characteristics
of struck minority juror and empaneled nonminority juror). Our review of
the record, however, shows that petitioner did not raise this pretext argument
at the evidentiary hearing on the Batson claim. Therefore, although
it appears that the record may provide support for petitioner's pretext
argument, we cannot reverse the state court's factual findings at this
stage. To do so would require us to hold that the Batson inquiry
imposes an independent duty on the trial court to pore over the record
and compare the characteristics of jurors, searching for evidence of pretext,
absent any pretext argument or evidence presented by counsel. We cannot
reconcile such an approach with the Supreme Court's directive that "the
ultimate burden of persuasion regarding racial motivation rests with, and
never shifts from, the opponent of the strike." Purkett v. Elem,
514 U.S. 765, 768 (1995).
Cox
v. Norris Eighth Circuit denies a certificate of appealability to petitioner
and denies the issuance of habeas relief on numerous grounds. These
grounds include failure to grant a continuance, constitutionality of the
Arkansas state capital murder statute, the sitting of a juror who had family
members under investigation by the district attorney, and ineffectiveness
of counsel based upon "1) not requesting a change of venue because of pretrial
publicity; 2) not investigating the possibility that others were guilty
of the crimes; and 3) provoking and alienating [a] juror." Although
the Court of appeals spends little time on any one claim for relief, I
chose an excerpt concerning what is often a boilerplate claim in most capital
cases, the statutory construct for the allowance of mercy.
Cox also asserts that the Arkansas capital murder statute violates
the Eighth Amendment because it does not give the jury the option of mercy.
The statute contains the mandatory language that the jury "shall impose
a sentence of death" if it finds beyond a reasonable doubt that aggravating
factors exist and outweigh all mitigating circumstances found to exist.
Ark. Code Ann. 5-4-603(a). Death penalty statutes having some "mandatory"
aspects have been upheld as constitutional. See, e.g., Jurek v. Texas,
428 U.S. 262 (1976) (finding constitutional death penalty statutes that
dontained mandatory language but that allowed the jury to consider mitigating
factors); Blystone v. Pennsylvania, 494 U.S. 299 (1990) (same); and Boyde
v. California, 494 U.S. 370 (1990) (same). We approved of the "shall impose"
language in the Arkansas statute in Singleton v. Lockhart, 962 F.2d 1315,
1323 (8th Cir. 1992).
Here, the jury was given room for mercy. It was instructed that it could
return a sentence of death only if it unanimously found three things: 1)
that one or more aggravating factors existed; 2) that such aggravating
circumstances outweighed, beyond a reasonable doubt, any mitigating circumstances
found to exist; and 3) that the aggravating circumstance justified beyond
a reasonable doubt, the sentence of death. Defense counsel's closing argument
emphasized the fact that the jury had the option of a sentence of life
without parole. In addition, at the hearing in district court, counsel
conceded that the jury had actually been instructed with use of the word
"may." Under the circumstances, we find no constitutional error.
Next, Cox claims that the jury used an improper aggravator to sentence
him to death. One of the statutory aggravators used was that "the person
in the commission of the capital murder knowingly created a great risk
of death to a person other than the victim." Ark. Code Ann. 5-4-604 (4).
Cox argues that use of each homicide as an aggravating circumstance of
the other fails to satisfy the narrowing function and constitutes "double
counting." As noted above, the Arkansas scheme sufficiently narrows the
death eligible class. We approved use of this aggravator in Perry, 871
F.2d at 1392. Cox's double counting argument is also foreclosed by
Perry, 871 F.2d at 1393. Duplication of an element of a capital offense
by one or more aggravating circumstances does not render the Arkansas death
penalty scheme unconstitutional. See Wainwright v. Lockhart, 80 F.3d 1226,
1232 (8th Cir.), cert. denied, 117 S. Ct. 395 (1996).
Non-Capital
Habeas Cases
English v. Artuz
Second Circuit holds Teague does not bar relief due to partial closure
of courtroom during the testimony of main prosecution witness as per Waller
v. Georgia, 467
U.S. 39 (1984) and grants habeas.
Knox
v Iowa Eighth Circuit affirms on the questions of "whether his
constitutional rights were violated by the failure of the jury foreman
to disclose certain information or by the failure of the prosecution to
disclose exculpatory evidence"
Muhleisen
v. Ieyoub Fifth Circuit holds jury instruction on guilt was not constitutionally
infirm. Although the court holds Cage v. Louisanna retroactively
applicable, it holds the AEDPA bars relief.
There are three phrases in this instruction, each emphasized above,
which are problematic from a Due Process perspective. The most important
is what in prior decisions we have described as an "articulation requirement,"
i.e. the description that a reasonable doubt is one for which you could
give good reason. See Humphrey v. Cain, 120 F.3d 526, 531 (5th Cir.
1997), reasoning adopted inHumphrey v. Cain, 138 F.3d 552 (5th Cir.
1998)(en banc), cert. denied, No. 98-55, 1998 WL 396303 (Oct.
13, 1998). The others troublesome phrases are the descriptions "grave uncertainty"
and "actual or substantial doubt." See Cage v. Louisiana, 498 U.S.
39, 40 (1990).
Muhleisen filed his petition for a writ of habeas coprus after Congress
passed the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA").
That statute alters the standards and scope of our review in habeas corpus
petitions filed after AEDPA's effective date. See Nobles v. Johnson,
127 F.3d 409, 415 (5th Cir. 1997) (applying AEDPA standards
to a habeas petition filed after AEDPA's effective date of April 24, 1996).
Applying these statutory amendments to 28 U.S.C. § 2254(d)(1) , we
can grant a writ of habeas corpus only if the state court's determination
of law, on a de novo review, violated Supreme Court precedent in
existence at the time of the petitioner's conviction. See Drinkard v.
Johnson, 97 F.3d 751, 768 (5th Cir. 1996), overruled
on other grounds, Lindh v. Murphy, 521 U.S. 320 (1997).
We cannot say that this has occurred. The Supreme Court handed down
Cage
v. Louisiana, 498 U.S. 39 (1990), upon which petitioner relies, a little
over thirteen years after petitioner's conviction became final.(2)
That was the first, and so far the only, time the Supreme Court has held
a definition of reasonable doubt to have violated the Due Process Clause.
See
Victor v. Nebraska, 511 U.S. 1, 5 (1994). We are therefore bound by
AEDPA to deny Muhleisen's petition for a writ of habeas corpus.(3)
In
re Cain Fifth Circuit holds petitioner did not abuse the writ
by filing two separate challenges to two separate convictions and two separate
denials of good time credits.
Kriser
v. Johnson Fifth Circuit strikes this habeas petition as it was
filed more then one year after the passage of the AEDPA.
Prisoner
Rights/Governmental Misconduct Cases
Gould v. Davis
Fourth
Circuit upholds denial of qualified immunity on service of a "no knock
warrant" as the law was clearly established at the time the warrant was
served.
Dulany
v. Carnahane Eighth Circuit denies relief on claims "the defendant
state prison officials have been deliberately indifferent to their serious
medical needs in violation of their constitutional rights and rights secured
under the Americans with Disabilities Act (ADA), 42 U.S.C. secs. 12101-
12213."
Jones
v. Garner Eleventh Circuit examines the scope of Morales v.
California. Addressing the "claim that the retroactive application
of amendments to the Georgia regulations governing parole consideration,
Ga. Comp. R. & Regs. r. 475-3-.05.(2) (1986), violated the Ex Post
Facto Clause of Article I, § 10 of the United States constitution.,
the panel holds that the Supreme Courts holding in "California Dep't of
Corrections v. Morales, 514 U.S. 499 (1995), in which it held that the
retroactive application of a legislative amendment to the California parole
regulations that decreased the frequency of parole suitability hearings
in certain circumstances did not represent an ex post facto violation,
the Board concluded that Akins had been overruled and scheduled Jones'
next hearing for 2003 pursuant to the rule promulgated in 1986. The district
court agreed that Morales overruled Akins, and granted summary judgment
to the defendants. We find that Morales reinforced our holding in Akins,
and pursuant to Morales and Akins, we reverse."
Other
Perspectives
As I do most weeks, find below the
nation's premiere legal online provider, The National Law Journal (http://www.ljx.com)
Courthouse section's analysis of cases previously covered here, as well
as those few cases that seem to slip through the net of coverage.
INMATES WHO CANNOT speak or understand English well do
not have a right to prison-provided interpreters when appearing for parole
and disciplinary hearings and medical care, the U.S. Circuit Court of Appeals
for the District of Columbia ruled on Dec. 29. Franklin v. District of
Columbia, No. 97-7162. . . .A class of Spanish-speaking prisoners in the
District of Columbia corrections system sued for alleged violations of
their Fifth Amendment rights to due process and their Eighth Amendment
guarantees against cruel and unusual punishment. The district court ruled
in their favor, assigning liability to the district and ordering "sweeping
changes" in the way the city operates its prisons. . . . The appeals
panel found that because the U.S. Parole Commission took over the District's
Board of Parole under a 1997 law and because the inmates failed to name
the U.S. government in their suit, the district court's decision must be
vacated. The court also found that the inmates failed to prove that a named
class member who was convicted of a misdemeanor had, in fact, suffered
an injury because of a lack of English proficiency, which is required to
establish standing.
STATEMENTS MADE BY a complainant to her friend earlier on the day of
the alleged rape were not excludable under the rape-shield statute, the
Michigan Supreme Court ruled on Dec. 28. People v. Ivers, No.111177.
Affirming, the court held that statements that do not refer to the victim's
sexual conduct, or opinion or reputation evidence of the victim's conduct,
fall outside the rape-shield statute. Justice Michael F. Cavanagh said,
"The important distinction...is not so much 'statements' versus 'conduct'
as whether the statements do or do not amount to or reference specific
conduct." Michael Patrick Ivers was convicted of third-degree criminal
sexual conduct. At trial, he sought to introduce testimony from the complainant's
friend regarding a conversation they had had on the day of the alleged
rape. According to the witness, the complainant had told her friend
that she knew that she was going to college and that she was ready to have
sex. The trial court ruled that the testimony was inadmissible under the
rape-shield statute.
From one of the best resources for information on capital puishment,
the Death Penalty Information Center
at http://essential.org/dpic:
All charges were dropped in the death penalty prosecution of
Shareef Cousin in Louisiana. Cousin had been convicted and sentenced to
death for a murder in New Orleans when Couisin was 16 years old. The Louisiana
Supreme Court overturned his conviction because of improper evidence and
the District Attorney decided on January 8 not to pursue the case further.
Cousin had maintained that he was at a city recreation department basketball
game at the time of the crime and his coach testified that he dropped him
off at home just 20 minutes after the slaying. Cousin is the 75th
person to be exonerated after being sentenced to death since 1973.
He remains incarcerated on unrelated charges.
A discussion list for legal
professionals doing capital litigation is in the beginning stages.
The hope of the new list is to get some cross-pollination of ideas, as
well as to give those practitioner's who may not be at a public defender's
office or similar non-profit a forum to seek advice and bounce ideas around.
The list is private, and moderated only to try to weed out prosecutors
and law enforcement.
Post message: capitaldefense@onelist.com
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ISSN: 1523-6684 Volume
II, issue 1
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